Lion Group (LGHL) holder HRT FINANCIAL LP sells 45,130 shares in disclosed trade

Rhea-AI Filing Summary

HRT FINANCIAL LP, a ten percent owner of Lion Group Holding Ltd, reported selling 45,130 shares of common stock on 2026-08-06 at $0.939 per share in an open market or private transaction. After this sale, HRT FINANCIAL LP directly holds 31,125 shares of Lion Group Holding Ltd common stock.

Insider Trade Summary

Net Seller: 45,130 shares

Net Sell 1 txn

Insider HRT FINANCIAL LP

Role 10% Owner

Sold 45,130 shs ($42K)

Type	Security	Shares	Price	Value
Sale	Common Stock	45,130	$0.939	$42K

Holdings After Transaction: Common Stock — 31,125 shares (Direct)

Key Figures

Shares sold: 45,130 shares Sale price per share: $0.939 Shares owned after transaction: 31,125 shares +1 more

4 metrics

Shares sold 45,130 shares Common stock sale on 2026-08-06 by HRT FINANCIAL LP

Sale price per share $0.939 Per-share price for 45,130 LGHL shares sold

Shares owned after transaction 31,125 shares Direct LGHL common stock holdings of HRT FINANCIAL LP after sale

Net shares sold 45,130 shares Net-sell direction in transaction summary

Key Terms

ten percent owner, Form 4, open market or private transaction

3 terms

ten percent owner regulatory

"HRT FINANCIAL LP is identified as a ten percent owner of Lion Group"

Form 4 regulatory

"Significant shareholder reporting its transactions on Form 4"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

open market or private transaction financial

"Transaction code description notes a sale in open market or private transaction"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/10/2026 - 03:02 PM Accepted by SEC EDGAR 08/10/2026 - 03:02 PM Learn about SEC filing dates

FAQ

What insider transaction did HRT FINANCIAL LP report for LGHL?

HRT FINANCIAL LP reported a sale of 45,130 common shares of Lion Group Holding Ltd (LGHL) on 2026-08-06 at $0.939 per share, described as a sale in an open market or private transaction.

How many LGHL shares did HRT FINANCIAL LP retain after the sale?

Following the reported transaction, HRT FINANCIAL LP holds 31,125 LGHL common shares directly. This figure reflects the ownership position after selling 45,130 shares on 2026-08-06 as disclosed in the Form 4.

Was the LGHL insider transaction by HRT FINANCIAL LP a purchase or a sale?

The reported LGHL transaction was a sale. HRT FINANCIAL LP disposed of 45,130 common shares, coded as an open-market or private sale, at a reported price of $0.939 per share on 2026-08-06.

What price did HRT FINANCIAL LP receive per LGHL share sold?

The Form 4 shows a transaction price of $0.939 per LGHL share for the 45,130 common shares sold on 2026-08-06. The price is reported on a per-share basis in the filing data.

What is HRT FINANCIAL LP’s status in relation to LGHL?

HRT FINANCIAL LP is identified as a ten percent owner of Lion Group Holding Ltd (LGHL). It is not listed as a director or officer, but as a significant shareholder reporting its transactions on Form 4.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

X

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

HRT FINANCIAL LP

(Last) (First) (Middle)

3 WORLD TRADE CENTER, 175 GREENWICH STRE

76TH FLOOR

(Street)

NEW YORK NEW YORK 10007

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lion Group Holding Ltd [ LGHL ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/28/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/06/2026		S		45,130	D	$0.939	31,125	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Adam Nunes	08/10/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)