HRT FINANCIAL LP reveals Lion Group (NASDAQ: LGHL) shareholding

Rhea-AI Filing Summary

HRT FINANCIAL LP filed an initial ownership report for Lion Group Holding Ltd, identifying itself as a ten percent owner. The filing shows direct ownership of 23,549 Class A Shares as of the reported date, with no buy or sell transactions indicated in this form.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

HRT FINANCIAL LP

(Last) (First) (Middle)

3 WORLD TRADE CENTER, 175 GREENWICH STRE

76TH FLOOR

(Street)

NEW YORK NEW YORK 10007

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/19/2026

3. Issuer Name and Ticker or Trading Symbol
Lion Group Holding Ltd [ LGHL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Shares	23,549	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Adam Nunes	03/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does HRT FINANCIAL LP disclose in its Form 3 for LGHL?

HRT FINANCIAL LP discloses an existing ownership position in Lion Group Holding Ltd. The Form 3 lists direct holdings of 23,549 Class A Shares, establishing HRT FINANCIAL LP as a ten percent owner without reporting any new purchase or sale transactions.

How many Lion Group (LGHL) shares does HRT FINANCIAL LP report owning?

HRT FINANCIAL LP reports owning 23,549 Class A Shares of Lion Group Holding Ltd. This figure reflects its direct ownership as a significant shareholder and is presented as part of an initial ownership statement rather than a record of recent trading activity.

Is HRT FINANCIAL LP a ten percent owner of Lion Group (LGHL)?

Yes, HRT FINANCIAL LP is identified as a ten percent owner of Lion Group Holding Ltd. The Form 3 flags the firm as a ten percent beneficial owner, which triggers ongoing reporting obligations for its holdings and any future changes in its share position.

Does the HRT FINANCIAL LP Form 3 for LGHL show any recent trades?

No, the Form 3 does not show any recent buy or sell trades. The filing functions as a baseline ownership statement, recording 23,549 Class A Shares held directly, with transaction fields indicating no specific purchase or sale activity in this disclosure.

What type of security does HRT FINANCIAL LP hold in Lion Group (LGHL)?

HRT FINANCIAL LP holds Lion Group’s Class A Shares. The Form 3 specifies ownership of 23,549 Class A Shares, recorded as direct ownership, with no derivative securities or options listed in the accompanying derivative holdings summary.