Lion Group (LGHL) director Lo Tak Wing becomes reporting insider with Form 3

Rhea-AI Filing Summary

Lion Group Holding Ltd director Lo Tak Wing has filed an initial insider ownership report on Form 3. This filing establishes his status as a director and registers him as a reporting insider under securities rules, but does not disclose any specific share transactions or changes in ownership.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Lo Tak Wing

(Last) (First) (Middle)

10 UBI CRESCENT

(Street)

SINGAPORE 408574

(City) (State) (Zip)

SINGAPORE

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026

3. Issuer Name and Ticker or Trading Symbol
Lion Group Holding Ltd [ LGHL ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

No securities are beneficially owned.

	/s/ Tak Wing Lo	03/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does the Lion Group (LGHL) Form 3 filing by Lo Tak Wing mean?

The Form 3 filing shows that Lo Tak Wing is now a reporting insider of Lion Group Holding Ltd (LGHL) as a director. It is an initial ownership report and does not reflect any recent stock purchases or sales.

Did Lo Tak Wing buy or sell Lion Group (LGHL) shares in this Form 3?

No transactions are reported in this Form 3 for Lo Tak Wing. The insider data shows zero buys, sells, exercises, gifts, or other transactions, indicating this filing only establishes reporting status, not trading activity in LGHL shares.

What insider role does Lo Tak Wing have at Lion Group (LGHL)?

The insider data identifies Lo Tak Wing as a director of Lion Group Holding Ltd (LGHL). He is not listed as an officer or a ten percent owner in this filing, which focuses on his board-level role for reporting purposes.

Does the Lion Group (LGHL) Form 3 show any derivative positions for Lo Tak Wing?

The filing’s derivative section is empty for Lo Tak Wing, and the summary reports zero derivative transactions or remaining derivative positions. This means no options or similar derivative holdings are disclosed in this specific Form 3 excerpt.

How significant is the LGHL Form 3 filing by director Lo Tak Wing for investors?

This Form 3 is mainly an administrative disclosure. It confirms Lo Tak Wing as a reporting director at Lion Group Holding Ltd (LGHL), but with no transactions or position details, it does not materially change the investment picture on its own.