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Lifevantage (LFVN) CFO transfers 1,527 shares to cover tax obligations

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lifevantage Corp Chief Financial Officer Aure Carl reported a routine tax-related share transfer. On April 1, 2026, he disposed of 1,527 shares of common stock at an indicated value of $4.20 per share to cover tax obligations by delivering shares.

After this tax-withholding disposition, Carl directly holds 156,915 shares of Lifevantage common stock. Because the transaction was for tax payment rather than an open-market sale, it reflects compensation-related administration rather than an active decision to buy or sell shares in the market.

Positive

  • None.

Negative

  • None.
Insider Aure Carl
Role Chief Financial Officer
Type Security Shares Price Value
Tax Withholding Common Stock 1,527 $4.20 $6K
Holdings After Transaction: Common Stock — 156,915 shares (Direct)
Footnotes (1)
Tax-withholding shares 1,527 shares Common Stock delivered for tax liability on April 1, 2026
Indicated share value $4.20 per share Value used for tax-withholding disposition of 1,527 shares
Post-transaction holdings 156,915 shares Common Stock directly held by CFO after the transaction
tax-withholding disposition financial
"transaction_action": "tax-withholding disposition""
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
Common Stock financial
"security_title": "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Payment of exercise price or tax liability by delivering securities financial
"transaction_code_description": "Payment of exercise price or tax liability by delivering securities""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Aure Carl

(Last)(First)(Middle)
3300 N. TRIUMPH BLVD
SUITE 700

(Street)
LEHI UTAH 84043

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Lifevantage Corp [ LFVN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Financial Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock04/01/2026F1,527D$4.2156,915D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Alissa Neufeld, Power of Attorney for Carl Aure04/03/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Lifevantage (LFVN) disclose for CFO Aure Carl?

Lifevantage reported that CFO Aure Carl transferred 1,527 common shares to cover tax obligations. The transaction used shares valued at $4.20 each and was recorded as a tax-withholding disposition, not an open-market sale, leaving him with 156,915 directly held shares afterward.

Was the Lifevantage (LFVN) CFO’s Form 4 transaction a sale of shares?

The transaction was not an open-market sale. It was coded as a tax-withholding disposition, meaning 1,527 shares of common stock were delivered at $4.20 per share to satisfy tax liabilities, while the CFO retained 156,915 shares directly following the event.

How many Lifevantage (LFVN) shares does the CFO hold after this Form 4 filing?

After the reported tax-withholding transaction, CFO Aure Carl directly holds 156,915 shares of Lifevantage common stock. This total reflects his position after delivering 1,527 shares at a value of $4.20 per share to cover associated tax obligations on equity compensation.

What does the F transaction code mean in the Lifevantage (LFVN) Form 4?

The F code in this Form 4 indicates payment of exercise price or tax liability by delivering securities. Here, 1,527 Lifevantage common shares at $4.20 per share were used to cover tax obligations, classifying the transaction as a tax-withholding disposition rather than a standard sale.

Does the Lifevantage (LFVN) CFO’s Form 4 show any option exercises or derivative trades?

This Form 4 shows no derivative exercises or trades. It reports only a single non-derivative transaction: a tax-withholding disposition of 1,527 common shares at $4.20 per share, with no remaining derivative positions listed in the derivative transaction summary section.