Lumentum Hldgs Inc SEC Filings

Form 144 notice for Lumentum Holdings Inc. (LITE) reports a proposed sale of 3,282 common shares through Morgan Stanley Smith Barney with an aggregate market value of $408,247.98, approximately to be sold on 08/26/2025 on NASDAQ. The shares were acquired on 08/23/2024 as restricted stock from the issuer and the filing lists prior sales by the same beneficial owner totaling multiple small blocks between 07/21/2025 and 08/25/2025. The form includes the seller's representation that they do not possess undisclosed material adverse information and notes the broker contact details for the transaction.

Form 144 notice for Lumentum Holdings Inc. (LITE) reporting a proposed sale of 3,282 shares of common stock valued at $391,378.50 to be sold on or about 08/25/2025 on NASDAQ through Morgan Stanley Smith Barney LLC Executive Financial Services. The shares were acquired as restricted stock from the issuer on 08/23/2024 and payment was recorded the same day. The filer also reported multiple recent sales by Wupen Yuen between 07/21/2025 and 08/19/2025, totaling several hundred shares with gross proceeds listed for each sale.

Lumentum Holdings Inc. (LITE) filed a Form 144 disclosing a proposed sale of 4,507 shares of common stock through Morgan Stanley Smith Barney, with an aggregate market value of $526,781.77, expected to occur on 08/22/2025 on NASDAQ. The shares were acquired as restricted stock from the issuer on 08/21/2025 and payment was recorded on the same date. The filing also reports a separate sale within the past three months: Jae Kim sold 912 shares on 08/18/2025 for gross proceeds of $106,202.40. The filer attests they are not aware of undisclosed material adverse information about the issuer.

Michael E. Hurlston, President and CEO and a Director of Lumentum Holdings Inc. (LITE), reported an acquisition of 34,393 restricted stock units (RSUs) on 08/19/2025. Each RSU represents a contingent right to receive one share of the issuer's common stock following vesting. After this grant the reporting person beneficially owns 149,597 shares in total. The RSUs vest with one-third of the shares vesting one year from the grant date and the remaining shares vesting in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to continued employment and the issuer’s 2015 Equity Incentive Plan. The Form 4 was signed on behalf of the reporting person by an attorney-in-fact.

Wupen Yuen, President, Cloud & Networking at Lumentum Holdings Inc. (LITE), reported equity award activity. On 08/19/2025 the reporting person was granted 22,760 RSUs (restricted stock units) that vest over time: one third after one year and the remainder in eight equal quarterly installments. On 08/21/2025 9,218 shares were acquired upon satisfaction of performance conditions for previously granted PSUs. Also on 08/21/2025, 10,487 shares were withheld to satisfy tax-withholding obligations at a reported withholding price of $117.43 per share. After these transactions the reporting person beneficially owned 97,941 shares of common stock.

Matthew Joseph Sepe, Chief Accounting Officer of Lumentum Holdings Inc. (LITE), reported equity activity reflecting compensation vesting and tax withholding. He received 5,057 restricted stock units (RSUs) that vest one year after grant and an additional 4,519 shares from performance stock units (PSUs) after the Compensation Committee determined performance conditions were met. The reporting shows 4,309 shares were withheld by the issuer to satisfy income tax obligations at a reported price of $117.43 per share. Following these transactions the reporting person’s beneficial ownership is reported as 42,858 shares.

Insider transactions reported for Lumentum Holdings Inc. (LITE) showing equity awards settling and a small disposition to cover taxes. On 08/19/2025 the reporting person received 15,173 RSUs (restricted stock units) that vest over time. On 08/21/2025 the filer acquired 10,169 shares upon satisfaction of performance conditions for PSUs originally granted on 08/21/2024. Also on 08/21/2025 the issuer withheld 11,666 shares and disposed of them at $117.43 per share to satisfy tax withholding obligations. After these transactions the reporting person beneficially owned 135,913 shares.

Insider transactions by Lumentum Holdings (LITE): SVP and General Counsel Jae Kim reported vesting-related acquisitions and a tax-withholding disposition. On 08/19/2025, 11,633 restricted stock units (RSUs) were recorded as acquired, bringing reported beneficial ownership to 41,453 shares. On 08/21/2025, 2,057 shares were acquired following the Compensation Committee's determination that performance conditions for certain performance stock units (PSUs) granted 08/21/2024 were met, taking ownership to 43,510 shares. Also on 08/21/2025, 5,538 shares were withheld to satisfy tax withholding obligations in connection with the RSU/PSU vesting; those shares were disposed at a price of $117.43, resulting in 37,972 shares beneficially owned after the transactions.

Ali Wajid, EVP & Chief Financial Officer of Lumentum Holdings, reported multiple equity transactions on Form 4. On 08/19/2025 he was granted 22,760 restricted stock units (RSUs) that vest over time under the 2015 Equity Incentive Plan. On 08/21/2025 he acquired 9,152 shares upon satisfaction of performance stock unit (PSU) conditions related to a 2024 grant. Also on 08/21/2025 the issuer withheld 10,067 shares to satisfy income tax withholding in connection with RSU/PSU vesting. After these events he beneficially owned 67,315 shares following the withholding-adjusted transaction totals shown on the form.