STOCK TITAN

HRT Financial reports initial Lion Group (NASDAQ: LGHL) stock holdings

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

HRT Financial LP filed an initial statement of beneficial ownership as a more than ten percent owner of Lion Group Holding Ltd. As of July 28, 2026, it reports direct holdings of 59,589 shares of Lion Group common stock, with no accompanying purchase or sale transactions disclosed.

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Insider HRT FINANCIAL LP
Role 10% Owner
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 59,589 shares (Direct)
Direct common shares owned 59,589 shares Reported holdings of Lion Group common stock as of 2026-07-28
Reporting persons 1 Single reporting person HRT Financial LP on the Form 3
Holding entries 1 One non-transactional holding line reported for common stock
ten percent owner regulatory
"The reporting person is identified as a ten percent owner of the issuer"
beneficial ownership regulatory
"Filed as an initial statement of beneficial ownership of securities"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Common Stock financial
"Security title reported for Lion Group Holding Ltd is Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What does HRT Financial LP report in its Form 3 for LGHL?

HRT Financial LP reports an initial beneficial ownership position in Lion Group Holding Ltd (LGHL). It discloses direct holdings of 59,589 shares of common stock and is identified as a more than ten percent owner, with no specific buy or sell transactions listed.

How many Lion Group Holding (LGHL) shares does HRT Financial LP hold?

HRT Financial LP reports holding 59,589 shares of Lion Group common stock. This position is reported as of July 28, 2026 and is shown as a direct ownership stake without any related purchase or sale activity in the filing.

Is HRT Financial LP a ten percent owner of Lion Group Holding (LGHL)?

Yes. The reporting details identify HRT Financial LP as a ten percent owner of Lion Group Holding Ltd (LGHL). This status reflects its reported beneficial ownership, including the 59,589 directly held common shares disclosed in the initial ownership report.

Does the LGHL Form 3 for HRT Financial LP show any recent insider trades?

No specific trades are reported. The filing lists a holding entry showing 59,589 common shares owned directly but provides no buy or sell transaction codes, prices, or share amounts that would indicate recent insider purchases or sales.

What type of security does HRT Financial LP report owning in LGHL?

HRT Financial LP reports ownership of Common Stock of Lion Group Holding Ltd (LGHL). The filing shows a direct position of 59,589 common shares as of July 28, 2026, with no derivative securities reported in the accompanying data.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
HRT FINANCIAL LP

(Last)(First)(Middle)
3 WORLD TRADE CENTER, 175 GREENWICH STRE
76TH FLOOR

(Street)
NEW YORK NEW YORK 10007

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
07/28/2026
3. Issuer Name and Ticker or Trading Symbol
Lion Group Holding Ltd [ LGHL ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock59,589D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Adam Nunes07/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)