Lument Finance Trust director granted 12,222 shares

Lument Finance Trust director Keenan Walter C received a stock grant as part of his board compensation.

Accepted by SEC EDGAR 05/27/2026 - 04:45 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Lument Finance Trust director Keenan Walter C received a stock grant as part of his board compensation. On this Form 4, he was awarded 12,222 shares of common stock at a value of $1.125 per share, with the footnote clarifying these were director fees paid in stock.

After this award, he directly owns 219,376 shares of Lument Finance Trust common stock. This is a compensation-related acquisition, not an open-market purchase, and reflects routine director fee payment in equity.

Insider Trade Summary

Grant/Award: 12,222 shares

Grant/Award 1 txn

Insider Keenan Walter C

Role Director

Type	Security	Shares	Price	Value
Grant/Award	common stock	12,222	$1.125	$14K

Holdings After Transaction: common stock — 219,376 shares (Direct)

Footnotes (1)

1. F1. Director fees paid in stock

Key Figures

Shares granted: 12,222 shares Grant value per share: $1.125 per share Shares owned after grant: 219,376 shares +1 more

4 metrics

Shares granted 12,222 shares Director stock grant as fees paid in stock

Grant value per share $1.125 per share Valuation used for director fee stock grant

Shares owned after grant 219,376 shares Director’s direct holdings following the transaction

Transaction date 2026-05-26 Date of director stock grant on Form 4

Key Terms

Form 4, director fees paid in stock, Grant, award, or other acquisition, common stock

4 terms

Form 4 regulatory

"On this Form 4, he was awarded 12,222 shares of common stock"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

director fees paid in stock financial

"the footnote clarifying these were director fees paid in stock"

Grant, award, or other acquisition financial

"The transaction code “A” on the Form 4 indicates a grant, award, or other acquisition of shares"

common stock financial

"12,222 shares of common stock at a value of $1.125 per share"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Lument Finance Trust (LFT) report for director Keenan Walter C?

Lument Finance Trust reported that director Keenan Walter C received 12,222 shares of common stock as a grant. The filing identifies this as director fees paid in stock, reflecting routine equity-based board compensation rather than an open-market transaction.

At what price were the 12,222 Lument Finance Trust (LFT) shares valued in the grant?

The 12,222 shares granted to director Keenan Walter C were valued at $1.125 per share. This valuation is used to determine the size of the stock-based director fee, replacing a comparable cash payment for board service during the period.

How many Lument Finance Trust (LFT) shares does Keenan Walter C own after this Form 4 transaction?

Following the stock grant, Keenan Walter C directly owns 219,376 shares of Lument Finance Trust common stock. This updated holding reflects the addition of 12,222 shares awarded as director fees paid in stock under the company’s equity compensation practices.

Was the Lument Finance Trust (LFT) Form 4 transaction an open-market purchase or compensation grant?

The Form 4 transaction was a compensation grant, not an open-market purchase. The code “A” and the description indicate a grant, and a footnote specifies that the 12,222 shares represent director fees paid in stock rather than a discretionary market buy.

What does the transaction code on the Lument Finance Trust (LFT) Form 4 indicate?

The transaction code “A” on the Form 4 indicates a grant, award, or other acquisition of shares. In this case, it represents 12,222 common shares issued to director Keenan Walter C as stock-settled director fees, consistent with equity-based board compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Keenan Walter C

(Last) (First) (Middle)

C/O LUMENT FINANCE TRUST, INC.

230 PARK AVENUE, 20TH FLOOR

(Street)

NEW YORK NEW YORK 10169

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lument Finance Trust, Inc. [ LFT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/26/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
common stock	05/26/2026		A		12,222	A(1)	$1.125	219,376	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Director fees paid in stock

	/s/ Michele Halickman, Attorney-in-Fact	05/27/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)