Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lumentum Holdings Inc. (LITE) received a Form 144 notice indicating that officer Jae Kim plans to sell up to 12,000 shares of common stock through Morgan Stanley Smith Barney LLC. The filing lists an aggregate value of 10231015.55 for these shares and identifies NASDAQ as the trading market.
The 12,000 shares comprise 8,211 performance shares dated 08/17/2026 and 3,789 restricted stock shares dated 08/23/2026. The notice also reports prior sales in the past three months totaling 3,270 shares for proceeds of 2818450.66.
Lumentum Holdings Inc. (LITE) has a notice under Rule 144 filed on behalf of officer Wupen Yuen for a proposed sale of 500 shares of common stock held as restricted stock through Morgan Stanley Smith Barney LLC, with the company’s common stock listed on NASDAQ.
The filing also lists prior sales by Wupen Yuen over the past three months: 1,500 shares of common stock for $1,241,730.00 on August 20, 2026, 500 shares for $449,075.00 on August 21, 2026, and 500 shares for $412,120.00 on August 24, 2026. A table in the filing shows 89,700,000 shares of common stock outstanding as of August 25, 2026.
Lumentum Holdings Inc. (LITE) reports that Wupen Yuen has filed a notice under Rule 144 to sell 500 shares of Lumentum common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of $412,120.00 and an approximate sale date of 08/24/2026 on NASDAQ.
The shares to be sold were acquired from the issuer upon the vesting of restricted stock and Performance Shares during the period from 08/07/2025 through 08/15/2025, including an acquisition dated 08/07/2025. Disclosures also list prior sales in the last three months of 500 shares for $449,075.00 on 08/21/2026 and 1,500 shares for $1,241,730.00 on 08/20/2026.
Lumentum Holdings Inc. (LITE) reported that Wupen Yuen, President, Global Business Units, disclosed several transactions in common stock. On August 19 and 21, 2026, a total of 10,565 shares were disposed of to satisfy income tax withholding obligations related to vesting restricted stock units. On August 20 and 21, 2026, Yuen also sold 2,000 shares of common stock in market transactions. The sales were made pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.
Lumentum Holdings Inc. (LITE) reported that Executive Vice President, Global Reliability & Quality Vincent Retort disposed of common stock in several transactions. On August 19, 2026 and August 21, 2026, a total of 10,083 shares of common stock were withheld at prices of $827.60 and $866.71 per share, respectively, to satisfy income tax withholding and remittance obligations arising from the vesting of restricted stock units. On August 20, 2026, Retort sold 2,483 shares of common stock at $827.82 per share in an open-market or private sale. The company indicates these transactions were effected pursuant to a Rule 10b5-1 trading plan, and the 2,483-share sale was executed under a plan adopted on November 13, 2025.
Lumentum Holdings Inc. (LITE) reported that Jae Kim, its SVP and General Counsel, disposed of common stock in several transactions. On August 20, 2026, 1,904 shares were sold at $827.82 per share pursuant to a Rule 10b5-1 trading plan adopted on February 6, 2026. On August 19 and 21, 2026, an additional 1,973 shares and 3,926 shares, respectively, were withheld by the issuer to satisfy income tax withholding obligations arising from the vesting of restricted stock units, rather than sold in the market.
Lumentum Holdings Inc. (LITE) reported that President and CEO Michael E. Hurlston had 6,185 shares of common stock withheld on 2026-08-19 to satisfy income tax withholding and remittance obligations related to vesting restricted stock units. This code F transaction is not an open-market sale. Following the withholding, Hurlston directly holds 112,794 shares of Lumentum common stock.
Lumentum Holdings Inc. (LITE) reported that EVP & Chief Financial Officer Ali Wajid had shares of common stock withheld in two transactions to cover tax obligations arising from restricted stock unit vesting. On August 19, 2026, 4,093 shares were withheld at $827.60 per share, and on August 21, 2026, 6,635 shares were withheld at $866.71 per share. Both transactions are coded as Form 4 transaction code F, described as payment of income tax withholding and remittance obligations by delivering or withholding securities, and are reported as direct ownership dispositions.
Lumentum Holdings Inc. (LITE) has a notice from officer Wupen Yuen under Rule 144 indicating a proposed sale of 500 shares of common stock through Morgan Stanley Smith Barney LLC, with an approximate sale date of 08/21/2026 on NASDAQ. The notice lists 89,700,000 shares of common stock outstanding. It also reports that Yuen sold 1,500 shares of common stock on 08/20/2026 during the prior three months.
Lumentum Holdings Inc. (LITE) is the issuer for which Jae Kim filed a Rule 144 notice to sell common stock. The notice covers 1,904 shares of common stock to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $1,576,169.28 and an approximate sale date of August 20, 2026 on NASDAQ. The filing states that there were 89,700,000 shares of the same class outstanding. It also reports that during the past three months, Jae Kim sold 1,366 shares of common stock on August 18, 2026 for an aggregate sale price of $1,242,281.38.