HRT Financial trades Lion Group Holding Ltd (LGHL) shares both ways

Rhea-AI Filing Summary

HRT Financial LP, a ten percent owner of Lion Group Holding Ltd, reported mixed trading in Common Stock. On July 31, 2026 it purchased 34,355 shares at $0.943 per share, and on July 30, 2026 it sold 16,205 shares at $1.04 per share. The filing shows a net purchase of 18,150 shares, and the Rule 10b5-1 trading-plan checkbox was not marked.

Insider Trade Summary

Net Buyer: 18,150 shares

Net Buy 2 txns

Insider HRT FINANCIAL LP

Role 10% Owner

Bought 34,355 shs ($32K)

Sold 16,205 shs ($17K)

Type	Security	Shares	Price	Value
Purchase	Common Stock	34,355	$0.943	$32K
Sale	Common Stock	16,205	$1.04	$17K

Holdings After Transaction: Common Stock — 74,710 shares (Direct)

Key Figures

Shares purchased: 34,355 shares Purchase price: $0.943 per share Shares sold: 16,205 shares +2 more

5 metrics

Shares purchased 34,355 shares Common Stock bought on July 31, 2026 at $0.943 per share

Purchase price $0.943 per share Price for Common Stock purchase on July 31, 2026

Shares sold 16,205 shares Common Stock sold on July 30, 2026 at $1.04 per share

Sale price $1.04 per share Price for Common Stock sale on July 30, 2026

Net shares acquired 18,150 shares Net of reported Common Stock buys and sells in this Form 4

Key Terms

ten percent owner, non-derivative, open market or private transaction

3 terms

ten percent owner regulatory

"Reporting person is indicated as a ten percent owner of the issuer"

non-derivative financial

"transaction_type is listed as non-derivative for both Common Stock trades"

open market or private transaction market

"transaction_code_description states Purchase in open market or private transaction"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/03/2026 - 06:11 PM Accepted by SEC EDGAR 08/03/2026 - 06:11 PM Learn about SEC filing dates

FAQ

What insider trades in Lion Group Holding (LGHL) did HRT Financial LP report?

HRT Financial LP reported two Common Stock trades in Lion Group Holding. It bought 34,355 shares at $0.943 on July 31, 2026 and sold 16,205 shares at $1.04 on July 30, 2026, resulting in a net share increase.

How many LGHL shares did HRT Financial LP buy and at what price?

HRT Financial LP bought 34,355 LGHL Common Stock shares on July 31, 2026 at a price of $0.943 per share. This transaction was reported as a direct, non-derivative open-market or private purchase, increasing its exposure to Lion Group Holding.

Did HRT Financial LP sell any Lion Group Holding Ltd (LGHL) shares in this Form 4?

Yes. HRT Financial LP sold 16,205 LGHL Common Stock shares on July 30, 2026 at $1.04 per share. The sale was reported as a direct, non-derivative open-market or private transaction, partially offsetting its subsequent share purchase.

What is the net change in LGHL shares from HRT Financial LP’s reported trades?

Across the reported trades, HRT Financial LP had a net purchase of 18,150 LGHL shares. It bought 34,355 shares at $0.943 and sold 16,205 shares at $1.04, leaving its overall position increased by that net amount.

Were HRT Financial LP’s LGHL trades reported under a Rule 10b5-1 trading plan?

The trades were not reported under a Rule 10b5-1 plan. The filing’s Rule 10b5-1 checkbox was left unchecked, indicating these LGHL Common Stock transactions were not designated as being made pursuant to a pre-arranged trading plan.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HRT FINANCIAL LP

(Last) (First) (Middle)

3 WORLD TRADE CENTER, 175 GREENWICH STRE

76TH FLOOR

(Street)

NEW YORK NEW YORK 10007

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lion Group Holding Ltd [ LGHL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/30/2026		S		16,205	D	$1.04	40,355	D
Common Stock	07/31/2026		P		34,355	A	$0.943	74,710	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Adam Nunes	08/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)