Lindblad files Form 144 for 1,000,000 shares

Rhea-AI Filing Summary

Lindblad Expeditions Holdings, Inc. submitted a Rule 144 notice indicating up to 1,000,000 shares of its Common Stock may be sold through Citigroup Global Markets Inc. The filing shows an aggregate value of $21,100,000.00, references 3,456,416 shares purchased from the issuer on 07/08/2015, and includes the date 05/08/2026 and Nasdaq as the market.

Insights

Securities Counsel

Rule 144 notice for potential resale of restricted shares via a broker.

Form 144 is a notice of intent to sell restricted or control securities under Rule 144. The excerpt lists 1,000,000 shares and an aggregate value of $21,100,000.00, and names Citigroup Global Markets Inc. as the broker.

Timing and whether sales occur depend on compliance with Rule 144 conditions; the filing references 3,456,416 shares acquired on 07/08/2015, which helps establish holding period. Subsequent reports will show whether the noted sales were executed.

Key Figures

Noticed shares: 1,000,000 shares Aggregate value: $21,100,000.00 Referenced prior purchase: 3,456,416 shares +4 more

7 metrics

Noticed shares 1,000,000 shares Form 144 securities to be sold section

Aggregate value $21,100,000.00 Shown alongside broker information

Referenced prior purchase 3,456,416 shares Purchased from issuer on 07/08/2015

Filing date shown 05/08/2026 Date appearing in securities information line

Exchange Nasdaq Market listed in the securities information

Broker Citigroup Global Markets Inc. Broker-dealer listed with address

Reference note See (2) under Remarks Remarks field attached to the 07/08/2015 purchase line

Key Terms

Rule 144, Purchase from Issuer, Aggregate value

3 terms

Rule 144 regulatory

"Form 144 notice indicating securities to be sold"

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Purchase from Issuer financial

"Line reads 'Purchase from Issuer' with purchase date 07/08/2015"

Aggregate value financial

"Numeric field shown as 21100000.00 next to broker line"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Lindblad's Form 144 filing mean for LIND shareholders?

It notifies the SEC of an intended resale of restricted shares. The filing lists 1,000,000 shares and an aggregate value of $21,100,000.00, indicating an authorized broker for potential sales.

Who is the broker named in the Lindblad Form 144?

The filing names Citigroup Global Markets Inc. as the broker-dealer handling the potential resale of shares, per the excerpt's broker and address fields.

How many shares acquired earlier are referenced in the filing?

The excerpt references 3,456,416 shares purchased from the issuer on 07/08/2015, which appears in the filing's securities-to-be-sold section.

Does the Form 144 entry state where the shares would trade?

Yes. The excerpt lists Nasdaq as the market and shows a date of 05/08/2026 associated with the filing's securities information.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/08/2026 - 08:46 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001246840
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LINDBLAD EXPEDITIONS HOLDINGS, INC.
SEC File Number	001-35898
Address of Issuer	11 W 42ND STREET SUITE 22 B3 NEW YORK NEW YORK 10036
Phone	212-261-9000
Name of Person for Whose Account the Securities are To Be Sold	EIN MARK
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common stock, par value $0.0001 per share	Citigroup Global Markets Inc. 388 Greenwich St. New York NY 10013	1000000	21100000.00	65571318	05/08/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common stock, par value $0.0001 per share	07/08/2015	Purchase from Issuer	Lindblad Expeditions Holdings, Inc.			3456416	07/08/2015	See (2) under Remarks below

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	(1) In accordance with the procedures described in the Commission's interpretive letter to Goldman, Sachs & Co. dated December 20, 1999 and the Commission's interpretive letter to Bank of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc., dated December 1, 2011, the shares noted in Section 3(c) are subject to variable pre-paid forward sale contracts between Leland Investments, Inc. and Citibank, N.A., an affiliate of the broker named in Section 3(b), secured by 1,000,000 shares of common stock of the Issuer. The number of shares (or at Leland's option, the cash equivalent) Leland will deliver to Citibank under the sale contract will be determined based on the price per share at settlement relative to an agreed floor price and cap price. (2) On July 8, 2015, Capital Acquisition Management 2 LLC acquired 3,456,416 shares of common stock from the Issuer. Leland Investments, Inc., an entity controlled by Mr. Ein, is the sole member of Capitol Acquisition Management 2 LLC.
Date of Notice	05/08/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	Mark Ein
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)