Lindblad Expeditions grants RSUs to maritime chief

TAYLOR KEITH A reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

TAYLOR KEITH A reported acquisition or exercise transactions in this Form 4 filing.

LINDBLAD EXPEDITIONS HOLDINGS, INC. reported that Chief Maritime Officer Keith A. Taylor received an award of 8,584 shares of Common Stock as restricted stock units. These RSUs vest in three equal installments on March 31 of 2027, 2028 and 2029, subject to continued service. Following this equity grant, Taylor directly holds 29,720 shares of the company’s common stock.

Insider Trade Summary

Grant/Award: 8,584 shares

Grant/Award 1 txn

Insider TAYLOR KEITH A

Role Chief Maritime Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	8,584	$0.00	$0.00

Holdings After Transaction: Common Stock — 29,720 shares (Direct)

Footnotes (1)

1. F1. Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service.

Key Figures

RSU grant size: 8,584 shares Post-transaction holdings: 29,720 shares Vesting schedule: One-third on March 31, 2027, 2028, 2029

3 metrics

RSU grant size 8,584 shares Restricted stock units awarded to Chief Maritime Officer

Post-transaction holdings 29,720 shares Direct common stock holdings after the grant

Vesting schedule One-third on March 31, 2027, 2028, 2029 RSUs vest over three annual installments, subject to continued service

Key Terms

restricted stock units, continued service, Chief Maritime Officer

3 terms

restricted stock units financial

"Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

continued service financial

"vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service"

Chief Maritime Officer financial

"officer_title": "Chief Maritime Officer""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did LIND disclose for Chief Maritime Officer Keith A. Taylor?

Keith A. Taylor received 8,584 restricted stock units of Lindblad Expeditions common stock. The award is compensation, not an open-market purchase, and increases his direct equity stake to 29,720 shares after the grant.

How do Keith A. Taylor’s 8,584 LIND restricted stock units vest?

The 8,584 restricted stock units vest in three equal installments. One-third vests on March 31 of 2027, one-third on March 31 of 2028, and the final third on March 31 of 2029, all subject to continued service.

Is the LIND insider award to Keith A. Taylor an open-market stock purchase?

No, the transaction is a grant of 8,584 restricted stock units at no stated purchase price. It is classified as a grant, award, or other acquisition, rather than an open-market buy or sell transaction in Lindblad Expeditions shares.

How many LIND shares does Keith A. Taylor hold after this Form 4 transaction?

After receiving 8,584 restricted stock units, Keith A. Taylor directly holds 29,720 shares of Lindblad Expeditions common stock. This total includes his existing holdings plus the newly awarded restricted stock units reported in the Form 4.

What conditions apply to Keith A. Taylor’s restricted stock units in LIND?

The restricted stock units vest over time and are subject to continued service. Specifically, one-third of the 8,584 units vest on March 31 of 2027, 2028 and 2029, meaning Taylor generally must remain employed through each vesting date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/23/2026 - 05:53 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

TAYLOR KEITH A

(Last) (First) (Middle)

C/O LINDBLAD EXPEDITIONS HOLDINGS, INC.

11 W 42ND STREET, SUITE 22B3

(Street)

NEW YORK NEW YORK 10036

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LINDBLAD EXPEDITIONS HOLDINGS, INC. [ LIND ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Maritime Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/31/2026		A(1)		8,584	A	$0	29,720	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents award of restricted stock units vesting one-third on March 31, 2027, 2028 and 2029, subject to continued service.

	/s/ John J. Wolfel, Attorney-in-Fact for Keith A. Taylor	04/23/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)