Welcome to our dedicated page for Lumentum Hldgs SEC filings (Ticker: LITE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. SEC filings for Lumentum Holdings Inc. (NASDAQ: LITE), a San Jose, California-based designer and manufacturer of optical and photonic products. Through these documents, investors can review how Lumentum reports its financial results, capital structure, and governance practices, and how it describes its role in optical networking, data center infrastructure, and laser applications.
Lumentum’s annual reports on Form 10-K and quarterly reports on Form 10-Q detail its operations in optical communications and laser technologies, including segment information, risk factors, and management’s discussion and analysis. Earnings-related Form 8-K filings furnish press releases that present both GAAP and non-GAAP metrics, with reconciliations and explanations of adjustments such as stock-based compensation, acquisition-related costs, amortization of acquired intangibles, restructuring charges, and tax items.
The company also uses Form 8-K to disclose capital markets transactions, such as its 0.375% Convertible Senior Notes due 2032, associated indentures, and capped call transactions, as well as the repurchase of existing convertible notes. These filings explain terms like conversion rates, redemption conditions, and events of default, giving insight into Lumentum’s financing strategy and debt profile.
Governance and compensation matters appear in proxy statements on Form DEF 14A, which describe board composition, committee responsibilities, executive compensation programs, equity incentive plans such as the 2025 Equity Incentive Plan, and the agenda and voting results for annual stockholder meetings. Additional filings, including registration statements and Forms S-8 referenced in 8-K exhibits, cover share-based compensation arrangements.
On Stock Titan, these filings are updated in near real time from EDGAR and paired with AI-powered summaries that highlight key points from lengthy documents. Users can quickly see what changed in a new 10-K or 10-Q, how a financing transaction affects Lumentum’s capital structure, or what a governance-related filing means, without reading every page. For deeper analysis, investors can still open the full text of each filing, including exhibits related to debt instruments, equity plans, and other material agreements.
Lumentum Holdings Inc. filed its 2025 definitive proxy describing board nominations, executive compensation updates, and a new 2025 Equity Incentive Plan. The company completed a planned CEO transition in February 2025 with Michael Hurlston hired as CEO and received continued strong stockholder support for compensation (approximately 94.8% say-on-pay in Nov 2024). Fiscal year 2025 incentive outcomes included an Annual Incentive Program payout at 132.2% of target after the Compensation Committee applied negative discretion to reduce an initial 181.5% achievement, while multi-year PSUs for fiscal years 2023–2025 were earned at 24% of target. The proxy details one-time new-hire and transition awards (including PSU/RSU grants and a cash signing/retention component) and proposes election of eight directors, ratification of Deloitte as auditor, and shareholder approval of the 2025 Equity Incentive Plan.
Lumentum Holdings Inc. (LITE) filed an 8-K reporting a material event related to a convertible note offering. The filing references an Indenture dated September 8, 2025, a Form of 0.375% Convertible Senior Note due 2032 (included as Exhibit 4.1), and a Form of Capped Call Confirmation. The company also included a Launch Press Release dated September 2, 2025, a Pricing Press Release dated September 4, 2025, and a Cover Page Interactive Data File formatted as Inline XBRL. The document is signed by Wajid Ali, Executive Vice President & Chief Financial Officer.
Wupen Yuen, President, Cloud & Networking at Lumentum Holdings Inc. (LITE), reported sales of common stock under a pre-existing Rule 10b5-1 trading plan. On 08/26/2025 she sold 3,282 shares at $124.39 each, leaving 104,554 shares beneficially owned after that transaction. On 08/27/2025 she sold 3,281 shares at $124.86 each, leaving 101,273 shares beneficially owned after that second transaction. The report was signed on 08/28/2025 by an attorney-in-fact and states the 10b5-1 plan was adopted on February 11, 2025.
Lumentum Holdings Inc. (LITE) insider sale reported on Form 4. Executive Vice President & Chief Financial Officer Ali Wajid sold 2,526 shares of Lumentum common stock on 08/26/2025 at a reported price of $124.39 per share. After the sale, the reporting person beneficially owned 77,087 shares. The filing states the shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2024, and the Form 4 was signed by an attorney-in-fact on 08/28/2025. The report indicates this was a planned disposition under an established trading arrangement rather than an ad hoc trade.
Lumentum Holdings Inc. (LITE) Form 144 notifies the market of a proposed sale of 3,281 common shares through Morgan Stanley Smith Barney on 08/27/2025 on NASDAQ with an aggregate market value of $409,665.66. The filer reports these shares were acquired as restricted stock on 08/23/2024 from the issuer and payment was recorded on the same date.
The filing also lists multiple recent sales by the same person, totaling several thousand shares between 07/21/2025 and 08/26/2025, with individual proceeds shown for each trade. Outstanding shares are reported as 69,900,000, indicating the disclosed trades represent a very small fraction of the companys float.
Wupen Yuen, President, Cloud & Networking at Lumentum Holdings Inc. (LITE), reported two transactions. On 08/23/2025 the reporting person was granted 13,177 restricted stock units (RSUs) that vest 100% on 08/23/2026, each convertible into one share on vesting. On 08/25/2025 the reporting person sold 3,282 shares at $119.25 per share under a Rule 10b5-1 trading plan adopted 02/11/2025. Beneficial ownership is reported as 111,118 shares after the RSU grant and 107,836 shares following the sale. The Form 4 was executed by an attorney-in-fact on 08/26/2025.
Lumentum Holdings Inc. insider Matthew Joseph Sepe received 4,918 restricted stock units (RSUs) on 08/23/2025. Each RSU represents a contingent right to receive one share of the company’s common stock upon vesting. After the grant, the reporting person beneficially owns 47,776 shares. The RSUs were granted at a $0 acquisition price and are scheduled to vest 100% on 08/23/2026, subject to continued employment and the terms of the 2015 Equity Incentive Plan.
Lumentum Holdings Inc. (LITE) reporting person Vincent Retort, listed as President, Industrial Tech., acquired 14,758 restricted stock units (RSUs) on 08/23/2025. Each RSU vests into one share and 100% of the award vests on 08/23/2026, subject to continued employment and the Issuer's 2015 Equity Incentive Plan.
After the reported grant the reporting person beneficially owns 150,671 shares (directly held). The transaction was reported on 08/26/2025 and was signed by an attorney-in-fact on behalf of the reporting person.
Insider transactions by Jae Kim at Lumentum Holdings (LITE): The reporting person, SVP and General Counsel Jae Kim, sold a total of 4,507 shares of Lumentum common stock on 08/22/2025 in two sets of sales (3,407 and 1,100 shares) under a Rule 10b5-1 plan at weighted average prices of $116.7274 and $117.3564, respectively. On 08/23/2025 the reporting person was credited with 7,715 restricted stock units (RSUs) that convert to common shares upon vesting, bringing the reported beneficial ownership to 41,180 shares. The RSUs vest 100% on August 23, 2026, subject to continued employment.
Lumentum Holdings Inc. (LITE) reported an insider acquisition by EVP & Chief Financial Officer Ali Wajid. On 08/23/2025 the reporting person was granted 12,298 restricted stock units (RSUs) at a reported price of $0, which represent contingent rights to receive one share each upon vesting. Following the grant, the reporting person beneficially owns 79,613 shares in total. The RSUs vest 100% on August 23, 2026, subject to continued employment and the Issuer's 2015 Equity Incentive Plan. The Form 4 was signed on behalf of the reporting person by an attorney-in-fact on 08/26/2025.