Welcome to our dedicated page for Lion Group Holding SEC filings (Ticker: LGHL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lion Group Holding Ltd. filings document foreign-private-issuer disclosures for its trading platform business, ADS program, capital structure, and governance matters. Recent Form 6-K reports cover interim financial results, material-event disclosures, purchase agreement waivers, share and ADS issuance terms, annual meeting materials, and voting results.
The filing record also describes shareholder approvals, director elections, auditor ratification, authorized share-capital matters, and the company’s 2025 Share Incentive Plan. Other disclosures address Class A and Class B ordinary-share voting rights, registration-statement incorporation by reference, depositary voting instructions for ADS holders, and press-release exhibits tied to digital-asset treasury activity.
Lion Group Holding Ltd. filed an amended Form F‑3 prospectus for a resale offering. The filing covers up to 14,580,732,500 Class A ordinary shares in the form of 5,832,293 ADSs, to be offered by the selling securityholder. Each ADS represents 2,500 Class A ordinary shares. The ADSs are issuable upon conversion of senior secured convertible debentures due June 23, 2028 and July 21, 2028.
The company will not receive proceeds from sales by the selling securityholder. Separately, under a Securities Purchase Agreement, the company may sell up to $600 million of senior secured convertible notes to the Buyer, including an initial $11 million June note and a subsequent $3 million July note already issued. The ADSs trade on Nasdaq as LGHL; the ADS closing price was $0.81 on November 11, 2025.
The filing also notes General Instruction I.B.5 limitations for primary offerings and outlines risk factors, including reliance on Section 8(a) effectiveness and evolving PRC-related regulatory considerations.
Lion Group Holding Ltd. furnished a Form 6-K that attaches its unaudited interim financial results for the six months ended June 30, 2025 (Exhibit 99.1). The report is incorporated by reference into the company’s registration statements on Form F-3 (No. 333-289794) and Form S-8 (No. 333-275597), making it part of those prospectuses from the filing date. The filing lists accompanying Inline XBRL exhibits for the financial data presentation.
Lion Group Holding Ltd. discloses share class voting rights and specific share counts for certain holders. The filing states that Class A ordinary shares carry one vote each while Class B ordinary shares carry 10,000 votes each. The document lists repeated entries of B2: 64,887,845 shares and shows holdings associated with Chi Fai Choi including figures shown as 82,730,000, 37,640,000 and 65,305,000. The report is signed by Chunning Wang in the capacity of Chief Executive Officer and Director. The filing contains no financial results, transactions, or total outstanding share counts to provide ownership percentages.
Lion Group Holding Ltd. has adopted a new 2025 Share Incentive Plan approved by its board of directors on September 3, 2025. The plan authorizes a maximum aggregate of 1,492,312,340 Class A or Class B ordinary shares to be issued pursuant to awards granted under the plan. The 2025 Share Incentive Plan will remain in effect for ten years, providing a long-term framework for equity-based compensation.
Lion Group Holding Ltd. is convening its Annual Shareholders’ Meeting on September 29, 2025, at 10:00 a.m. local time. The meeting will be held at the company’s principal executive office at 10 Ubi Crescent, #06-51 (Office 12), Ubi Techpark, Singapore 408574, Lobby C. Shareholders of record as of September 2, 2025 are entitled to vote at the meeting. The specific matters to be voted on are detailed in a related Form 6-K filed on September 8, 2025. This report is also incorporated by reference into the company’s existing Form F-3 and Form S-8 registration statements.