Lion Group (LGHL) director Lau Hoi Ho submits initial Form 3 ownership report

Rhea-AI Filing Summary

Lion Group Holding Ltd director Lau Hoi Ho has filed an initial statement of beneficial ownership on Form 3. This filing establishes his status as a director and provides a baseline disclosure of his equity position with the company. The provided data shows no reportable transactions, no option exercises, and no derivative positions, indicating that the form is strictly an initial ownership report rather than a record of recent trading activity.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Lau Hoi Ho

(Last) (First) (Middle)

10 UBI CRESCENT

(Street)

SINGAPORE 408574

(City) (State) (Zip)

SINGAPORE

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Lion Group Holding Ltd [ LGHL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Lau Hoi Ho	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Lion Group (LGHL) Form 3 filing for Lau Hoi Ho show?

The Form 3 shows that Lau Hoi Ho is a director of Lion Group Holding Ltd (LGHL). It serves as his initial statement of beneficial ownership and, in the provided data, contains no reportable transactions or derivative positions.

Is Lau Hoi Ho considered an insider at Lion Group (LGHL)?

Yes. The filing identifies Lau Hoi Ho as a director of Lion Group Holding Ltd. Directors are treated as corporate insiders under U.S. securities rules and must report their holdings and certain transactions in company securities.

Does the Lion Group (LGHL) Form 3 show any recent share purchases or sales?

No. The transaction summary in the provided Form 3 data shows no buy or sell transactions, no option exercises, and no gifts or restructurings, indicating there are no recent reportable trades in this particular filing.

Are any derivatives or options reported for Lau Hoi Ho in the LGHL Form 3?

No derivative positions are listed. The derivativeSummary section is empty and the exercise-related counts are zero, so the Form 3 excerpt does not show any options, warrants, or other derivative securities for Lau Hoi Ho.

What is the purpose of this Lion Group (LGHL) Form 3 filing?

This Form 3 serves as an initial beneficial ownership report for director Lau Hoi Ho at Lion Group Holding Ltd. It establishes his insider reporting status and provides a baseline reference for any future Form 4 or Form 5 filings.

Does the LGHL Form 3 indicate any net buying or selling by Lau Hoi Ho?

No. The transactionSummary shows zero buy shares, zero sell shares, and a neutral net buy/sell direction, confirming that this particular filing does not reflect any net trading activity by Lau Hoi Ho.