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  4. [Form 4] LINDBLAD EXPEDITIONS HOLDINGS, INC. Insider Trading Activity

Lindblad Expeditions (NASDAQ: LIND) awards 3,240 restricted shares to major holder

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Lindblad Sven-Olof reported acquisition or exercise transactions in this Form 4 filing.

LINDBLAD EXPEDITIONS HOLDINGS, INC. reported that director and more-than-10% shareholder Sven-Olof Lindblad received a grant of 3,240 shares of Restricted Stock on 2026-08-08. The award was granted at $0.00 per share under a Long-Term Incentive Plan and will vest one year from the grant date, subject to continued service. Following this grant, Sven-Olof Lindblad directly owns 10,687,202 shares of the company’s stock.

Positive

  • None.

Negative

  • None.
Insider Lindblad Sven-Olof
Role Director, 10% Owner
Type Security Shares Price Value
Grant/Award Restricted Stock F1 3,240 $0.00 $0.00
Holdings After Transaction: Restricted Stock — 10,687,202 shares (Direct)
Footnotes (1)
  1. F1. Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.
Restricted Stock granted 3,240 shares Grant to Sven-Olof Lindblad on 2026-08-08
Grant price per share $0.00 Restricted Stock award under Long-Term Incentive Plan
Shares owned after transaction 10,687,202 shares Direct holdings of Sven-Olof Lindblad following the grant
Vesting period 1 year Restricted Stock vests one year from grant date, subject to continued service
Restricted Stock financial
"Restricted stock granted under Long-Term Incentive Plan."
Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.
Long-Term Incentive Plan financial
"Restricted stock granted under Long-Term Incentive Plan."
A long-term incentive plan is a company program that pays executives or employees with stock, options, or cash tied to multi-year performance goals, where the rewards become theirs only after meeting conditions over time. Think of it as a delayed bonus or retirement-style reward that aligns employees’ interests with shareholders by encouraging them to boost long-term value; investors watch these plans because they affect pay costs, share dilution and management incentives.
continued service financial
"The restricted stock vests one year from the date of grant, subject to continued service."

FAQ

What insider transaction did LINDB (Lindblad Expeditions) disclose in this Form 4?
Lindblad Expeditions reported that Sven-Olof Lindblad, a director and more-than-10% shareholder, received a grant of 3,240 Restricted Stock shares on 2026-08-08 as part of equity compensation.

At what price were the 3,240 Restricted Stock shares granted to Sven-Olof Lindblad at LINDB?
The 3,240 shares of Restricted Stock granted to Sven-Olof Lindblad were awarded at $0.00 per share, consistent with a typical equity compensation grant rather than an open-market purchase.

When do the newly granted Restricted Stock shares at LINDB vest?
The 3,240 shares of Restricted Stock vest one year from the date of grant, according to the company’s Long-Term Incentive Plan, and vesting is subject to continued service by Sven-Olof Lindblad.

How many LINDB shares does Sven-Olof Lindblad own after this Restricted Stock grant?
After receiving the 3,240-share Restricted Stock grant, Sven-Olof Lindblad directly owns 10,687,202 shares of Lindblad Expeditions common stock, as reported in the Form 4 filing.

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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lindblad Sven-Olof
(Last)(First)(Middle)
C/O LINDBLAD EXPEDITIONS HOLDINGS, INC.
11 W 42ND STREET, SUITE 22B3
(Street)
NEW YORK NEW YORK 10036
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
LINDBLAD EXPEDITIONS HOLDINGS, INC. [ LIND ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/08/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Restricted Stock08/08/2026A(1)3,240A$010,687,202D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.
/s/ John J. Wolfel, Attorney-in-Fact for Sven-Olof Lindblad08/11/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR