HRT Financial LP (LGHL) reports net buy of 50,215 Lion Group shares

Rhea-AI Filing Summary

HRT Financial LP, a ten percent owner of Lion Group Holding Ltd, reported a series of open-market trades in Class A Shares. Over several days, it purchased 56,652 shares at prices between $0.83 and $0.96 per share and sold 6,437 shares at $0.99 per share.

These transactions resulted in a net purchase of 50,215 shares and brought HRT Financial LP’s direct holdings to 41,765 Class A Shares following the most recent trade.

Insights

Equity market structure analyst

HRT Financial LP made net open-market share purchases in LGHL.

HRT Financial LP, identified as a ten percent owner, executed multiple open-market trades in Lion Group Holding Ltd Class A Shares. Across several days, it bought more shares than it sold, ending with 41,765 shares directly held after the latest transaction.

The pattern shows net accumulation of 50,215 shares at sub-$1 prices, with no derivative positions reported in this filing. The activity reflects direct cash equity trading only; future filings would be needed to see whether this pattern continues or changes.

Insider Trade Summary

Net Buyer: 50,215 shares

Net Buy 4 txns

Insider HRT FINANCIAL LP

Role 10% Owner

Bought 56,652 shs ($49K)

Sold 6,437 shs ($6K)

Type	Security	Shares	Price	Value
Purchase	Class A Shares	590	$0.96	$566.40
Purchase	Class A Shares	24,433	$0.90	$22K
Sale	Class A Shares	6,437	$0.99	$6K
Purchase	Class A Shares	31,629	$0.83	$26K

Holdings After Transaction: Class A Shares — 41,765 shares (Direct)

Key Figures

Total shares bought: 56,652 shares Total shares sold: 6,437 shares Net share change: 50,215 shares +3 more

6 metrics

Total shares bought 56,652 shares Aggregate open-market purchases in Class A Shares

Total shares sold 6,437 shares Aggregate open-market sale in Class A Shares

Net share change 50,215 shares Net buy across reported transactions

Purchase prices $0.83–$0.96 per share Prices for open-market purchases

Sale price $0.99 per share Price for open-market sale

Shares owned after trades 41,765 shares Direct Class A Shares following latest transaction

Key Terms

open-market purchase, open-market sale, ten percent owner, Class A Shares

4 terms

open-market purchase financial

"transaction_action": "open-market purchase""

An open-market purchase is when an investor or a company buys shares on a public stock exchange at the going market price, rather than through a private deal. It matters to investors because these purchases change how many shares are available, can push the stock price up or signal confidence from large buyers, and often affect per-share metrics like earnings—think of it like someone buying lots of apples off a grocery shelf, reducing supply and potentially raising the price.

open-market sale financial

"transaction_action": "open-market sale""

An open-market sale is when a shareholder sells existing shares directly on a public exchange to any willing buyer, rather than through a private deal. Think of it like putting goods on a busy market stall where price is set by supply and demand; for investors it matters because such sales increase available supply, can put short-term downward pressure on the stock price, and signal changes in liquidity or investor confidence.

ten percent owner regulatory

""is_ten_percent_owner": 1"

Class A Shares financial

""security_title": "Class A Shares""

Class A shares are one of a company’s distinct types of stock that come with a specific set of rights—commonly different voting power, dividend treatment, or transfer rules—defined in the company’s charter. Investors care because those rights affect control, income and resale value; like holding a seat at a table that has different rules or stronger chips than other seats, owning Class A changes how much influence and return you can expect.

FAQ

What did HRT Financial LP do in the latest LGHL Form 4 filing?

HRT Financial LP reported multiple open-market trades in Lion Group Holding Ltd Class A Shares, resulting in a net purchase of 50,215 shares. It combined several buy and sell transactions over a few days, ending with 41,765 shares directly owned after the most recent trade.

How many Lion Group (LGHL) shares did HRT Financial LP buy and sell?

HRT Financial LP bought 56,652 Lion Group Class A Shares and sold 6,437 shares in the reported period. These trades produced a net increase of 50,215 shares in its position, according to the aggregate transaction summary in the Form 4 filing data.

At what prices did HRT Financial LP trade LGHL Class A Shares?

HRT Financial LP’s reported open-market trades in Lion Group Class A Shares occurred at prices between $0.83 and $0.99 per share. Purchases were made at $0.83, $0.90, and $0.96, while the reported sale was executed at $0.99 per share.

How many Lion Group (LGHL) shares does HRT Financial LP own after these trades?

After completing the reported trades, HRT Financial LP directly owns 41,765 Lion Group Holding Ltd Class A Shares. This figure reflects the holdings following the most recent transaction in the Form 4, incorporating both the purchases and the sale disclosed for the period.

Does the LGHL Form 4 show derivative positions for HRT Financial LP?

The Form 4 data shows no derivative transactions or remaining derivative positions for HRT Financial LP. All reported activity involves non-derivative Class A Shares traded in the open market, so the position consists solely of common equity as described in the filing excerpt.

Is HRT Financial LP a major shareholder of Lion Group (LGHL)?

HRT Financial LP is identified as a ten percent owner of Lion Group Holding Ltd in the Form 4 filing. That designation indicates it holds a significant stake relative to the company’s equity, and its open-market trades must be reported under SEC insider transaction rules.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/09/2026 - 12:04 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HRT FINANCIAL LP

(Last) (First) (Middle)

3 WORLD TRADE CENTER, 175 GREENWICH STRE

76TH FLOOR

(Street)

NEW YORK NEW YORK 10007

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lion Group Holding Ltd [ LGHL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Shares	04/02/2026		P		31,629	A	$0.83	23,179	D
Class A Shares	04/06/2026		S		6,437	D	$0.99	16,742	D
Class A Shares	04/07/2026		P		24,433	A	$0.9	41,175	D
Class A Shares	04/08/2026		P		590	A	$0.96	41,765	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Adam Nunes	04/09/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)