Welcome to our dedicated page for Lumentum Hldgs SEC filings (Ticker: LITE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. SEC filings for Lumentum Holdings Inc. (NASDAQ: LITE), a San Jose, California-based designer and manufacturer of optical and photonic products. Through these documents, investors can review how Lumentum reports its financial results, capital structure, and governance practices, and how it describes its role in optical networking, data center infrastructure, and laser applications.
Lumentum’s annual reports on Form 10-K and quarterly reports on Form 10-Q detail its operations in optical communications and laser technologies, including segment information, risk factors, and management’s discussion and analysis. Earnings-related Form 8-K filings furnish press releases that present both GAAP and non-GAAP metrics, with reconciliations and explanations of adjustments such as stock-based compensation, acquisition-related costs, amortization of acquired intangibles, restructuring charges, and tax items.
The company also uses Form 8-K to disclose capital markets transactions, such as its 0.375% Convertible Senior Notes due 2032, associated indentures, and capped call transactions, as well as the repurchase of existing convertible notes. These filings explain terms like conversion rates, redemption conditions, and events of default, giving insight into Lumentum’s financing strategy and debt profile.
Governance and compensation matters appear in proxy statements on Form DEF 14A, which describe board composition, committee responsibilities, executive compensation programs, equity incentive plans such as the 2025 Equity Incentive Plan, and the agenda and voting results for annual stockholder meetings. Additional filings, including registration statements and Forms S-8 referenced in 8-K exhibits, cover share-based compensation arrangements.
On Stock Titan, these filings are updated in near real time from EDGAR and paired with AI-powered summaries that highlight key points from lengthy documents. Users can quickly see what changed in a new 10-K or 10-Q, how a financing transaction affects Lumentum’s capital structure, or what a governance-related filing means, without reading every page. For deeper analysis, investors can still open the full text of each filing, including exhibits related to debt instruments, equity plans, and other material agreements.
Lumentum Holdings insider Matthew Joseph Sepe, the company's Chief Accounting Officer, reported equity changes tied to performance stock units. On 08/07/2025 Sepe acquired 1,319 shares when the Compensation Committee determined certain PSU performance conditions were met. To satisfy tax withholding on the vesting, 474 shares were withheld at a reported price of $111.13, leaving the reporting person with 38,428 shares of Common Stock on a direct basis after the transactions.
The filing notes the acquisition resulted from PSU vesting granted on August 24, 2022, and separately discloses the share-withholding event for income tax remittance. No derivative transactions were reported on this form.
Lumentum Holdings Inc. (LITE) reported that certain performance stock units (PSUs) held by reporting person Retort Vincent vested after the Compensation Committee determined performance conditions were met. On 08/07/2025 the vesting resulted in the acquisition of 6,159 common shares. To satisfy tax withholding obligations related to the vesting, 2,916 shares were withheld at an effective price of $111.13, leaving the reporting person with 124,990 shares beneficially owned following the transactions.
The filing identifies the reporting person as an officer (President, Industrial Tech.) and explains the vesting traces back to PSUs granted on August 24, 2022. The transactions reflect routine, compensation-related equity issuance and tax withholding rather than open-market trading.
Ali Wajid, EVP & Chief Financial Officer of Lumentum Holdings Inc. (LITE), reported the vesting of performance stock units (PSUs) that resulted in the acquisition of 5,133 shares on 08/07/2025. The acquired shares were issued at a $0 purchase price as the PSUs vested after the Compensation Committee determined performance conditions were met for awards granted on 08/24/2022.
In connection with the vesting, 2,607 shares were withheld by the issuer to satisfy income tax withholding obligations at an indicated price of $111.13 per share. Following these transactions the reporting person’s beneficial ownership is reported as 49,986 shares (direct).
Wupen Yuen, President, Cloud & Networking at Lumentum Holdings Inc. (LITE), reported a sale of 241 shares of Lumentum common stock on 08/06/2025 at a reported price of $108.34 per share. Following the reported transaction the filing shows the reporting person beneficially owns 78,597 shares. The Form 4 states the shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2025. The filing is signed by an attorney-in-fact on 08/08/2025.
This disclosure reflects a single, routine sale executed under a pre-established trading plan; the Form 4 does not report any derivative transactions or other changes in ownership beyond the one sale shown.
Lumentum Holdings Inc. (LITE) – Form 4 insider transaction
President, Industrial Technology, Vincent Retort reported a disposition (Code “S”) of 22,719 common shares on 29 Jul 2025 at an indicated price of $110 per share, generating proceeds of roughly $2.5 million. The sale was executed under a Rule 10b5-1 trading plan adopted 26 Aug 2024, signalling it was pre-scheduled. Following the sale, Retort’s direct ownership stands at 121,747 shares, implying he reduced his position by about 16 %.
No derivative security activity was reported. The filing does not disclose any company-specific operational or financial updates; its relevance is limited to insider sentiment and potential supply of shares.
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