Lumentum Hldgs Inc SEC Filings

Form 144 filed for Lumentum Holdings, Inc. (LITE) by Wupen Yuen shows a proposed sale of 109 shares of common stock through Morgan Stanley Smith Barney LLC on 08/18/2025 with an aggregate market value of $12,693.05. The shares were acquired as restricted stock on 08/15/2024 and payment was recorded the same day. The filing lists the company's outstanding common shares as 69,400,000. The notice also discloses multiple recent sales by the same person between 05/19/2025 and 08/15/2025 totaling several hundred shares with listed gross proceeds for each trade.

Form 144 notice for Lumentum Holdings, Inc. (LITE) reports a proposed sale of 109 shares of common stock through Morgan Stanley Smith Barney with an aggregate market value of $12,383.49 and an approximate sale date of 08/15/2025. The filing states these shares were acquired as restricted stock from the issuer on 08/15/2024. The issuer has 69,400,000 shares outstanding, placing the proposed sale at a de minimis fraction of total shares. The filing also discloses prior sales by the same person totaling 2,095 shares across dates from 05/16/2025 to 08/06/2025 with listed gross proceeds.

Point72 filings report a 1.3% common-stock stake in Lumentum Holdings Inc. (CUSIP 55024U109) as of June 30, 2025. The Schedule 13G/A shows Point72 Asset Management, L.P., Point72 Capital Advisors, Inc., and Steven A. Cohen each reporting beneficial ownership of 895,470 shares, representing 1.3% of the class. Point72 Asset Management and Point72 Capital Advisors exercise shared voting and dispositive power over those shares; no sole voting or sole dispositive power is reported. Point72 Italy S.R.L. reports zero shares. The filing states the position was not acquired to change or influence control of the issuer.

Lumentum Holdings Inc. received an amendment to a Schedule 13G showing that SteelMill Master Fund LP, together with related PointState entities and Zachary J. Schreiber, beneficially own 2,532,821 shares of Lumentum common stock, representing 3.6% of the class. The filing reports shared voting and dispositive power over these shares and indicates the holdings are not intended to change or influence control of the issuer. Reporting persons and organizational jurisdictions are listed: SteelMill (Cayman Islands), PointState entities (Delaware), and Mr. Schreiber (U.S.). The filing address for the reporting persons is care of PointState Capital LP in New York.

Capital World Investors reported beneficial ownership of 5,739,568 shares of Lumentum Holdings Inc. common stock, representing 8.3% of the 69,400,000 shares believed outstanding as of the reporting event. The filing is a Schedule 13G/A amendment disclosing that these shares are held by divisions and affiliates operating under the name Capital World Investors, a division of Capital Research and Management Company. The filer states it has sole voting and dispositive power over these shares and that the holdings are held in the ordinary course of business and not for the purpose of changing or influencing control.

Lumentum Holdings Inc. reported results for its fourth quarter and full fiscal year ended June 28, 2025 and posted a slide presentation titled "Q4 FY25 Conference Call" dated August 12, 2025 on its investor website. The company furnished a press release announcing those results as Exhibit 99.1 to this Form 8-K.

The filing states that website materials are not incorporated by reference and that the information in this Form 8-K, including Exhibit 99.1, is furnished and not "filed" for purposes of Section 18 of the Exchange Act. The report is signed by Chief Financial Officer Wajid Ali on August 12, 2025. The 8-K text provided does not include numeric revenue, earnings, cash flow or guidance; investors must consult Exhibit 99.1 or the posted slide deck for the detailed figures.

Wupen Yuen, President, Cloud & Networking at Lumentum Holdings Inc. (LITE), reported changes in beneficial ownership related to performance stock units (PSUs) that vested on 08/07/2025. The report shows the acquisition of 1,465 shares upon determination by the Compensation Committee that specified performance conditions were met for PSUs granted on August 24, 2022. The vested PSUs were recorded at a $0 acquisition price.

To satisfy income tax withholding obligations connected with the vesting, 745 shares were withheld (reported as a disposition) at a price of $111.13 per share. After these transactions the reporting person beneficially owned 79,317 shares (direct).

Lumentum Holdings insider Matthew Joseph Sepe, the company's Chief Accounting Officer, reported equity changes tied to performance stock units. On 08/07/2025 Sepe acquired 1,319 shares when the Compensation Committee determined certain PSU performance conditions were met. To satisfy tax withholding on the vesting, 474 shares were withheld at a reported price of $111.13, leaving the reporting person with 38,428 shares of Common Stock on a direct basis after the transactions.

The filing notes the acquisition resulted from PSU vesting granted on August 24, 2022, and separately discloses the share-withholding event for income tax remittance. No derivative transactions were reported on this form.

Lumentum Holdings Inc. (LITE) reported that certain performance stock units (PSUs) held by reporting person Retort Vincent vested after the Compensation Committee determined performance conditions were met. On 08/07/2025 the vesting resulted in the acquisition of 6,159 common shares. To satisfy tax withholding obligations related to the vesting, 2,916 shares were withheld at an effective price of $111.13, leaving the reporting person with 124,990 shares beneficially owned following the transactions.

The filing identifies the reporting person as an officer (President, Industrial Tech.) and explains the vesting traces back to PSUs granted on August 24, 2022. The transactions reflect routine, compensation-related equity issuance and tax withholding rather than open-market trading.