Welcome to our dedicated page for Lumentum Holdings SEC filings (Ticker: LITE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lumentum Holdings Inc. (LITE) reported that President and CEO Michael E. Hurlston received a grant of 7,941 restricted stock units (RSUs) of common stock on August 25, 2026. Separately, he sold 548 shares of common stock on August 27, 2026 at $958.66 per share pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2026. Each RSU represents a contingent right to receive one share of common stock, with one-third vesting one year from the grant date and the remainder vesting in eight equal quarterly installments, subject to continued employment or the terms of the 2025 Equity Incentive Plan.
Lumentum Holdings Inc. (LITE) reported that President and CEO Michael E. Hurlston, a director and officer, had an acquisition of 66,764 shares of common stock on August 17, 2026, at a reported price of $0.00 per share, classified as a grant or award acquisition.
According to the Compensation Committee’s certification, this relates to performance stock units (PSUs) granted to him on August 19, 2025, for which certain performance conditions were achieved. The PSUs remain subject to time-based vesting, with 100% of the shares scheduled to vest on August 19, 2028, contingent on his continued service. Following this transaction, he is reported to beneficially own 185,743 shares of common stock as of August 17, 2026.
Lumentum Holdings Inc. (LITE) reported insider activity by Wupen Yuen, President, Global Business Units. On August 25, 2026, Yuen received a grant of 5,138 restricted stock units (RSUs), which vest over time subject to continued employment under the 2025 Equity Incentive Plan. On August 27, 2026, Yuen sold 500 shares of common stock at $958.66 per share in a transaction executed pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.
Lumentum Holdings Inc. (LITE) reports that Executive Vice President, Global Reliability & Quality Vincent Retort sold 38,663 shares of common stock on August 25, 2026. The 18 open-market transactions were executed at weighted average prices between $842.2161 and $860.0520 per share under a Rule 10b5-1 trading plan adopted on November 13, 2025.
Lumentum Holdings Inc. (LITE) reported insider activity by SVP and General Counsel Jae Kim. On August 25, 2026, Kim sold 12,000 shares of common stock in 17 open-market transactions under a Rule 10b5-1 trading plan, at weighted-average prices generally between about $842 and $860 per share. On the same date, Kim received a grant of 1,635 restricted stock units (RSUs) under the company’s 2025 Equity Incentive Plan, which vest over time based on continued employment.
Lumentum Holdings Inc. (symbol: LITE) is the issuer of record for a Form 4 filing submitted to the SEC.
Lumentum Holdings Inc. (symbol: LITE) is the issuer of record for a Form 4 filing submitted to the SEC.
Lumentum Holdings Inc. (LITE) reported that officer Wupen Yuen received an award-related acquisition of 22,760 shares of common stock on August 17, 2026, recorded at a price of $0.00 per share as a grant/award. These shares relate to performance stock units (PSUs) originally granted on August 19, 2025, for which the Compensation Committee has certified achievement of specified performance conditions. The PSUs remain subject to time-based vesting, with 100% of the shares scheduled to vest on August 19, 2028, contingent on Mr. Yuen continuing as a service provider through that date. Following this transaction, Mr. Yuen is reported as beneficially owning 100,507 shares of common stock as of August 17, 2026, before considering other transactions on that date reported separately. The filing indicates this transaction was not made under a Rule 10b5-1 trading plan.
Lumentum Holdings Inc. (symbol: LITE) is the issuer of record for a Form 4 filing submitted to the SEC.
Lumentum Holdings Inc. (LITE) reported that officer Jae Kim, SVP and General Counsel, received a grant of 11,634 shares of Common Stock on August 17, 2026 as a grant/award acquisition. The award relates to performance stock units whose performance conditions were certified and that remain subject to time-based vesting, with 100% of the shares scheduled to vest on August 19, 2028, contingent on continued service. Following this grant, Kim was reported as beneficially owning 42,551 shares as of August 17, 2026, before giving effect to other transactions that occurred that same day.