Is the LIND director’s Form 4 transaction related to a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is false, and the footnote describes this as a restricted stock grant under a Long-Term Incentive Plan, not a sale or purchase under a trading plan.

Lindblad director granted 3,240 restricted shares

Q: What insider transaction did LINDBLAD EXPEDITIONS (LIND) report for John M. Fahey Jr.?

LINDBLAD EXPEDITIONS reported that director John M. Fahey Jr. received 3,240 shares of restricted stock on August 8, 2026 as a grant or award under a Long-Term Incentive Plan.

Q: How many LINDBLAD EXPEDITIONS (LIND) shares does John M. Fahey Jr. hold after this Form 4?

After the reported grant, John M. Fahey Jr. directly holds 113,726 shares of LINDBLAD EXPEDITIONS common stock, as disclosed in the Form 4’s post-transaction ownership figure.

Q: What are the vesting terms of the restricted stock granted to the LIND director?

The 3,240 restricted shares granted to the LIND director vest one year from the date of grant, and vesting is subject to continued service, according to the footnote description.

Q: Was the LINDBLAD EXPEDITIONS (LIND) restricted stock grant to the director a market purchase?

No. The Form 4 describes the transaction as a grant or award acquisition of restricted stock with a stated price of $0.00 per share, not an open-market purchase.

FAHEY JOHN M JR reported acquisition or exercise transactions in this Form 4 filing.

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

FAHEY JOHN M JR reported acquisition or exercise transactions in this Form 4 filing.

LINDBLAD EXPEDITIONS HOLDINGS, INC. director John M. Fahey Jr. received an award of 3,240 shares of restricted stock on August 8, 2026. The grant was made at a stated price of $0.00 per share under a Long-Term Incentive Plan and will vest one year from the grant date, subject to continued service. Following this award, Fahey directly holds 113,726 shares of the company’s stock.

Insider Trade Summary

Grant/Award: 3,240 shares

Grant/Award 1 txn

Insider FAHEY JOHN M JR

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Restricted Stock ^F1	3,240	$0.00	$0.00

Holdings After Transaction: Restricted Stock — 113,726 shares (Direct)

Footnotes (1)

F1. Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

Key Figures

Restricted stock granted: 3,240 shares Grant price per share: $0.00 per share Shares held after grant: 113,726 shares +1 more

4 metrics

Restricted stock granted 3,240 shares Grant of restricted stock to director on August 8, 2026

Grant price per share $0.00 per share Stated transaction price for the restricted stock award

Shares held after grant 113,726 shares Director’s direct holdings following the reported transaction

Vesting period 1 year Restricted stock vests one year from the date of grant

Key Terms

Restricted Stock, Long-Term Incentive Plan, vests one year from the date of grant, Grant, award, or other acquisition

4 terms

Restricted Stock financial

"security_title: "Restricted Stock""

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Long-Term Incentive Plan financial

"Restricted stock granted under Long-Term Incentive Plan."

A long-term incentive plan is a company program that pays executives or employees with stock, options, or cash tied to multi-year performance goals, where the rewards become theirs only after meeting conditions over time. Think of it as a delayed bonus or retirement-style reward that aligns employees’ interests with shareholders by encouraging them to boost long-term value; investors watch these plans because they affect pay costs, share dilution and management incentives.

vests one year from the date of grant financial

"The restricted stock vests one year from the date of grant"

Grant, award, or other acquisition financial

"transaction_code_description: "Grant, award, or other acquisition""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did LINDBLAD EXPEDITIONS (LIND) report for John M. Fahey Jr.?

LINDBLAD EXPEDITIONS reported that director John M. Fahey Jr. received 3,240 shares of restricted stock on August 8, 2026 as a grant or award under a Long-Term Incentive Plan.

How many LINDBLAD EXPEDITIONS (LIND) shares does John M. Fahey Jr. hold after this Form 4?

After the reported grant, John M. Fahey Jr. directly holds 113,726 shares of LINDBLAD EXPEDITIONS common stock, as disclosed in the Form 4’s post-transaction ownership figure.

What are the vesting terms of the restricted stock granted to the LIND director?

The 3,240 restricted shares granted to the LIND director vest one year from the date of grant, and vesting is subject to continued service, according to the footnote description.

Was the LINDBLAD EXPEDITIONS (LIND) restricted stock grant to the director a market purchase?

No. The Form 4 describes the transaction as a grant or award acquisition of restricted stock with a stated price of $0.00 per share, not an open-market purchase.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 08/11/2026 - 05:30 PM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FAHEY JOHN M JR

(Last)

(First)

(Middle)

C/O LINDBLAD EXPEDITIONS HOLDINGS, INC.

11 W 42ND STREET, SUITE 22B3

(Street)

NEW YORK

10036

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LINDBLAD EXPEDITIONS HOLDINGS, INC. [ LIND ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/08/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Restricted Stock	08/08/2026		A⁽¹⁾		3,240	A	$0	113,726	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Restricted stock granted under Long-Term Incentive Plan. The restricted stock vests one year from the date of grant, subject to continued service.

	/s/ John J. Wolfel, Attorney-in-Fact for John M. Fahey Jr	08/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR