Welcome to our dedicated page for Lion Group Holding SEC filings (Ticker: LGHL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lion Group Holding Ltd. filings document foreign-private-issuer disclosures for its trading platform business, ADS program, capital structure, and governance matters. Recent Form 6-K reports cover interim financial results, material-event disclosures, purchase agreement waivers, share and ADS issuance terms, annual meeting materials, and voting results.
The filing record also describes shareholder approvals, director elections, auditor ratification, authorized share-capital matters, and the company’s 2025 Share Incentive Plan. Other disclosures address Class A and Class B ordinary-share voting rights, registration-statement incorporation by reference, depositary voting instructions for ADS holders, and press-release exhibits tied to digital-asset treasury activity.
Lion Group Holding Ltd (LGHL) reported that it continues to hold approximately 195,000 Hyperliquid (HYPE) tokens as part of its digital-asset treasury management strategy. As of August 24, 2026, this HYPE position was valued at about USD 15.8 million, based on prevailing market prices on that date. The company stated it has not sold any HYPE tokens since establishing its position and reaffirmed a long-term holding approach toward HYPE and other selected cryptocurrencies. Lion Group highlighted recent growth and activity in the Hyperliquid ecosystem, including trading volumes, protocol revenues, upgrades, and interest via spot HYPE ETFs, and indicated it will continue to monitor market developments and provide updates when appropriate.
Lion Group Holding Ltd. has adopted the 2026 Share Incentive Plan No. 2, approved by its board of directors on August 15, 2026. Under this plan, the maximum aggregate number of Class A ordinary shares that may be issued pursuant to all awards is 14,625,000,000,000. As of this report date, no awards have been granted under the company’s separate 2026 Share Incentive Plan No. 1.
The plan has a ten-year term from its effective date and covers a broad range of equity-based awards, including options, restricted shares, restricted share units, share appreciation rights, deferred shares, dividend equivalents and share payments, for employees, directors and consultants, subject to local law limits. Annual compensation for any non-employee director under the plan is capped at US$300,000, with a higher cap of US$500,000 in the fiscal year the plan becomes effective or in a director’s first year of service. The document also details governance, administration and adjustment mechanisms for corporate transactions and capital changes.
HRT FINANCIAL LP, a ten percent owner of Lion Group Holding Ltd, reported selling 45,130 shares of common stock on 2026-08-06 at $0.939 per share in an open market or private transaction. After this sale, HRT FINANCIAL LP directly holds 31,125 shares of Lion Group Holding Ltd common stock.
HRT Financial LP, a more than ten percent owner of Lion Group Holding Ltd, reported selling 10,392 shares of Common Stock on August 5, 2026 at $0.927 per share in a sale described as an open market or private transaction. After this sale, it directly holds 76,255 shares. The Rule 10b5-1 trading plan checkbox was not marked.
HRT Financial LP, a ten percent owner of Lion Group Holding Ltd, reported mixed trading in the company’s Common Stock. On 2026-08-04 it purchased 13,764 shares at 0.9200 per share, and on 2026-08-03 it sold 1,827 shares at 0.9260 per share, resulting in a net acquisition of 11,937 shares. The transactions are reported as direct ownership, and the Rule 10b5-1 trading plan checkbox was not marked.
HRT Financial LP, a ten percent owner of Lion Group Holding Ltd, reported mixed trading in Common Stock. On July 31, 2026 it purchased 34,355 shares at $0.943 per share, and on July 30, 2026 it sold 16,205 shares at $1.04 per share. The filing shows a net purchase of 18,150 shares, and the Rule 10b5-1 trading-plan checkbox was not marked.
HRT Financial LP, a ten percent owner of Lion Group Holding Ltd, reported selling 3,029 shares of Common Stock on July 29, 2026 at $1.21 per share in a sale classified as an open market or private transaction.
After this sale, HRT Financial LP directly owns 56,560 shares of Lion Group Holding Ltd Common Stock. The Rule 10b5-1 trading plan checkbox in the report was unchecked.
HRT Financial LP filed an initial statement of beneficial ownership as a more than ten percent owner of Lion Group Holding Ltd. As of July 28, 2026, it reports direct holdings of 59,589 shares of Lion Group common stock, with no accompanying purchase or sale transactions disclosed.
HRT FINANCIAL LP, a ten percent owner of Lion Group Holding Ltd, reported selling 93,931 shares of Common Stock on 2026-07-27 at $1.59 per share in a sale classified as an open market or private transaction, and reported holding 0 shares directly afterward. The Rule 10b5-1 trading plan checkbox was not marked.
HRT FINANCIAL LP, reporting as a ten percent owner of Lion Group Holding Ltd, reported mixed trades in common stock. It purchased 27,702 shares at $0.954 on July 24, 2026 and sold 8,435 shares at $1.43 on July 23, 2026, a net acquisition of 19,267 shares.