Lumentum Board Member Offloads 20,000 Shares While Retaining Large Position

Rhea-AI Filing Summary

Director Alan S. Lowe of Lumentum Holdings has reported a significant insider transaction, selling 20,000 shares of Common Stock at $88.47 per share on June 18, 2025. The transaction was executed under a Rule 10b5-1 trading plan established on November 20, 2024.

Following the sale, Lowe maintains direct ownership of 250,471 shares of Lumentum Holdings. The transaction was reported via Form 4 filing, with attorney Jae Kim signing as the authorized representative on June 20, 2025.

• Transaction value: Approximately $1.77 million
• Trading plan: Executed under pre-established Rule 10b5-1 plan
• Position: Director (Non-executive board member)
• Ownership: Direct beneficial ownership

Insider Trade Summary

Net Seller: 20,000 shares ($1,769,400)

Net Sell 1 txn

Insider LOWE ALAN S

Role Director

Sold 20,000 shs ($1.77M)

Type	Security	Shares	Price	Value
Sale	Common Stock	20,000	$88.47	$1.77M

Holdings After Transaction: Common Stock — 250,471 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

LOWE ALAN S

(Last) (First) (Middle)

C/O LUMENTUM HOLDINGS INC.

1001 RIDDER PARK DRIVE

(Street)

SAN JOSE CA 95131

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
06/18/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/18/2025		S(1)		20,000	D	$88.47	250,471	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 20, 2024.

	/s/ Jae Kim as Attorney-in-Fact	06/20/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many LITE shares did Director Alan Lowe sell on June 18, 2025?

Director Alan Lowe sold 20,000 shares of Lumentum Holdings Inc. (LITE) common stock at a price of $88.47 per share on June 18, 2025.

How many LITE shares does Alan Lowe own after his June 2025 transaction?

Following the reported transaction, Alan Lowe directly owns 250,471 shares of Lumentum Holdings Inc. (LITE) common stock.

Was LITE Director Alan Lowe's June 2025 stock sale part of a planned transaction?

Yes, the shares were sold pursuant to a Rule 10b5-1 trading plan that was adopted by Alan Lowe on November 20, 2024.

What is Alan Lowe's role at LITE according to the Form 4?

According to the Form 4 filing, Alan Lowe serves as a Director of Lumentum Holdings Inc. (LITE).

What was the total value of LITE shares sold by Alan Lowe in the June 2025 transaction?

The total value of the transaction was $1,769,400, calculated from the sale of 20,000 shares at $88.47 per share.