LITE Form 144: Proposed common stock sale on NASDAQ

Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 reporting a proposed sale of common stock of LITE for sale on NASDAQ, with the filing dated 02/27/2026.

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 reporting a proposed sale of common stock of LITE for sale on NASDAQ, with the filing dated 02/27/2026. The filing lists restricted stock entries dated 11/15/2025 (2,657 shares) and 02/15/2026 (2,645 shares).

Insights

Securities Compliance Analyst

Form 144 shows a proposed affiliate sale of common stock on Nasdaq dated 02/27/2026.

The filing lists the broker as Morgan Stanley Smith Barney LLC Executive Financial Services and identifies the securities as common stock to be sold on NASDAQ. It also records two restricted stock lots dated 11/15/2025 (2,657 shares) and 02/15/2026 (2,645 shares).

Timing and aggregate proceeds are not specified in the excerpt; subsequent trade execution and quantities will depend on broker handling and any applicable resale rules.

FAQ

What does the LITE Form 144 filed 02/27/2026 report?

The filing reports a proposed sale of common stock of LITE on NASDAQ, submitted by Morgan Stanley Smith Barney LLC Executive Financial Services on 02/27/2026. It lists two restricted stock lots dated 11/15/2025 and 02/15/2026.

How many restricted shares are listed in the LITE Form 144?

The excerpt lists two restricted stock entries: 2,657 shares dated 11/15/2025 and 2,645 shares dated 02/15/2026. The document does not state an aggregate offering amount for the filing.

Who is the broker or dealer named in the LITE Form 144?

The filing names Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, 8th Floor, New York, NY 10004 as the broker/dealer associated with the proposed sale on 02/27/2026.

Does the Form 144 excerpt show proceeds or pricing for the LITE sale?

No dollar proceeds or specific pricing are given in the provided excerpt. The filing notes the intended market (NASDAQ) and dates, but it does not disclose aggregate proceeds or per-share pricing in the excerpt.

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Accepted by SEC EDGAR 02/27/2026 - 04:12 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001561100
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LUMENTUM HOLDINGS INC.
SEC File Number	001-36861
Address of Issuer	1001 Ridder Park Drive San Jose CALIFORNIA 95131
Phone	(408) 546-5483
Name of Person for Whose Account the Securities are To Be Sold	WAJID ALI
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	5302	3664387.17	71400000	02/27/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/15/2025	Restricted Stock	ISSUER			2657	11/15/2025	Not Applicable
Common	02/15/2026	Restricted Stock	ISSUER			2645	02/15/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	02/27/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/28/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Wajid Ali
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)