Welcome to our dedicated page for Lumentum Hldgs SEC filings (Ticker: LITE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. SEC filings for Lumentum Holdings Inc. (NASDAQ: LITE), a San Jose, California-based designer and manufacturer of optical and photonic products. Through these documents, investors can review how Lumentum reports its financial results, capital structure, and governance practices, and how it describes its role in optical networking, data center infrastructure, and laser applications.
Lumentum’s annual reports on Form 10-K and quarterly reports on Form 10-Q detail its operations in optical communications and laser technologies, including segment information, risk factors, and management’s discussion and analysis. Earnings-related Form 8-K filings furnish press releases that present both GAAP and non-GAAP metrics, with reconciliations and explanations of adjustments such as stock-based compensation, acquisition-related costs, amortization of acquired intangibles, restructuring charges, and tax items.
The company also uses Form 8-K to disclose capital markets transactions, such as its 0.375% Convertible Senior Notes due 2032, associated indentures, and capped call transactions, as well as the repurchase of existing convertible notes. These filings explain terms like conversion rates, redemption conditions, and events of default, giving insight into Lumentum’s financing strategy and debt profile.
Governance and compensation matters appear in proxy statements on Form DEF 14A, which describe board composition, committee responsibilities, executive compensation programs, equity incentive plans such as the 2025 Equity Incentive Plan, and the agenda and voting results for annual stockholder meetings. Additional filings, including registration statements and Forms S-8 referenced in 8-K exhibits, cover share-based compensation arrangements.
On Stock Titan, these filings are updated in near real time from EDGAR and paired with AI-powered summaries that highlight key points from lengthy documents. Users can quickly see what changed in a new 10-K or 10-Q, how a financing transaction affects Lumentum’s capital structure, or what a governance-related filing means, without reading every page. For deeper analysis, investors can still open the full text of each filing, including exhibits related to debt instruments, equity plans, and other material agreements.
Lumentum Holdings Inc. executive vice president and chief financial officer Ali Wajid reported a tax-related share disposition. On this Form 4, he disposed of 2,755 shares of common stock at a reported price of $562.74 per share through a transaction coded “F,” which is used when shares are withheld to cover income tax obligations. A footnote explains the shares were withheld by the company to satisfy income tax withholding and remittance tied to vesting of restricted stock units, rather than an open-market sale. After this transaction, Wajid still directly holds 71,589 shares of Lumentum common stock.
Matthew Sepe filed a Rule 144 notice for a proposed sale of 2,705 shares of common stock, with an aggregate value listed as $1,599,196.00, dated 02/17/2026.
The filing also shows the securities are restricted stock dated 11/15/2025 and lists Morgan Stanley Smith Barney LLC as the broker-dealer. No further proceeds use or timing details are provided in the excerpt.
An affiliate of LITE filed a notice of proposed sale under Rule 144 for 2,705 shares of common stock through Morgan Stanley Smith Barney LLC on NASDAQ. The filing lists an aggregate market value of $1,599,196.00 for these shares and notes 71,400,000 common shares outstanding in the same class.
The shares to be sold were acquired as restricted stock from the issuer, including 1,755 shares dated February 15, 2026 and 950 shares dated January 15, 2026, with payment described as not applicable, consistent with equity awards.
An affiliated shareholder of the issuer filed a Rule 144 notice indicating an intent to sell 3,441 shares of common stock through Morgan Stanley Smith Barney LLC on or around February 17, 2026 on the NASDAQ market. The planned sale has an stated aggregate market value of $1,878,025.40 and the issuer had 71,400,000 common shares outstanding at the time referenced.
The filing states these 3,441 shares were acquired as restricted stock from the issuer on February 15, 2026. It also discloses that Vincent D. Retort sold 45,026 common shares in the past three months for gross proceeds of $26,624,903.16. The signer represents they are not aware of undisclosed material adverse information about the issuer.
Wupen Yuen filed a notice to sell 3,157 shares of LITE common stock under Rule 144. The planned sale through Morgan Stanley Smith Barney LLC has an aggregate market value of $1,698,466.00, with the shares listed on NASDAQ.
The issuer had 71,400,000 shares of this class outstanding. The 3,157 shares were acquired as restricted stock from the issuer on 02/15/2025. In the prior three months, Yuen sold 822 and 821 common shares, with gross proceeds of $212,865.12 and $201,966.00, respectively.
Lumentum Holdings Inc. executive Vincent Retort, Executive Vice President for the Module Business Unit R&D and Product Development, reported a series of open-market sales of common stock on February 12, 2026. The transactions were coded as sales and executed at prices ranging from about $575.80 to $602.19 per share, across multiple trades.
The filing states these shares were sold under a pre-established Rule 10b5-1 trading plan adopted on November 13, 2025. Following the reported sales, Retort directly held 102,455 shares of Lumentum common stock.
Penny Herscher, a director of Lumentum Holdings Inc., reported a series of open-market sales of the company’s common stock on February 12, 2026. The transactions were coded as open-market sales, with individual trade sizes ranging from 159 to 1,037 shares.
The weighted average sale prices disclosed for these trades ranged from $594.4192 to $602.63 per share, with detailed price ranges provided in the footnotes. Following the reported sales, Herscher directly holds 2,057 shares of Lumentum common stock and indirectly holds 39,378 shares through the 2001 Herscher Family Trust.
Lumentum Holdings Inc. insider plans stock sale. A Form 144 notice reports a planned sale of 4,000 shares of Lumentum common stock through UBS Financial Services Inc. on or about 02/12/2026 on Nasdaq, with an aggregate market value of $2,389,974.75.
The shares to be sold were acquired via RSU vestings from Lumentum Holdings Inc. on 11/09/2019 (1,562 shares) and 11/14/2020 (2,438 shares), both paid in cash. The filing also notes a prior sale of 4,849 common shares on 02/06/2026 for gross proceeds of $2,596,536 by Penelope Herscher.
A holder of LITE common stock has filed a notice of proposed sale of 45,026 shares under Rule 144. The shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NASDAQ, with an approximate sale date of 02/12/2026 and an aggregate market value of 26,624,903.16.
The class is common stock, and there were 71,400,000 shares outstanding at the time indicated. The seller acquired these 45,026 shares on 08/15/2024 from the issuer as performance and restricted stock, with payment described as not applicable, consistent with equity awards rather than a cash purchase.
Lumentum Holdings Inc. filed an initial insider ownership report for executive Eric Chang. The Form 3 identifies Chang as Senior Vice President, Finance and Chief Accounting Officer and states that he beneficially owns no Lumentum securities as of the February 6, 2026 event date.