Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lumentum Holdings Inc. President, Global Bus. Units Wupen Yuen reported direct sales of 500 shares of Common Stock at $959.27 per share on September 21, 2026, 500 shares at $935.55 per share on September 22, and 500 shares at $946.56 per share on September 23. All three sales were made under a Rule 10b5-1 trading plan adopted on May 19, 2026.
Lumentum Holdings Inc. officer Wupen Yuen reported a proposed sale of 500 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $473,280.00 and an approximate sale date of September 23, 2026. The shares are listed as restricted stock acquired from the issuer on August 21, 2025. His reported past-three-month sales include 1,500 shares on August 20, 2026, valued at $1,241,730.00.
Lumentum Holdings Inc. (LITE) is the issuer for which officer Wupen Yuen has filed a Form 144 notice to sell common stock under Rule 144. The notice covers a proposed sale of 500 shares through Morgan Stanley Smith Barney LLC on September 22, 2026, on NASDAQ, from restricted stock acquired from the issuer on August 21, 2025. The filing also lists multiple prior open-market sales of 500-share blocks during August–September 2026, including a 1,500-share sale on August 20, 2026.
Lumentum Holdings Inc. (LITE) received a Form 144 notice from officer Wupen Yuen covering a planned sale of 500 shares of common stock through Morgan Stanley Smith Barney on NASDAQ. The shares were originally acquired as restricted stock from the issuer on August 21, 2025.
The notice also lists multiple prior open-market sales by Wupen Yuen over the past three months, generally in blocks of 500 shares and one block of 1,500 shares, each with reported aggregate dollar amounts for those transactions.
Lumentum Holdings Inc. (LITE) reported that Wupen Yuen, its president of global business units, sold a total of 1,500 shares of common stock in three open-market or private transactions on September 16, 17, and 18, 2026, pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.
Lumentum Holdings Inc. (LITE) received a notice under Rule 144 that officer Wupen Yuen plans to sell 500 shares of common stock through Morgan Stanley Smith Barney LLC. The securities to be sold are restricted stock held for the issuer’s account, and the filing also lists recent open-market sales.
Lumentum Holdings Inc. (LITE) received a Rule 144 notice from officer Wupen Yuen covering a proposed sale of 500 shares of common stock through Morgan Stanley Smith Barney, with an aggregate market value of $466,725.00 and an approximate sale date of September 17, 2026. The notice states that 89,700,000 shares of common stock were outstanding. It also lists multiple prior sales of Lumentum common stock by Yuen during the past three months, including several 500‑share transactions and a 1,500‑share sale on August 20, 2026.
Lumentum Holdings Inc. (LITE) has a Form 144 notice from officer Wupen Yuen covering a planned sale of 500 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services on September 16, 2026 under Rule 144. The notice reports an aggregate market value for the planned sale of $428,415 and cites 89,700,000 shares outstanding of Lumentum common stock. It also lists multiple prior open-market sales of Lumentum common stock by the same person over the preceding three months.
Lumentum Holdings Inc. (LITE) reported that Wupen Yuen, its President, Global Business Units, sold a total of 1,500 shares of Common Stock in three open market or private transactions on September 11, 14 and 15, 2026. The sales were made under a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.
Lumentum Holdings Inc. (LITE) received a Form 144 notice from officer Wupen Yuen covering potential sales of common stock under Rule 144. The filing lists a planned sale of 500 shares of common stock through Morgan Stanley Smith Barney LLC on NASDAQ.
The notice also reports multiple prior open-market sales by Wupen Yuen over the preceding three months in blocks of 500 shares, including a sale of 1,500 shares on August 20, 2026, and various transactions with gross proceeds generally in the $412,120–$1,241,730 range per transaction.