Lument Finance CEO buys 30K shares around $0.68

Lument Finance Trust, Inc. (LFT) reported insider purchases by CEO James Peter Flynn.

Rhea-AI Filing Summary

Lument Finance Trust, Inc. (LFT) reported insider purchases by CEO James Peter Flynn. On August 21, 2026 he purchased 20,000 shares of common stock at $0.6821 per share, and on August 24, 2026 he purchased an additional 10,000 shares at $0.6825 per share. The total of 30,000 shares was acquired in open market or private transactions and is reported as direct ownership. The Rule 10b5-1 checkbox is marked negative, indicating these trades were not reported as made under a Rule 10b5-1 trading plan.

Insider Trade Summary

Net Buyer: 30,000 shares

Net Buy 2 txns

Insider Flynn James Peter

Role CEO

Bought 30,000 shs ($20K)

Type	Security	Shares	Price	Value
Purchase	common stock	10,000	$0.6825	$7K
Purchase	common stock	20,000	$0.6821	$14K

Holdings After Transaction: common stock — 472,939 shares (Direct)

Key Figures

Shares purchased on August 21, 2026: 20,000 shares of common stock Price per share on August 21, 2026: $0.6821 per share Shares purchased on August 24, 2026: 10,000 shares of common stock +2 more

5 metrics

Shares purchased on August 21, 2026 20,000 shares of common stock Non-derivative purchase by CEO James Peter Flynn at $0.6821 per share

Price per share on August 21, 2026 $0.6821 per share Open market or private purchase of 20,000 common shares

Shares purchased on August 24, 2026 10,000 shares of common stock Non-derivative purchase by CEO James Peter Flynn at $0.6825 per share

Price per share on August 24, 2026 $0.6825 per share Open market or private purchase of 10,000 common shares

Total shares purchased in reported period 30,000 shares of common stock Sum of the two reported non-derivative purchase transactions

Key Terms

non-derivative, open market or private transaction, direct ownership

3 terms

non-derivative financial

"transaction_type": "non-derivative" for each common stock purchase"

open market or private transaction financial

"transaction_code_description": "Purchase in open market or private transaction""

direct ownership financial

"ownership_type": "direct", "ownership_code": "D""

FAQ

What insider transactions were reported for LFT in this Form 4?

The Form 4 reports that CEO James Peter Flynn purchased 30,000 shares of Lument Finance Trust, Inc. common stock in two open market or private transactions on August 21 and 24, 2026.

How many LFT shares did CEO James Peter Flynn buy and on which dates?

James Peter Flynn bought a total of 30,000 LFT shares: 20,000 shares on August 21, 2026 and 10,000 shares on August 24, 2026, all reported as direct ownership.

At what prices did the LFT CEO purchase shares in this Form 4?

The CEO purchased 20,000 shares at $0.6821 per share on August 21, 2026 and 10,000 shares at $0.6825 per share on August 24, 2026, in open market or private transactions.

Does this LFT Form 4 indicate trades under a Rule 10b5-1 plan?

No. The filing’s Rule 10b5-1 checkbox is unchecked, so these 30,000 shares of purchases by CEO James Peter Flynn are not reported as made pursuant to a Rule 10b5-1 trading plan.

Is the LFT CEO’s ownership in this Form 4 direct or indirect?

Both transactions are reported as direct ownership. The Form 4 lists ownership type code “D” for each purchase of Lument Finance Trust, Inc. common stock by CEO James Peter Flynn.

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Available on EDGAR 08/25/2026 - 04:05 PM Accepted by SEC EDGAR 08/25/2026 - 04:05 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Flynn James Peter

(Last) (First) (Middle)

C/O LUMENT FINANCE TRUST, INC.

230 PARK AVENUE, 20TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lument Finance Trust, Inc. [ LFT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/21/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	08/21/2026		P		20,000	A	$0.6821	462,939	D
common stock	08/24/2026		P		10,000	A	$0.6825	472,939	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Michele Halickman, Attorney-in-Fact	08/25/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)