STOCK TITAN

Lion Group Holding (NASDAQ: LGHL) sees mixed insider trades by HRT Financial

(Neutral)
(Positive)
Form Type
4

Rhea-AI Filing Summary

HRT Financial LP, a ten percent owner of Lion Group Holding Ltd, reported mixed trading in the company’s Common Stock. On 2026-08-04 it purchased 13,764 shares at 0.9200 per share, and on 2026-08-03 it sold 1,827 shares at 0.9260 per share, resulting in a net acquisition of 11,937 shares. The transactions are reported as direct ownership, and the Rule 10b5-1 trading plan checkbox was not marked.

Positive

  • None.

Negative

  • None.
Insider HRT FINANCIAL LP
Role 10% Owner
Bought 13,764 shs ($13K)
Sold 1,827 shs ($2K)
Type Security Shares Price Value
Purchase Common Stock 13,764 $0.92 $13K
Sale Common Stock 1,827 $0.926 $2K
Holdings After Transaction: Common Stock — 86,647 shares (Direct)
Shares purchased 13,764 shares Common Stock bought on 2026-08-04 by HRT Financial LP
Shares sold 1,827 shares Common Stock sold on 2026-08-03 by HRT Financial LP
Purchase price per share 0.9200 per share Price for 13,764-share Common Stock purchase on 2026-08-04
Sale price per share 0.9260 per share Price for 1,827-share Common Stock sale on 2026-08-03
Net shares acquired 11,937 shares Net of reported Common Stock purchases and sales in this Form 4
ten percent owner financial
"The reporting information identifies HRT Financial LP as a ten percent owner"
Common Stock financial
"reported mixed trading in the company’s Common Stock"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
open market or private transaction financial
"Purchase in open market or private transaction"

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What insider transactions did HRT Financial LP report for Lion Group Holding (LGHL)?

HRT Financial LP reported both a purchase and a sale of Lion Group Holding Common Stock, buying on 2026-08-04 and selling on 2026-08-03, resulting in a net increase in its share position.

How many LGHL shares did HRT Financial LP buy and sell in this Form 4?

HRT Financial LP purchased 13,764 shares of Lion Group Holding on 2026-08-04 and sold 1,827 shares on 2026-08-03, for a net acquisition of 11,937 shares reported in this filing.

At what prices were HRT Financial LP’s LGHL trades executed?

The reported trades were executed at 0.9200 per share for the 13,764-share purchase and 0.9260 per share for the 1,827-share sale, both involving Common Stock of Lion Group Holding.

Is HRT Financial LP a ten percent owner of Lion Group Holding (LGHL)?

Yes. The reporting information identifies HRT Financial LP as a ten percent owner of Lion Group Holding, meaning it holds at least ten percent of a registered class of the company’s equity securities.

Were HRT Financial LP’s LGHL trades made under a Rule 10b5-1 trading plan?

No. The Form 4’s Rule 10b5-1 checkbox is not marked for these transactions, indicating the reported trades are not affirmed as being executed under a Rule 10b5-1 trading plan.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
HRT FINANCIAL LP

(Last)(First)(Middle)
3 WORLD TRADE CENTER, 175 GREENWICH STRE
76TH FLOOR

(Street)
NEW YORK NEW YORK 10007

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Lion Group Holding Ltd [ LGHL ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock08/03/2026S1,827D$0.92672,883D
Common Stock08/04/2026P13,764A$0.9286,647D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Adam Nunes08/05/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)