AEye CFO granted 100,000 RSUs vesting in 2026

AEye’s Treasurer & CFO received a 100,000-unit equity award that fully vests in November 2026, increasing his direct holdings.

Available on EDGAR 09/08/2026 - 05:03 PM EDT Accepted by SEC EDGAR 09/08/2026 - 05:02 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

AEye, Inc. (LIDR) reported that its Treasurer & CFO, Conor B. Tierney, received a grant of 100,000 restricted stock units on September 2, 2026. The units convert into common stock on a one-for-one basis and vest 100% on November 15, 2026. Following this award, Tierney directly holds 401,207 shares of common stock. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 100,000 shares

Grant/Award 1 txn

Insider Tierney Conor B

Role Treasurer & CFO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	100,000	$0.00	$0.00

Holdings After Transaction: Common Stock — 401,207 shares (Direct)

Footnotes (1)

1. F1. Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 100% of the total shares on November 15, 2026.

Key Figures

RSUs granted: 100,000 units Vesting date: November 15, 2026 Holdings after transaction: 401,207 shares +1 more

4 metrics

RSUs granted 100,000 units Restricted stock unit award to Treasurer & CFO on September 2, 2026

Vesting date November 15, 2026 Date on which 100% of the 100,000 RSUs vest

Holdings after transaction 401,207 shares Common stock directly held by Conor B. Tierney after the RSU grant

Grant price per share $0.00 Reported price for the RSU award, reflecting a compensation grant

Key Terms

restricted stock units, one-for-one basis, vesting

3 terms

restricted stock units financial

"Represents restricted stock units which convert into common stock"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

one-for-one basis financial

"units which convert into common stock on a one-for-one basis"

vesting financial

"award which vests as to 100% of the total shares"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did AEye (LIDR) disclose for Conor B. Tierney?

AEye disclosed that Treasurer & CFO Conor B. Tierney received a grant of 100,000 restricted stock units on September 2, 2026, which represents an equity compensation award rather than an open-market purchase.

When do the newly granted RSUs for AEye (LIDR) CFO Tierney vest?

The filing states that the 100,000 restricted stock units vest as to 100% of the total shares on November 15, 2026. Upon vesting, they convert into common stock on a one-for-one basis.

How many AEye (LIDR) shares does Conor B. Tierney hold after this transaction?

After the reported RSU grant, Conor B. Tierney directly holds 401,207 shares of AEye common stock, as stated in the Form 4 following the award transaction.

Was the AEye (LIDR) CFO’s RSU grant made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates no Rule 10b5-1 trading plan for this transaction; the document-level checkbox for such a plan is explicitly unchecked.

What is the conversion ratio of the AEye (LIDR) RSUs granted to the CFO?

The footnote explains that the restricted stock units convert into common stock on a one-for-one basis at vesting, meaning each unit will become one share of AEye common stock when vested.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Tierney Conor B

(Last) (First) (Middle)

4670 WILLOW ROAD

(Street)

PLEASANTON CALIFORNIA 94588

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
AEye, Inc. [ LIDR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Treasurer & CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/02/2026		A		100,000(1)	A	$0	401,207	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents restricted stock units which convert into common stock on a one-for-one basis at vesting. The Reporting Person received a restricted stock unit award which vests as to 100% of the total shares on November 15, 2026.

	/s/ Siraj Husain by power of attorney previously filed	09/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)