Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lumentum Holdings Inc. (symbol: LITE) is the issuer of record for a Form 4 filing submitted to the SEC.
Lumentum Holdings Inc. (LITE) reported that officer Wupen Yuen received an award-related acquisition of 22,760 shares of common stock on August 17, 2026, recorded at a price of $0.00 per share as a grant/award. These shares relate to performance stock units (PSUs) originally granted on August 19, 2025, for which the Compensation Committee has certified achievement of specified performance conditions. The PSUs remain subject to time-based vesting, with 100% of the shares scheduled to vest on August 19, 2028, contingent on Mr. Yuen continuing as a service provider through that date. Following this transaction, Mr. Yuen is reported as beneficially owning 100,507 shares of common stock as of August 17, 2026, before considering other transactions on that date reported separately. The filing indicates this transaction was not made under a Rule 10b5-1 trading plan.
Lumentum Holdings Inc. (symbol: LITE) is the issuer of record for a Form 4 filing submitted to the SEC.
Lumentum Holdings Inc. (LITE) reported that officer Jae Kim, SVP and General Counsel, received a grant of 11,634 shares of Common Stock on August 17, 2026 as a grant/award acquisition. The award relates to performance stock units whose performance conditions were certified and that remain subject to time-based vesting, with 100% of the shares scheduled to vest on August 19, 2028, contingent on continued service. Following this grant, Kim was reported as beneficially owning 42,551 shares as of August 17, 2026, before giving effect to other transactions that occurred that same day.
Lumentum Holdings Inc. (symbol: LITE) is the issuer of record for a Form 4 filing submitted to the SEC.
Lumentum Holdings Inc. (LITE) received a Rule 144 notice from Michael Edward Hurlston regarding a planned sale of its common stock. The filing covers a proposed sale of 548 shares of common stock, described as restricted stock, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ.
The proposed transaction lists an aggregate market value of $525,345.68 for these shares, with an approximate 89,700,000 shares of Lumentum common stock outstanding as of the notice. The shares were acquired from the issuer and are planned for sale on or after February 7, 2026, consistent with Rule 144 requirements.
Lumentum Holdings Inc. (LITE) received a Rule 144 notice from officer Wupen Yuen covering a planned sale of 500 shares of common stock through Morgan Stanley Smith Barney, with an indicated aggregate market value of $479,330.00. The notice also lists recent sales of Lumentum common stock by Yuen during the past three months.
Lumentum Holdings Inc. (LITE) reported that officer Wupen Yuen, President, Global Business Units, sold an aggregate 1,500 shares of common stock in three open-market transactions on August 24, 25 and 26, 2026. Reported prices ranged from $824.24 to $882.15 per share. All sales were made pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.
Lumentum Holdings Inc. (LITE) has a notice of proposed sale under Rule 144 filed on behalf of officer Wupen Yuen. The notice covers the potential sale of 500 shares of common stock through Morgan Stanley Smith Barney, with an aggregate market value listed as $441,075.00 and NASDAQ as the trading market.
The filing also lists prior sales by Wupen Yuen over the past three months totaling several transactions in common stock, including sales of 500 shares for $428,322.50, $412,120.00, and $449,075.00, and a sale of 1,500 shares for $1,241,730.00.
Lumentum Holdings Inc. (LITE) disclosed that officer Vincent D. Retort filed a notice under Rule 144 covering a proposed sale of 38,663 shares of common stock. These shares were acquired upon vesting of restricted stock and Performance Shares during the period from 08/17/2026 through 08/23/2026, and are to be sold through Morgan Stanley Smith Barney LLC, with the common stock listed on NASDAQ. The notice is dated 08/25/2026 and includes a record of recent sales over the prior three months.