HRT Financial LP trims Lion Group Holding Ltd (LGHL) stake with 10,392-share sale

Rhea-AI Filing Summary

HRT Financial LP, a more than ten percent owner of Lion Group Holding Ltd, reported selling 10,392 shares of Common Stock on August 5, 2026 at $0.927 per share in a sale described as an open market or private transaction. After this sale, it directly holds 76,255 shares. The Rule 10b5-1 trading plan checkbox was not marked.

Insider Trade Summary

Net Seller: 10,392 shares

Net Sell 1 txn

Insider HRT FINANCIAL LP

Role 10% Owner

Sold 10,392 shs ($10K)

Type	Security	Shares	Price	Value
Sale	Common Stock	10,392	$0.927	$10K

Holdings After Transaction: Common Stock — 76,255 shares (Direct)

Key Figures

Shares sold: 10,392 shares Sale price per share: $0.927 Shares held after transaction: 76,255 shares

3 metrics

Shares sold 10,392 shares Common Stock sale on August 5, 2026

Sale price per share $0.927 Price per share in reported Common Stock sale

Shares held after transaction 76,255 shares Directly owned Common Stock following sale by HRT Financial LP

Key Terms

Rule 10b5-1, ten percent owner, open market or private transaction

3 terms

Rule 10b5-1 regulatory

"The Rule 10b5-1 trading plan checkbox was not marked"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

ten percent owner regulatory

"HRT Financial LP is indicated as a ten percent owner"

open market or private transaction market

"Sale in open market or private transaction"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/06/2026 - 06:01 PM Accepted by SEC EDGAR 08/06/2026 - 06:00 PM Learn about SEC filing dates

FAQ

What did HRT Financial LP report in its Form 4 for LGHL?

HRT Financial LP reported selling 10,392 shares of Lion Group Holding Ltd (LGHL) Common Stock at $0.927 per share on August 5, 2026. Following this transaction, it reported direct ownership of 76,255 shares of the company’s common stock.

How many Lion Group (LGHL) shares did HRT Financial LP sell and at what price?

HRT Financial LP sold 10,392 Lion Group (LGHL) Common Stock shares at a price of $0.927 per share. The sale was reported as a non-derivative transaction in Common Stock and was coded as a sale in an open market or private transaction.

How many Lion Group (LGHL) shares does HRT Financial LP hold after the sale?

After the reported sale, HRT Financial LP directly holds 76,255 shares of Lion Group (LGHL) Common Stock. This figure represents its remaining direct ownership position as reported following the August 5, 2026 transaction in the company’s shares.

Was HRT Financial LP’s LGHL trade made under a Rule 10b5-1 trading plan?

The Rule 10b5-1 checkbox was not marked for HRT Financial LP’s LGHL trade. This indicates the reported August 5, 2026 sale of 10,392 Common Stock shares was not affirmatively identified as being executed under a Rule 10b5-1 trading plan.

What type of transaction did HRT Financial LP execute in Lion Group (LGHL) stock?

HRT Financial LP executed a sale of Common Stock, classified as a non-derivative transaction. The Form 4 describes it with code “S,” meaning a sale in an open market or private transaction, involving 10,392 shares at $0.927 per share.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HRT FINANCIAL LP

(Last) (First) (Middle)

3 WORLD TRADE CENTER, 175 GREENWICH STRE

76TH FLOOR

(Street)

NEW YORK NEW YORK 10007

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lion Group Holding Ltd [ LGHL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/05/2026		S		10,392	D	$0.927	76,255	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Adam Nunes	08/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)