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Lumentum Holdings Inc. SEC Filings

LITE NASDAQ

Welcome to our dedicated page for Lumentum Holdings SEC filings (Ticker: LITE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.

Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Lumentum Holdings's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.

Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Lumentum Holdings's regulatory disclosures and financial reporting.

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Thad Trent reported acquisition or exercise transactions in this Form 4 filing.

Lumentum Holdings Inc. granted director Thad Trent 108 restricted stock units (RSUs) on July 15, 2026. Each RSU represents the contingent right to receive one share of common stock after vesting. All RSUs vest on July 15, 2027, and his reported direct holdings after the grant are 1,313 shares.

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Small Ian reported acquisition or exercise transactions in this Form 4 filing.

Lumentum Holdings Inc. director Ian Small received a grant of 108 restricted stock units (RSUs) on July 15, 2026, each representing the right to receive one future share of common stock. The RSUs vest 100% on July 15, 2027, contingent on continued service, and were granted in lieu of his annual cash retainer under the non-employee director compensation program. Following this grant, he holds 21,116 common shares directly.

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Lillie Brian reported acquisition or exercise transactions in this Form 4 filing.

Lumentum Holdings Inc. reported that director Brian Lillie received a grant of 108 restricted stock units, each representing one share of common stock. The RSUs vest 100% on July 15, 2027, contingent on his continued service, and were taken in lieu of the annual cash retainer. Following this award, Lillie directly holds 14,018 shares.

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Johnson Julia Suzanne reported acquisition or exercise transactions in this Form 4 filing.

Lumentum Holdings Inc. reported that director Julia Suzanne Johnson received a grant of 108 restricted stock units (RSUs) on July 15, 2026, in lieu of her annual cash retainer under the 2025 Equity Incentive Plan. All RSUs vest on July 15, 2027, contingent on continued service. Following this award, her direct holdings are reported at 13,428 shares of common stock.

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HERSCHER PENNY reported acquisition or exercise transactions in this Form 4 filing.

Lumentum Holdings Inc. director Penny Herscher received a grant of 108 restricted stock units (RSUs), each representing one share of common stock, as compensation in lieu of her annual cash retainer. The RSUs vest 100% on July 15, 2027, subject to her continued service. Following this award she holds 2,165 shares directly, plus 39,378 shares held indirectly through the 2001 Herscher Family Trust.

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Fletcher Pamela reported acquisition or exercise transactions in this Form 4 filing.

Lumentum Holdings Inc. director Pamela Fletcher received a grant of 108 restricted stock units (RSUs), each representing a contingent right to one share of common stock. The RSUs will vest 100% on July 15, 2027, subject to her continued service under Lumentum’s 2025 Equity Incentive Plan.

The award was taken in lieu of the annual cash retainer under the company’s compensation program for non-employee directors. Following this grant, Fletcher’s direct holdings total 7,514 common stock-equivalent shares.

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FMR LLC files Amendment No. 9 to a Schedule 13G/A reporting beneficial ownership of 3,611,651.58 shares of HLDGS INC common stock. The filing states this position represents 4.6% of the class and lists CUSIP 55024U109.

The cover shows FMR LLC holds sole dispositive power for 3,611,651.58 shares and sole voting power of 3,316,699.88; Abigail P. Johnson is named with dispositive power for the same 3,611,651.58 share total. The filing is signed under a power of attorney dated April 13, 2026.

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Lumentum Holdings Inc. director Isaac Hosojiro Harris reported routine equity compensation activity involving restricted stock units (RSUs) and related tax withholding. On March 31, 2026, he received 374 shares of Common Stock as a fully vested RSU award and had 125 shares withheld by the issuer to cover income tax obligations tied to RSU vesting.

On April 30, 2026, he received an additional 320 RSU-related shares and had 145 shares withheld for taxes. On May 29, 2026, he received 258 RSU-related shares and had 125 shares withheld for taxes. Following the May 29 activity, he beneficially owned 13,082 shares of Common Stock as of that date, before a separate 4,000-share stock sale reported in a different Form 4 filed on June 1, 2026.

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Lumentum Holdings director Isaac Hosojiro Harris reported an open-market sale of 1,416 shares of common stock on June 2, 2026 at a weighted average price of about $1,000.08 per share. The trade was made under a pre-arranged Rule 10b5-1 trading plan, and Harris now directly holds 6,984 shares.

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Isaac H. Harris reported a sale of 4,000 shares of Common Stock. The sale was recorded on 05/29/2026 for $3,440,000. The issuer is listed with NASDAQ and the filing shows 77,800,000 shares outstanding as of 06/02/2026.

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FAQ

How many Lumentum Holdings (LITE) SEC filings are available on StockTitan?

StockTitan tracks 149 SEC filings for Lumentum Holdings (LITE), including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, and Form 4 insider trading disclosures. Each filing includes AI-generated summaries, impact scoring, and sentiment analysis.

When was the most recent SEC filing for Lumentum Holdings (LITE)?

The most recent SEC filing for Lumentum Holdings (LITE) was filed on July 17, 2026.