Welcome to our dedicated page for Lumentum Holdings SEC filings (Ticker: LITE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lillie Brian reported acquisition or exercise transactions in this Form 4 filing.
Lumentum Holdings Inc. reported that director Brian Lillie received a grant of 108 restricted stock units, each representing one share of common stock. The RSUs vest 100% on July 15, 2027, contingent on his continued service, and were taken in lieu of the annual cash retainer. Following this award, Lillie directly holds 14,018 shares.
Johnson Julia Suzanne reported acquisition or exercise transactions in this Form 4 filing.
Lumentum Holdings Inc. reported that director Julia Suzanne Johnson received a grant of 108 restricted stock units (RSUs) on July 15, 2026, in lieu of her annual cash retainer under the 2025 Equity Incentive Plan. All RSUs vest on July 15, 2027, contingent on continued service. Following this award, her direct holdings are reported at 13,428 shares of common stock.
HERSCHER PENNY reported acquisition or exercise transactions in this Form 4 filing.
Lumentum Holdings Inc. director Penny Herscher received a grant of 108 restricted stock units (RSUs), each representing one share of common stock, as compensation in lieu of her annual cash retainer. The RSUs vest 100% on July 15, 2027, subject to her continued service. Following this award she holds 2,165 shares directly, plus 39,378 shares held indirectly through the 2001 Herscher Family Trust.
Fletcher Pamela reported acquisition or exercise transactions in this Form 4 filing.
Lumentum Holdings Inc. director Pamela Fletcher received a grant of 108 restricted stock units (RSUs), each representing a contingent right to one share of common stock. The RSUs will vest 100% on July 15, 2027, subject to her continued service under Lumentum’s 2025 Equity Incentive Plan.
The award was taken in lieu of the annual cash retainer under the company’s compensation program for non-employee directors. Following this grant, Fletcher’s direct holdings total 7,514 common stock-equivalent shares.
FMR LLC files Amendment No. 9 to a Schedule 13G/A reporting beneficial ownership of 3,611,651.58 shares of HLDGS INC common stock. The filing states this position represents 4.6% of the class and lists CUSIP 55024U109.
The cover shows FMR LLC holds sole dispositive power for 3,611,651.58 shares and sole voting power of 3,316,699.88; Abigail P. Johnson is named with dispositive power for the same 3,611,651.58 share total. The filing is signed under a power of attorney dated April 13, 2026.
Lumentum Holdings Inc. director Isaac Hosojiro Harris reported routine equity compensation activity involving restricted stock units (RSUs) and related tax withholding. On March 31, 2026, he received 374 shares of Common Stock as a fully vested RSU award and had 125 shares withheld by the issuer to cover income tax obligations tied to RSU vesting.
On April 30, 2026, he received an additional 320 RSU-related shares and had 145 shares withheld for taxes. On May 29, 2026, he received 258 RSU-related shares and had 125 shares withheld for taxes. Following the May 29 activity, he beneficially owned 13,082 shares of Common Stock as of that date, before a separate 4,000-share stock sale reported in a different Form 4 filed on June 1, 2026.
Lumentum Holdings director Isaac Hosojiro Harris reported an open-market sale of 1,416 shares of common stock on June 2, 2026 at a weighted average price of about $1,000.08 per share. The trade was made under a pre-arranged Rule 10b5-1 trading plan, and Harris now directly holds 6,984 shares.
Isaac H. Harris reported a sale of 4,000 shares of Common Stock. The sale was recorded on 05/29/2026 for $3,440,000. The issuer is listed with NASDAQ and the filing shows 77,800,000 shares outstanding as of 06/02/2026.
Lumentum Holdings Inc. director Isaac Hosojiro sold shares in a pre-planned trade. On May 29, 2026, he completed an open-market sale of 4,000 shares of Lumentum common stock at $860.00 per share. After this transaction, he directly holds 8,400 shares of common stock. The sale was executed under a Rule 10b5-1 trading plan that he adopted on February 27, 2026, indicating the trade was pre-arranged rather than a discretionary move based on short-term market conditions.
Lumentum Holdings Inc. is restructuring part of its debt by privately exchanging 0.50% Convertible Senior Notes due 2028 for equity. The company agreed to deliver about 5.0 million shares of common stock in exchange for approximately $650.4 million principal amount of these notes and related conversion value above principal.
This transaction will create incremental dilution of about 0.8 million common shares. After closing, around $172.2 million principal amount of the notes will remain outstanding with unchanged terms. Lumentum will not receive cash; instead, the exchanged notes will be received and cancelled.
The deal is structured as a private placement expected to close on or about June 4, 2026. The shares issued in the exchange rely on a registration exemption under Section 4(a)(2) of the Securities Act and are being offered only to institutional accredited investors or qualified institutional buyers.