Lument Finance Trust (NYSE: LFT) director now holds 300,732 shares
Rhea-AI Filing Summary
Lument Finance Trust, Inc. (LFT) director William A. Houlihan reported purchasing common stock in an open-market or private transaction. On 2026-08-18, he bought 20,000 shares at $0.60 per share, bringing his directly held position to 300,732 shares after the transaction. The filing’s Rule 10b5-1 checkbox was not marked as being pursuant to a trading plan.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 20,000 shares
Net Buy
1 txn
Insider
HOULIHAN WILLIAM A
Role
Director
Bought
20,000 shs ($12K)
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Purchase | common stock | 20,000 | $0.60 | $12K |
Holdings After Transaction:
common stock — 300,732 shares (Direct)
Key Figures
Shares purchased: 20,000 shares
Purchase price per share: $0.6000
Shares owned after transaction: 300,732 shares
3 metrics
Shares purchased
20,000 shares
Common stock acquired on 2026-08-18
Purchase price per share
$0.6000
Price for common stock purchase on 2026-08-18
Shares owned after transaction
300,732 shares
Directly held common stock following the reported purchase
Key Terms
open market, private transaction, Rule 10b5-1
3 terms
open market financial
"transaction code description: Purchase in open market or private transaction"
An open market is a system where buying and selling of goods, services, or financial assets happen freely without restrictions or special controls. For investors, it means they can trade assets easily and quickly, which helps determine fair prices based on supply and demand. This environment encourages transparency and competition, making it easier to buy or sell with confidence.
private transaction financial
"transaction code description: Purchase in open market or private transaction"
A private transaction is the sale or transfer of securities, assets, or ownership stakes carried out directly between a small number of parties rather than on a public exchange. For investors it matters because these deals are less visible and often less liquid than public trades, so pricing can be harder to verify, the investment can be harder to sell quickly, and buyers or sellers may gain strategic advantages not available in open markets — like negotiated terms similar to a private garage sale versus a crowded marketplace.
Rule 10b5-1 regulatory
"aff_10b5_one indicates the Rule 10b5-1 checkbox status"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
FAQ
What insider transaction did LFT director William A. Houlihan report?
He reported a purchase of Lument Finance Trust, Inc. (LFT) common stock, acquiring 20,000 shares in a single open-market or private transaction on 2026-08-18.
Was the LFT insider trade made under a Rule 10b5-1 trading plan?
The filing indicates the Rule 10b5-1 checkbox was not marked as being pursuant to a trading plan, so the transaction is not affirmed as executed under Rule 10b5-1.
What is the transaction code used in this LFT Form 4?
The transaction code is P, which the filing describes as a “Purchase in open market or private transaction.”
AI-generated analysis. How Rhea-AI works. Not financial advice.
