Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lumentum Holdings Inc. asks stockholders to elect eight directors for one-year terms, approve named executive officer compensation on a non-binding advisory basis, and ratify Deloitte & Touche LLP as its independent auditor for the fiscal year ending July 3, 2027. The virtual meeting is November 18, 2026; stockholders of record on September 24, 2026 may vote. The board will decrease from nine members to eight after the election because Julia S. Johnson will not stand for reelection. Of 93,459,271 shares of voting stock on an as-converted basis, 2,876,415 were Series A preferred shares, which do not vote on director elections.
The company reports fiscal 2026 fourth-quarter revenue above $1 billion and an eighth consecutive quarter of top-line growth; its Optical Circuit Switch business passed a $100 million quarterly revenue run rate. The CEO letter says first-quarter fiscal 2027 revenue guidance points to triple-digit year-over-year growth. Compensation disclosures report a 762% one-year total shareholder return, annual incentive payouts at 186.3% of target, and revenue achievement above the 300% level for fiscal 2024–2026 long-term incentive PSUs, whose payout was capped at 200% of target. The prior year’s say-on-pay vote received 88.3% of votes cast.
Lumentum Holdings Inc. EVP and Chief Financial Officer Ali Wajid sold 24,542 shares of common stock on October 1, 2026, at $1,048.50 per share. The sale was made pursuant to a Rule 10b5-1 trading plan adopted on May 26, 2026. He directly held 75,074 shares after the transaction.
Lumentum Holdings Inc. officer Wajid Ali’s notice covers a proposed sale of 24,542 common shares, with an approximate sale date of October 1, 2026. The reported aggregate market value is $2,573,287, and Morgan Stanley Smith Barney LLC is listed as broker. The shares are identified as performance shares acquired from the issuer on August 17, 2026.
Yuen Wupen, identified as Lumentum Holdings Inc.’s President, Global Bus. Units, reported direct sales of 307 shares of common stock at $945.00 per share on September 29, 2026, and 500 shares at $948.50 per share on September 28, 2026. Both sales were made under a Rule 10b5-1 trading plan.
Lumentum Holdings Inc. (LITE) officer Wupen Yuen listed 307 common shares for sale, with an aggregate market value of $290,115 and an approximate sale date of September 29, 2026. Morgan Stanley Smith Barney LLC is named as broker. The shares are identified as restricted stock acquired from the issuer on August 21, 2025.
Lumentum Holdings Inc. officer Wupen Yuen reported a proposed sale of 500 common shares, with an aggregate market value of $474,250 and an approximate sale date of September 28, 2026. Morgan Stanley Smith Barney LLC is listed as the broker, and NASDAQ as the exchange. The notice also lists Yuen’s common-share transactions during the prior three months.
Lumentum Holdings Inc. President, Global Business Units Wupen Yuen sold 500 shares of common stock on September 24, 2026, at $921.07 per share, and 500 shares on September 25, 2026, at $935.75 per share. Both sales were made pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.
Lumentum Holdings Inc. (LITE) officer Wupen Yuen reported plans to sell 500 common shares on September 25, 2026, through Morgan Stanley Smith Barney LLC. The stated aggregate market value is $467,875.00, and NASDAQ is listed as the exchange. Yuen’s common-stock sales during the preceding three months include a 1,500-share entry dated August 20, 2026, valued at $1,241,730.00.
Lumentum Holdings Inc. (LITE) officer Wupen Yuen reported a proposed sale of 500 common shares, with an aggregate market value of $460,535.00 and an approximate sale date of September 24, 2026. Morgan Stanley Smith Barney LLC is listed as the broker. The shares are identified as restricted stock acquired from the issuer on August 21, 2025.