Lion Group Holding (NASDAQ: LGHL) owner HRT Financial LP reports 70,981 shares
Rhea-AI Filing Summary
HRT Financial LP, identified as a ten percent owner of Lion Group Holding Ltd, has reported beneficial ownership of 70,981 shares of the company's Common Stock. These shares are held with direct ownership, and no recent purchase or sale transactions are listed in this disclosure.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
HRT FINANCIAL LP
Role
10% Owner
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Common Stock — 70,981 shares (Direct)
Footnotes (1)
Key Figures
Common Stock held: 70,981 shares
Holding entries: 1
Buy transactions: 0
+2 more
5 metrics
Common Stock held
70,981 shares
Beneficial ownership reported by HRT Financial LP
Holding entries
1
Number of non-transaction holding rows reported
Buy transactions
0
BuyCount in transaction summary
Sell transactions
0
SellCount in transaction summary
Ten percent owner status
1
is_ten_percent_owner flag for HRT Financial LP
Key Terms
Common Stock, ten percent owner, beneficial ownership, direct ownership
4 terms
Common Stock financial
"security_title is reported as "Common Stock""
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
ten percent owner regulatory
"HRT Financial LP is marked as a ten percent owner"
beneficial ownership financial
"reported beneficial ownership of 70,981 shares"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
direct ownership financial
"ownership_type is coded as direct ("D")"
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What stake did HRT Financial LP report in LGHL?
HRT Financial LP reported beneficial ownership of 70,981 shares of Lion Group Holding Ltd Common Stock. The position is reported as directly owned, reflecting its status as a ten percent owner, with no buy or sell transactions included in this disclosure.
Is HRT Financial LP a director or officer of LGHL?
HRT Financial LP is reported only as a ten percent owner of Lion Group Holding Ltd and is not identified as a director or officer. The disclosure focuses on its ownership position rather than any management or board role.
Did the LGHL Form 3 for HRT Financial LP report any recent trades?
No trades are reported; the Form 3 lists only a holding entry for 70,981 Common Stock shares. The transaction summary shows 0 buy and 0 sell transactions, indicating this is an initial ownership report rather than a trading update.
How is HRT Financial LP's LGHL ownership classified?
HRT Financial LP's Lion Group Holding Ltd position is classified as direct ownership of Common Stock. The ownership code is listed as direct (D), meaning the 70,981 shares are not reported as being held through an indirect entity or trust.
Are there any derivative securities reported for HRT Financial LP in LGHL?
No derivative securities are listed; the filing reports only Common Stock holdings. The derivative summary section is empty, indicating no options, warrants, or other derivative positions are disclosed for HRT Financial LP in this statement.