Welcome to our dedicated page for Lumentum Holdings SEC filings (Ticker: LITE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
LITE insider sale reported via Form 144. The filing lists a sale of 5,302 shares of Common Stock on 02/27/2026 by Waajid Ali and shows proceeds or value of $3,664,387.17. The securities are described as Restricted Stock with a related date of 05/15/2026.
Lumentum Holdings Inc. director Pamela Fletcher reported two open-market sales of common stock under a pre-arranged Rule 10b5-1 trading plan adopted on February 12, 2026. She sold 1,577 shares on May 14, 2026 at an average price of $1,003.375 per share and 1,578 shares on May 15, 2026 at an average price of $940.82 per share. Following these transactions, she directly holds 7,406 shares of Lumentum common stock.
Issuer: Morgan Stanley Smith Barney LLC Executive Financial Services submitted a Form 144 notice related to proposed sales of Common stock on NASDAQ. The filing lists 1,578 shares tied to restricted stock dated 11/17/2024 and references a sale entry for Pamela Fletcher of 1,577 shares on 05/14/2026.
Lumentum Holdings Inc. reported that Capital World Investors beneficially owns 1,315,977 shares of common stock, representing 1.8% of the 71,400,000 shares believed to be outstanding. The filing states the reported holdings include 399,000 Corporate Convertible/Exchangeable Debts, which the filing says represent 2,125 common stock.
Lumentum Holdings Inc. director Ian Small sold 3,500 shares of common stock in open-market transactions. On May 8, 2026, he executed three sales: 571 shares at an average of $912.2644 per share, 892 shares at $911.5152 per share, and 2,037 shares at $910.7185 per share. The filing notes these were executed in multiple trades within narrow price ranges, with the reported prices reflecting weighted averages and more detailed trade data available to regulators or shareholders upon request.
Lumentum Holdings Inc. director Brian Lillie reported an open-market sale of 49 shares of Common Stock on May 11, 2026 at an average price of 1004.335 per share. After this transaction, he directly holds 13,910 shares. The sale was executed pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 6, 2026, indicating the trade was pre-arranged rather than timed discretionarily.
Lumentum Holdings Inc. director Brian Lillie reported open-market sales of 11,951 shares of common stock on May 11, 2026. The transactions were executed at prices across multiple ranges, with footnotes indicating trade prices from about $955.00 to $1,004.00 per share. The filing states that these sales were made under a Rule 10b5-1 trading plan adopted on February 6, 2026, meaning they were pre‑scheduled. Following these transactions, Lillie directly holds 13,959 shares of Lumentum common stock.
Lumentum Holdings Inc. senior vice president and general counsel Jae Kim reported an open-market sale of 1,933 shares of common stock on May 11, 2026 at an average price of $950.99 per share. After this transaction, Kim directly holds 35,114 shares of Lumentum common stock.
The footnote states that these shares were sold pursuant to a Rule 10b5-1 trading plan adopted on February 6, 2026, indicating the sale was executed under a pre-arranged plan rather than as a discretionary trade on that date.