Neutron Holdings (LIME) CFO details stock, RSUs and options stake
Rhea-AI Filing Summary
Neutron Holdings, Inc. Chief Financial Officer Ann B. Gugino filed an initial ownership report showing her equity stake in the company. She directly holds 165,644 shares of common stock. Her compensation package also includes restricted stock units that vest in roughly equal quarterly installments over four years, contingent on continued service.
Gugino holds two stock option awards giving her the right to buy additional common shares at an exercise price of $10.0128 per share. One option covers 223,214 underlying shares and expires on December 14, 2033; it vests based on the company’s stock trading at a level implying a $4 billion market capitalization for at least 90 consecutive trading days. The other option covers 74,404 underlying shares, expires on December 25, 2029, and vests over time, with one-third vested on December 11, 2024 and the remainder in 24 approximately equal monthly installments, also subject to continued service.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
GUGINO ANN B
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Stock Option (Right to Buy) | -- | -- | -- |
| holding | Common Stock | -- | -- | -- |
Holdings After Transaction:
Stock Option (Right to Buy) — 74,404 shares (Direct);
Common Stock — 165,644 shares (Direct)
Footnotes (1)
- Represents restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of Common Stock of the Issuer. The RSUs vest in approximately equal quarterly installments over four years, subject to the Reporting Person's continuous service with the Issuer. The stock option will vest on the 10th day after the Common Stock trades publicly for at least 90 consecutive trading days at or above a price per share that would result in the Issuer's market capitalization being at or above $4,000,000,000, subject to the Reporting Person's continuous service with the Issuer. One-third of the stock option vested on December 11, 2024; the remaining stock option vests in 24 approximately equal monthly installments thereafter, subject to the Reporting Person's continuous service with the Issuer.
Key Figures
Direct common stock held: 165,644 shares
Option underlying shares (performance-based): 223,214 shares
Option underlying shares (time-based): 74,404 shares
+5 more
8 metrics
Direct common stock held
165,644 shares
Total common shares beneficially owned directly by CFO Ann Gugino
Option underlying shares (performance-based)
223,214 shares
Stock option expiring December 14, 2033 with performance vesting
Option underlying shares (time-based)
74,404 shares
Stock option expiring December 25, 2029 with time-based vesting
Option exercise price
$10.0128 per share
Exercise price for both reported stock option awards
Market cap vesting threshold
$4,000,000,000
Issuer market capitalization required for one option to vest
Trading-day performance period
90 consecutive trading days
Minimum period stock must trade at required price for vesting
RSU vesting duration
4 years
RSUs vest in approximately equal quarterly installments over four years
Remaining monthly vesting installments
24 installments
Time-based option vests in 24 equal monthly installments after initial one-third
Key Terms
restricted stock units ("RSUs"), Stock Option (Right to Buy), market capitalization, consecutive trading days, +1 more
5 terms
restricted stock units ("RSUs") financial
"Represents restricted stock units ("RSUs"), each of which represents a contingent right"
Restricted stock units (RSUs) are a company promise to give an employee shares of stock (or cash equivalent) in the future, but only after certain conditions—usually staying with the company for a set time or hitting performance goals—are met. Investors watch RSUs because when they vest they increase the number of shares outstanding and can lead insiders to sell shares, affecting share price, company dilution and the true cost of employee pay.
Stock Option (Right to Buy) financial
"security_title": "Stock Option (Right to Buy)""
market capitalization financial
"result in the Issuer's market capitalization being at or above $4,000,000,000"
Market capitalization is the total market value of a company’s outstanding shares, calculated by multiplying the current share price by the number of shares issued. It gives a quick snapshot of a company’s size and how investors value it, influencing perceived risk, index membership, and roughly how much it might cost to buy the whole company — like using a sticker price to compare the relative size and price of different houses.
consecutive trading days financial
"trades publicly for at least 90 consecutive trading days at or above a price per share"
beneficial ownership financial
"total_shares_following_transaction": "165644.0000""
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
AI-generated analysis. How Rhea-AI works. Not financial advice.
