Lion Group director reports 4.5M Class B stake

Lion Group Holding Ltd director and CFO Lee Sze Hau filed an initial statement of beneficial ownership, reporting direct holdings of 4,500,000 Class B ordinary shares.

Rhea-AI Filing Summary

Lion Group Holding Ltd director and CFO Lee Sze Hau filed an initial statement of beneficial ownership, reporting direct holdings of 4,500,000 Class B ordinary shares. The filing lists this position as of the reported date, without showing any new buy or sell transaction.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Lee Sze Hau

Role Director (Class II) and CFO

Type	Security	Shares	Price	Value
holding	Class B ordinary shares	--	--	--

Holdings After Transaction: Class B ordinary shares — 4,500,000 shares (Direct)

Key Figures

Direct Class B holdings: 4,500,000 shares

1 metrics

Direct Class B holdings 4,500,000 shares Beneficial ownership reported on Form 3

Key Terms

Class B ordinary shares, beneficial ownership, Director (Class II) and CFO

3 terms

Class B ordinary shares financial

"security_title: "Class B ordinary shares""

Class B ordinary shares are a type of ownership stake in a company that typically come with different voting rights or privileges compared to other share classes. For investors, they represent a way to hold part of the company’s value and influence its decisions, often with fewer voting rights than Class A shares. Understanding these shares helps investors assess their level of control and potential returns within a company.

beneficial ownership financial

"initial statement of beneficial ownership by the reporting person"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Director (Class II) and CFO financial

"officer_title: "Director (Class II) and CFO""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider position did LGHL director Lee Sze Hau report on Form 3?

Lee Sze Hau reported direct beneficial ownership of 4,500,000 Class B ordinary shares of Lion Group Holding Ltd. This establishes his reported equity position in the company as a director and CFO at the time of the filing.

Does the LGHL Form 3 for Lee Sze Hau show any recent share purchases or sales?

The Form 3 for Lee Sze Hau does not show any specific buy or sell transaction. It records 4,500,000 Class B ordinary shares as directly owned, with the transaction summary reflecting a holding entry and no reported purchases or sales.

What class of securities does Lee Sze Hau hold in Lion Group (LGHL)?

Lee Sze Hau holds Class B ordinary shares of Lion Group Holding Ltd. The filing reports a direct beneficial ownership position of 4,500,000 Class B ordinary shares, providing visibility into his equity stake in this share class.

What roles does the reporting person on the LGHL Form 3 currently hold?

The reporting person, Lee Sze Hau, is identified as a director and officer of Lion Group Holding Ltd. His officer title is Director (Class II) and CFO, indicating both board membership and a senior financial leadership role.

Is Lee Sze Hau a ten percent owner of Lion Group Holding Ltd according to this filing?

The Form 3 indicates that Lee Sze Hau is not classified as a ten percent owner. He is reported as a director and officer, with a disclosed holding of 4,500,000 Class B ordinary shares, but the ten percent owner flag is marked as zero.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/02/2026 - 02:40 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Lee Sze Hau

(Last) (First) (Middle)

10 UBI CRESCENT

(Street)

SINGAPORE 408574

(City) (State) (Zip)

HONG KONG

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Lion Group Holding Ltd [ LGHL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Director (Class II) and CFO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class B ordinary shares	4,500,000	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

No derivative securities beneficially owned directly or indirectly.

	/s/ Sze Hau Lee	04/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)