HRT Financial LP nets sale of Lion Group shares

HRT Financial LP, a ten percent owner of Lion Group Holding Ltd, reported mixed trading in the company’s Class A Shares.

Rhea-AI Filing Summary

HRT Financial LP, a ten percent owner of Lion Group Holding Ltd, reported mixed trading in the company’s Class A Shares. On April 10, it executed an open-market sale of 39,250 Class A Shares at $0.88 per share, leaving 3,967 shares directly owned afterward.

On April 9, it had made an open-market purchase of 1,452 Class A Shares at $0.89 per share. Overall, these trades represent a net disposition of 37,798 shares over the two days.

Insider Trade Summary

Net Seller: 37,798 shares

Net Sell 2 txns

Insider HRT FINANCIAL LP

Role 10% Owner

Bought 1,452 shs ($1K)

Sold 39,250 shs ($35K)

Type	Security	Shares	Price	Value
Sale	Class A Shares	39,250	$0.88	$35K
Purchase	Class A Shares	1,452	$0.89	$1K

Holdings After Transaction: Class A Shares — 3,967 shares (Direct)

Key Figures

Shares sold: 39,250 Class A Shares Sale price: $0.88 per share Shares purchased: 1,452 Class A Shares +3 more

6 metrics

Shares sold 39,250 Class A Shares Open-market sale on April 10, 2026 at $0.88

Sale price $0.88 per share Price for 39,250 Class A Shares sold April 10, 2026

Shares purchased 1,452 Class A Shares Open-market purchase on April 9, 2026 at $0.89

Purchase price $0.89 per share Price for 1,452 Class A Shares bought April 9, 2026

Net shares sold 37,798 shares Net disposition across April 9–10, 2026 trades

Shares held after sale 3,967 Class A Shares Direct ownership after April 10, 2026 transaction

Key Terms

open-market sale, open-market purchase, ten percent owner, Class A Shares, +1 more

5 terms

open-market sale financial

"transaction_action: "open-market sale" for 39,250 Class A Shares"

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

open-market purchase financial

"transaction_action: "open-market purchase" for 1,452 Class A Shares"

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

ten percent owner financial

"HRT FINANCIAL LP is marked as "is_ten_percent_owner": 1"

Class A Shares financial

"security_title is listed as "Class A Shares" in each transaction"

Class A shares are one of a company’s distinct types of stock that come with a specific set of rights—commonly different voting power, dividend treatment, or transfer rules—defined in the company’s charter. Investors care because those rights affect control, income and resale value; like holding a seat at a table that has different rules or stronger chips than other seats, owning Class A changes how much influence and return you can expect.

Form 4 regulatory

"INSIDER FILING DATA (Form 4) heading for the disclosure"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions did HRT Financial LP report for LGHL?

HRT Financial LP reported one open-market purchase and one open-market sale of Lion Group Holding Ltd Class A Shares, resulting in a net disposition of 37,798 shares over two trading days in April 2026.

How many Lion Group (LGHL) shares did HRT Financial LP sell and at what price?

HRT Financial LP sold 39,250 Class A Shares of Lion Group Holding Ltd in an open-market transaction at a price of $0.88 per share, according to the Form 4 insider trading disclosure filed for April 10, 2026.

Did HRT Financial LP buy any Lion Group (LGHL) shares in this Form 4?

Yes. The filing shows HRT Financial LP purchased 1,452 Class A Shares of Lion Group Holding Ltd in an open-market transaction at $0.89 per share on April 9, 2026, before the larger sale reported the following day.

What is HRT Financial LP’s remaining position in Lion Group (LGHL) after these trades?

After the April 10, 2026 sale, HRT Financial LP directly owns 3,967 Class A Shares of Lion Group Holding Ltd, as reported in the Form 4, reflecting its holdings immediately following the disclosed transactions.

What is the net effect of HRT Financial LP’s recent LGHL trades?

Combining the 1,452-share purchase at $0.89 and the 39,250-share sale at $0.88, HRT Financial LP reduced its Lion Group Holding Ltd holdings by a net 37,798 Class A Shares across the two reported transactions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/13/2026 - 10:17 AM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HRT FINANCIAL LP

(Last) (First) (Middle)

3 WORLD TRADE CENTER, 175 GREENWICH STRE

76TH FLOOR

(Street)

NEW YORK NEW YORK 10007

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lion Group Holding Ltd [ LGHL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Shares	04/09/2026		P		1,452	A	$0.89	43,217	D
Class A Shares	04/10/2026		S		39,250	D	$0.88	3,967	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Adam Nunes	04/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)