STOCK TITAN

Lion Group Holding (NASDAQ: LGHL) holder buys 27,702 shares, sells 8,435

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

HRT FINANCIAL LP, reporting as a ten percent owner of Lion Group Holding Ltd, reported mixed trades in common stock. It purchased 27,702 shares at $0.954 on July 24, 2026 and sold 8,435 shares at $1.43 on July 23, 2026, a net acquisition of 19,267 shares.

Positive

  • None.

Negative

  • None.
Insider HRT FINANCIAL LP
Role 10% Owner
Bought 27,702 shs ($26K)
Sold 8,435 shs ($12K)
Type Security Shares Price Value
Purchase Common Stock 27,702 $0.954 $26K
Sale Common Stock 8,435 $1.43 $12K
Holdings After Transaction: Common Stock — 82,962 shares (Direct)
Shares purchased 27,702 shares Common stock bought on 2026-07-24 at $0.954 per share
Purchase price $0.954 per share Price for 27,702 LGHL common shares bought on 2026-07-24
Shares sold 8,435 shares Common stock sold on 2026-07-23 at $1.43 per share
Sale price $1.43 per share Price for 8,435 LGHL common shares sold on 2026-07-23
Net shares acquired 19,267 shares Net of reported LGHL common stock purchases and sales
Buy transactions 1 Number of LGHL common stock purchase transactions reported
Sell transactions 1 Number of LGHL common stock sale transactions reported
ten percent owner regulatory
"Reporting person is flagged as a ten percent owner."
non-derivative financial
"Transaction type is reported as non-derivative common stock."
open market or private transaction financial
"Code descriptions state purchase or sale in open market or private transaction."

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FAQ

What insider trades in LGHL stock did HRT FINANCIAL LP report?

HRT FINANCIAL LP reported two LGHL trades: a purchase of 27,702 common shares at $0.954 on July 24, 2026 and a sale of 8,435 shares at $1.43 on July 23, 2026, resulting in a net 19,267-share acquisition.

How many LGHL shares did HRT FINANCIAL LP buy and at what price?

HRT FINANCIAL LP bought 27,702 shares of Lion Group (LGHL) common stock on July 24, 2026 at $0.954 per share. The transaction is classified as a non-derivative open market or private purchase and is reported with direct ownership status.

How many LGHL shares did HRT FINANCIAL LP sell and at what price?

HRT FINANCIAL LP sold 8,435 shares of LGHL common stock on July 23, 2026 at $1.43 per share. This sale is also reported as a non-derivative open market or private transaction and reflects direct ownership of the shares involved.

What is the net change in LGHL holdings for HRT FINANCIAL LP?

Across the reported trades, HRT FINANCIAL LP shows a net acquisition of 19,267 LGHL shares, combining a 27,702-share purchase and an 8,435-share sale. The Form 4 does not state the total number of LGHL shares held after these transactions.

Is HRT FINANCIAL LP considered an insider or major shareholder of LGHL?

HRT FINANCIAL LP is identified as a ten percent owner of Lion Group Holding Ltd (LGHL). That status makes it a major shareholder for reporting purposes and requires disclosure of its LGHL trades on Form 4 with the SEC.

Were HRT FINANCIAL LP’s LGHL trades made under a Rule 10b5-1 trading plan?

The Form 4 indicates the Rule 10b5-1 checkbox is not marked as affirmed, so these LGHL trades are not identified as being made under a Rule 10b5-1 trading plan based on the information provided in the filing data.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HRT FINANCIAL LP

(Last)(First)(Middle)
3 WORLD TRADE CENTER, 175 GREENWICH STRE
76TH FLOOR

(Street)
NEW YORK NEW YORK 10007

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Lion Group Holding Ltd [ LGHL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/23/2026S8,435D$1.4355,260D
Common Stock07/24/2026P27,702A$0.95482,962D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Adam Nunes07/27/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)