Welcome to our dedicated page for Lumentum Hldgs SEC filings (Ticker: LITE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. SEC filings for Lumentum Holdings Inc. (NASDAQ: LITE), a San Jose, California-based designer and manufacturer of optical and photonic products. Through these documents, investors can review how Lumentum reports its financial results, capital structure, and governance practices, and how it describes its role in optical networking, data center infrastructure, and laser applications.
Lumentum’s annual reports on Form 10-K and quarterly reports on Form 10-Q detail its operations in optical communications and laser technologies, including segment information, risk factors, and management’s discussion and analysis. Earnings-related Form 8-K filings furnish press releases that present both GAAP and non-GAAP metrics, with reconciliations and explanations of adjustments such as stock-based compensation, acquisition-related costs, amortization of acquired intangibles, restructuring charges, and tax items.
The company also uses Form 8-K to disclose capital markets transactions, such as its 0.375% Convertible Senior Notes due 2032, associated indentures, and capped call transactions, as well as the repurchase of existing convertible notes. These filings explain terms like conversion rates, redemption conditions, and events of default, giving insight into Lumentum’s financing strategy and debt profile.
Governance and compensation matters appear in proxy statements on Form DEF 14A, which describe board composition, committee responsibilities, executive compensation programs, equity incentive plans such as the 2025 Equity Incentive Plan, and the agenda and voting results for annual stockholder meetings. Additional filings, including registration statements and Forms S-8 referenced in 8-K exhibits, cover share-based compensation arrangements.
On Stock Titan, these filings are updated in near real time from EDGAR and paired with AI-powered summaries that highlight key points from lengthy documents. Users can quickly see what changed in a new 10-K or 10-Q, how a financing transaction affects Lumentum’s capital structure, or what a governance-related filing means, without reading every page. For deeper analysis, investors can still open the full text of each filing, including exhibits related to debt instruments, equity plans, and other material agreements.
Lumentum Holdings Inc. (LITE) filed a Form 4 reporting an administrative stock transaction by its Chief Accounting Officer. On 11/15/2025, 1,495 shares of common stock were disposed of at a price of $232.15 per share, described as shares withheld by the company to cover income tax obligations related to vesting restricted stock units. After this withholding, the officer beneficially owned 42,077 shares of Lumentum common stock. This total includes 28 shares acquired through the company’s Employee Stock Purchase Plan on November 14, 2025.
Lumentum Holdings Inc. reported an insider equity transaction by one of its executive officers. On 11/15/2025, 3,291 shares of Lumentum common stock were withheld by the company at a price of $232.15 per share to cover income tax obligations triggered by the vesting of restricted stock units. After this tax-withholding event, the reporting person directly owned 147,481 shares of common stock. This total includes 101 shares that were acquired through Lumentum’s Employee Stock Purchase Plan on 11/14/2025. The reporting person serves as Executive Vice President, Module Business Unit R&D and Product Development.
Lumentum Holdings Inc. (LITE) reported insider transactions by its SVP and General Counsel, Jae Kim. On 11/15/2025, 1,413 shares of common stock were disposed of at $232.15 per share, representing shares withheld by the company to cover income tax obligations tied to restricted stock unit vesting.
On 11/17/2025, Kim sold 1,367 shares at $234.14 per share, and on 11/18/2025, sold a further 170 shares at $246 per share. These sales were made under a Rule 10b5-1 trading plan adopted on February 11, 2025, which is designed to pre-schedule trades.
Following these transactions, Kim beneficially owned 38,400 shares of Lumentum common stock. This total includes 170 shares acquired through the company’s Employee Stock Purchase Plan on November 14, 2025.
Lumentum Holdings Inc. (LITE) reported an insider stock transaction by a company director. On 11/17/2025, the director sold 579 shares of Lumentum common stock in an open market sale coded as “S” at a price of $250 per share. After this transaction, the director beneficially owns 9,889 shares of Lumentum common stock in direct ownership. The filing is made on Form 4 and is signed by Jae Kim as attorney-in-fact on 11/18/2025.
Lumentum Holdings Inc. (LITE) reported an insider equity transaction by its EVP & Chief Financial Officer on a Form 4. On 11/15/2025, the executive had 2,743 shares of common stock disposed of at $232.15 per share, coded as an "F" transaction.
The company explains that these shares were withheld to cover income tax withholding and remittance obligations arising from the vesting of restricted stock units, rather than an open-market sale. After this tax-related share withholding, the executive beneficially owns 74,344 shares of Lumentum common stock directly.
Lumentum Holdings Inc. (LITE) reported an insider stock transaction. A director sold 10,000 shares of common stock on 11/10/2025 at a price of $270.39 per share. Following the sale, the director beneficially owned 12,037 shares, held directly.
This Form 4 indicates a personal trading activity by a board member and does not disclose any company operational changes. The filing lists the transaction as a sale and confirms direct ownership of the remaining shares.
Lumentum Holdings (LITE) reported an insider transaction on a Form 4. A company director sold 7,200 shares of common stock on 11/07/2025 at a price of $243.32 per share, coded “S” for a sale. Following the transaction, the director beneficially owned 9,764 shares, held as Direct ownership.
Lumentum Holdings (LITE) insider transaction: The company’s Chief Accounting Officer reported a sale of common stock on 11/07/2025. The filing shows 4,232 shares sold at a price of $239.6274 per share. Following the transaction, the reporting person directly beneficially owns 43,544 shares.
The report was filed by one reporting person and indicates direct ownership of the remaining shares.
Lumentum (LITE) reported a strong turnaround in its September 27, 2025 quarter. Net revenue rose to $533.8 million from $336.9 million a year ago, lifting gross profit to $181.5 million and swinging to operating income of $6.7 million. The company posted net income of $4.2 million, or $0.05 diluted per share, versus a $82.4 million loss last year.
Cash and cash equivalents increased to $772.9 million from $520.7 million, while inventories were $531.6 million. Total assets were $4,613.1 million. The capital structure shifted: Lumentum issued $1,265.0 million of 0.375% Convertible Senior Notes due 2032, used $843.1 million of proceeds to partially repurchase its 2026 notes, and purchased $102.0 million of capped call options. Total debt was $3,243.5 million, with $1,079.0 million classified as current and $2,164.5 million long‑term.
The company now reports as a single segment and continues amortizing acquired intangibles ($34.4 million this quarter). Shares outstanding were 70.9 million as of October 28, 2025.
Lumentum Holdings Inc. (LITE) announced results for its fiscal first quarter ended September 27, 2025. The company furnished a press release as Exhibit 99.1 and posted a “Q1 FY26 Conference Call” slide deck dated November 4, 2025 on its investor website.
The information, including Exhibit 99.1, was furnished on Form 8-K and is not deemed filed under the Exchange Act. Common stock continues to trade on the Nasdaq Global Select Market under the symbol LITE.