Lumentum grants 108 RSUs to board director

Johnson Julia Suzanne reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Johnson Julia Suzanne reported acquisition or exercise transactions in this Form 4 filing.

Lumentum Holdings Inc. reported that director Julia Suzanne Johnson received a grant of 108 restricted stock units (RSUs) on July 15, 2026, in lieu of her annual cash retainer under the 2025 Equity Incentive Plan. All RSUs vest on July 15, 2027, contingent on continued service. Following this award, her direct holdings are reported at 13,428 shares of common stock.

Insider Trade Summary

Grant/Award: 108 shares

Grant/Award 1 txn

Insider Johnson Julia Suzanne

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	108	$0.00	$0.00

Holdings After Transaction: Common Stock — 13,428 shares (Direct)

Footnotes (1)

1. F1. Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on July 15, 2027, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2025 Equity Incentive Plan. The RSUs were granted to the Reporting Person in lieu of the annual cash retainer, at the election of the Reporting Person, under the Issuer's compensation program for non-employee directors.

Key Figures

RSUs granted: 108 RSUs Vesting date: July 15, 2027 Grant price: $0.0000 per share +1 more

4 metrics

RSUs granted 108 RSUs Restricted stock units granted to the director on July 15, 2026

Vesting date July 15, 2027 100% of the RSUs vest on this date, subject to continued service

Grant price $0.0000 per share Equity compensation award with no cash paid by the director

Post-award holdings 13,428 shares Common stock held directly after the RSU grant

Key Terms

restricted stock unit (RSU), contingent right, 2025 Equity Incentive Plan, annual cash retainer, +1 more

5 terms

restricted stock unit (RSU) financial

"Each share is represented by a restricted stock unit (RSU)."

A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.

contingent right financial

"Each RSU represents the contingent right to receive, following vesting, one share"

2025 Equity Incentive Plan financial

"as defined under the Issuer's 2025 Equity Incentive Plan."

annual cash retainer financial

"granted to the Reporting Person in lieu of the annual cash retainer"

non-employee directors financial

"under the Issuer's compensation program for non-employee directors."

Non-employee directors are board members who do not work for the company as salaried employees and usually do not hold day-to-day management roles. They act like outside referees or independent coaches, providing oversight, asking tough questions, and protecting shareholders’ interests; investors care because these directors help ensure management is accountable, reduce conflicts of interest, and influence decisions that affect company strategy and long-term value.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What transaction did Lumentum (LITE) report for director Julia Suzanne Johnson?

Lumentum reported that director Julia Suzanne Johnson received a grant of 108 restricted stock units (RSUs) as stock-based compensation. The award was made on July 15, 2026 and is classified as a grant or other acquisition, not an open-market trade.

What are the vesting terms of the 108 RSUs granted to the LITE director?

The 108 RSUs granted to the LITE director vest 100% on July 15, 2027. Vesting is contingent on her continuing as a Service Provider under Lumentum’s 2025 Equity Incentive Plan through that date, after which each RSU converts into one share of common stock.

Why did Julia Suzanne Johnson of Lumentum (LITE) receive RSUs instead of cash?

The RSUs were granted in lieu of the annual cash retainer under Lumentum’s compensation program for non-employee directors. Johnson elected to receive 108 RSUs rather than cash, aligning a portion of her board compensation with company equity performance.

How many Lumentum (LITE) shares does Julia Suzanne Johnson hold after this award?

After the RSU grant, Julia Suzanne Johnson’s direct holdings are reported at 13,428 shares of common stock. This figure reflects her position immediately following the 108 RSU award and helps indicate the scale of this grant relative to her overall stake.

Does the 108 RSU award to the Lumentum (LITE) director involve any cash payment by her?

No cash was paid by the director for this award; the Form 4 shows a transaction price of $0.0000 per share. The RSUs represent a stock-based compensation grant, not a market purchase, and will convert into common shares only after vesting conditions are met.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/16/2026 - 08:15 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Johnson Julia Suzanne

(Last) (First) (Middle)

C/O LUMENTUM HOLDINGS INC.,

1001 RIDDER PARK DRIVE

(Street)

SAN JOSE CALIFORNIA 95131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/15/2026		A		108(1)	A	$0	13,428	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on July 15, 2027, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2025 Equity Incentive Plan. The RSUs were granted to the Reporting Person in lieu of the annual cash retainer, at the election of the Reporting Person, under the Issuer's compensation program for non-employee directors.

	/s/ Jae Kim as Attorney-in-Fact	07/16/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)