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Lindblad (LIND) Chief Maritime Officer reports 21,136 shares including RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

LINDBLAD EXPEDITIONS HOLDINGS, INC. executive Keith A. Taylor, the company’s Chief Maritime Officer, reported his initial ownership on a Form 3. The filing shows beneficial ownership of 21,136 shares of common stock, including 5,649 restricted stock units that vest on April 28, 2026 and 11,299 restricted stock units that vest on October 28, 2026, in each case subject to continued service.

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Insider TAYLOR KEITH A
Role Chief Maritime Officer
Type Security Shares Price Value
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 21,136 shares (Direct, null)
Footnotes (1)
  1. [object Object]
Beneficial ownership 21,136 shares Common Stock reported on Form 3
RSUs vesting April 28, 2026 5,649 restricted stock units Subject to continued service
RSUs vesting October 28, 2026 11,299 restricted stock units Subject to continued service
restricted stock units financial
"Includes 5,649 restricted stock units that vest on April 28, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vest financial
"restricted stock units that vest on April 28, 2026 and 11,299 restricted stock units"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
continued service financial
"that vest on October 28, 2026; in each instance subject to continued service."
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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
TAYLOR KEITH A
(Last)(First)(Middle)
C/O LINDBLAD EXPEDITIONS HOLDINGS, INC.
11 W 42ND STREET, SUITE 22B3
(Street)
NEW YORK NEW YORK 10036
(City)(State)(Zip)
UNITED STATES
(Country)		2. Date of Event Requiring Statement (Month/Day/Year)
03/02/2026		3. Issuer Name and Ticker or Trading Symbol
LINDBLAD EXPEDITIONS HOLDINGS, INC. [ LIND ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Chief Maritime Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock21,136(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Includes 5,649 restricted stock units that vest on April 28, 2026 and 11,299 restricted stock units that vest on October 28, 2026; in each instance subject to continued service.
/s/ John J. Wolfel, Attorney-in-Fact for Keith A. Taylor04/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What does Keith A. Taylor’s Form 3 for LIND disclose?

The Form 3 discloses that Chief Maritime Officer Keith A. Taylor beneficially owns 21,136 shares of Lindblad common stock, including restricted stock units scheduled to vest in 2026, providing a baseline view of his equity stake as an executive.

How many LIND shares does Keith A. Taylor report owning on Form 3?

Keith A. Taylor reports beneficial ownership of 21,136 shares of Lindblad Expeditions common stock. This total includes both currently held shares and restricted stock units that are scheduled to vest in 2026, assuming he continues his service with the company.

What restricted stock units are included in Keith A. Taylor’s LIND holdings?

His reported holdings include 5,649 restricted stock units that vest on April 28, 2026 and 11,299 restricted stock units that vest on October 28, 2026. Both tranches are subject to his continued service with Lindblad Expeditions Holdings, Inc.

Is Keith A. Taylor’s Form 3 for LIND a buy or sell transaction?

The Form 3 is an initial ownership report, not a buy or sell transaction. It simply states Keith A. Taylor’s beneficial holdings in Lindblad common stock, including restricted stock units, as he serves as Chief Maritime Officer.

What role does Keith A. Taylor hold at Lindblad Expeditions (LIND)?

Keith A. Taylor serves as Chief Maritime Officer at Lindblad Expeditions Holdings, Inc. His Form 3 filing provides transparency into his equity stake, reporting 21,136 shares of common stock, including restricted stock units vesting in 2026.