Lindblad CFO granted 11,257 restricted stock units

LINDBLAD EXPEDITIONS HOLDINGS, INC.

Rhea-AI Filing Summary

LINDBLAD EXPEDITIONS HOLDINGS, INC. Chief Financial Officer Frederick Goldberg received an equity grant tied to company stock. He acquired 11,257 shares of Common Stock as an award of restricted stock units that vest one-third on March 31 of 2027, 2028 and 2029, subject to continued service.

On the same date, 9,490 shares of Common Stock were disposed of as a tax-withholding transaction, meaning they were withheld to cover tax obligations rather than sold on the open market. After these transactions, Goldberg directly owns 59,239 shares of Common Stock.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Goldberg Frederick

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	11,257	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	9,490	$0.00	$0.00

Holdings After Transaction: Common Stock — 59,239 shares (Direct)

Footnotes (1)

1. F1. Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service.

Key Figures

RSU grant: 11,257 shares Tax withholding shares: 9,490 shares Shares owned after transactions: 59,239 shares +2 more

5 metrics

RSU grant 11,257 shares Award of restricted stock units on March 31, 2026

Tax withholding shares 9,490 shares Shares delivered to satisfy tax liability on March 31, 2026

Shares owned after transactions 59,239 shares Direct ownership of Common Stock following March 31, 2026 events

Vesting date March 31, 2027 One-third of restricted stock units vest on this date

Vesting dates March 31, 2028 and 2029 Remaining restricted stock units vest one-third on each date

Key Terms

restricted stock units, tax-withholding disposition, continued service

3 terms

restricted stock units financial

"Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax-withholding disposition financial

"Payment of exercise price or tax liability by delivering securities"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

continued service financial

"restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did LIND Chief Financial Officer Frederick Goldberg report?

Frederick Goldberg reported an equity compensation event involving Common Stock. He received 11,257 shares as an award of restricted stock units and had 9,490 shares withheld to cover tax obligations, leaving him with 59,239 shares directly owned after the transactions.

How many LIND shares did the CFO acquire in this Form 4 filing?

The CFO acquired 11,257 shares of LIND Common Stock through a grant of restricted stock units. These units vest in three equal installments on March 31 of 2027, 2028 and 2029, contingent on his continued service with the company over that period.

Why were 9,490 LIND shares disposed of in Frederick Goldberg’s Form 4?

The 9,490 shares were disposed of as a tax-withholding transaction, not an open-market sale. They were delivered to satisfy tax liabilities associated with the equity award, a common mechanism when restricted stock units vest or are granted to senior executives.

What is the vesting schedule for the LIND restricted stock units granted to the CFO?

The restricted stock units vest over three years. One-third of the award vests on March 31, 2027, another third on March 31, 2028, and the final third on March 31, 2029, provided Frederick Goldberg continues his service with the company through those dates.

How many LIND shares does the CFO own after the reported transactions?

Following the reported grant and tax-withholding disposition, Frederick Goldberg directly owns 59,239 shares of LIND Common Stock. This figure reflects his position after acquiring 11,257 shares through the restricted stock unit award and the 9,490-share tax-withholding adjustment.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/01/2026 - 05:40 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Goldberg Frederick

(Last) (First) (Middle)

C/O LINDBLAD EXPEDITIONS HOLDINGS, INC.

11 W 42ND STREET, SUITE 22B3

(Street)

NEW YORK NEW YORK 10036

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LINDBLAD EXPEDITIONS HOLDINGS, INC. [ LIND ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/31/2026		A(1)		11,257	A	$0	81,753	D
Common Stock	03/31/2026		F		9,490	D	$0	59,239	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service.

	/s/ John J. Wolfel, Attorney-in-Fact for Frederick Goldberg	04/01/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)