Welcome to our dedicated page for Lumentum Hldgs SEC filings (Ticker: LITE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. SEC filings for Lumentum Holdings Inc. (NASDAQ: LITE), a San Jose, California-based designer and manufacturer of optical and photonic products. Through these documents, investors can review how Lumentum reports its financial results, capital structure, and governance practices, and how it describes its role in optical networking, data center infrastructure, and laser applications.
Lumentum’s annual reports on Form 10-K and quarterly reports on Form 10-Q detail its operations in optical communications and laser technologies, including segment information, risk factors, and management’s discussion and analysis. Earnings-related Form 8-K filings furnish press releases that present both GAAP and non-GAAP metrics, with reconciliations and explanations of adjustments such as stock-based compensation, acquisition-related costs, amortization of acquired intangibles, restructuring charges, and tax items.
The company also uses Form 8-K to disclose capital markets transactions, such as its 0.375% Convertible Senior Notes due 2032, associated indentures, and capped call transactions, as well as the repurchase of existing convertible notes. These filings explain terms like conversion rates, redemption conditions, and events of default, giving insight into Lumentum’s financing strategy and debt profile.
Governance and compensation matters appear in proxy statements on Form DEF 14A, which describe board composition, committee responsibilities, executive compensation programs, equity incentive plans such as the 2025 Equity Incentive Plan, and the agenda and voting results for annual stockholder meetings. Additional filings, including registration statements and Forms S-8 referenced in 8-K exhibits, cover share-based compensation arrangements.
On Stock Titan, these filings are updated in near real time from EDGAR and paired with AI-powered summaries that highlight key points from lengthy documents. Users can quickly see what changed in a new 10-K or 10-Q, how a financing transaction affects Lumentum’s capital structure, or what a governance-related filing means, without reading every page. For deeper analysis, investors can still open the full text of each filing, including exhibits related to debt instruments, equity plans, and other material agreements.
Insider transactions by Jae Kim at Lumentum Holdings (LITE): The reporting person, SVP and General Counsel Jae Kim, sold a total of 4,507 shares of Lumentum common stock on 08/22/2025 in two sets of sales (3,407 and 1,100 shares) under a Rule 10b5-1 plan at weighted average prices of $116.7274 and $117.3564, respectively. On 08/23/2025 the reporting person was credited with 7,715 restricted stock units (RSUs) that convert to common shares upon vesting, bringing the reported beneficial ownership to 41,180 shares. The RSUs vest 100% on August 23, 2026, subject to continued employment.
Lumentum Holdings Inc. (LITE) reported an insider acquisition by EVP & Chief Financial Officer Ali Wajid. On 08/23/2025 the reporting person was granted 12,298 restricted stock units (RSUs) at a reported price of $0, which represent contingent rights to receive one share each upon vesting. Following the grant, the reporting person beneficially owns 79,613 shares in total. The RSUs vest 100% on August 23, 2026, subject to continued employment and the Issuer's 2015 Equity Incentive Plan. The Form 4 was signed on behalf of the reporting person by an attorney-in-fact on 08/26/2025.
Lumentum Holdings Inc. (LITE) Rule 144 notice: An insider has filed a proposed sale of 2,526 common shares through Morgan Stanley Smith Barney LLC on Nasdaq with an aggregate market value of $314,209.14, with an approximate sale date of 08/26/2025. The shares were acquired as performance shares from the issuer on 08/07/2025 and payment/vesting is recorded on that same date. The filer also reported two recent sales in the last three months: 2,222 common shares sold on 08/18/2025 for $258,751.90 and 2,222 common shares sold on 06/04/2025 for $185,714.76. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information about the issuer.
Form 144 notice for Lumentum Holdings Inc. (LITE) reports a proposed sale of 3,282 common shares through Morgan Stanley Smith Barney with an aggregate market value of $408,247.98, approximately to be sold on 08/26/2025 on NASDAQ. The shares were acquired on 08/23/2024 as restricted stock from the issuer and the filing lists prior sales by the same beneficial owner totaling multiple small blocks between 07/21/2025 and 08/25/2025. The form includes the seller's representation that they do not possess undisclosed material adverse information and notes the broker contact details for the transaction.
Form 144 notice for Lumentum Holdings Inc. (LITE) reporting a proposed sale of 3,282 shares of common stock valued at $391,378.50 to be sold on or about 08/25/2025 on NASDAQ through Morgan Stanley Smith Barney LLC Executive Financial Services. The shares were acquired as restricted stock from the issuer on 08/23/2024 and payment was recorded the same day. The filer also reported multiple recent sales by Wupen Yuen between 07/21/2025 and 08/19/2025, totaling several hundred shares with gross proceeds listed for each sale.
Lumentum Holdings Inc. (LITE) filed a Form 144 disclosing a proposed sale of 4,507 shares of common stock through Morgan Stanley Smith Barney, with an aggregate market value of $526,781.77, expected to occur on 08/22/2025 on NASDAQ. The shares were acquired as restricted stock from the issuer on 08/21/2025 and payment was recorded on the same date. The filing also reports a separate sale within the past three months: Jae Kim sold 912 shares on 08/18/2025 for gross proceeds of $106,202.40. The filer attests they are not aware of undisclosed material adverse information about the issuer.
Michael E. Hurlston, President and CEO and a Director of Lumentum Holdings Inc. (LITE), reported an acquisition of 34,393 restricted stock units (RSUs) on 08/19/2025. Each RSU represents a contingent right to receive one share of the issuer's common stock following vesting. After this grant the reporting person beneficially owns 149,597 shares in total. The RSUs vest with one-third of the shares vesting one year from the grant date and the remaining shares vesting in eight equal quarterly installments thereafter on the 15th of November, February, May and August, subject to continued employment and the issuer’s 2015 Equity Incentive Plan. The Form 4 was signed on behalf of the reporting person by an attorney-in-fact.
Wupen Yuen, President, Cloud & Networking at Lumentum Holdings Inc. (LITE), reported equity award activity. On 08/19/2025 the reporting person was granted 22,760 RSUs (restricted stock units) that vest over time: one third after one year and the remainder in eight equal quarterly installments. On 08/21/2025 9,218 shares were acquired upon satisfaction of performance conditions for previously granted PSUs. Also on 08/21/2025, 10,487 shares were withheld to satisfy tax-withholding obligations at a reported withholding price of $117.43 per share. After these transactions the reporting person beneficially owned 97,941 shares of common stock.
Matthew Joseph Sepe, Chief Accounting Officer of Lumentum Holdings Inc. (LITE), reported equity activity reflecting compensation vesting and tax withholding. He received 5,057 restricted stock units (RSUs) that vest one year after grant and an additional 4,519 shares from performance stock units (PSUs) after the Compensation Committee determined performance conditions were met. The reporting shows 4,309 shares were withheld by the issuer to satisfy income tax obligations at a reported price of $117.43 per share. Following these transactions the reporting person’s beneficial ownership is reported as 42,858 shares.
Insider transactions reported for Lumentum Holdings Inc. (LITE) showing equity awards settling and a small disposition to cover taxes. On 08/19/2025 the reporting person received 15,173 RSUs (restricted stock units) that vest over time. On 08/21/2025 the filer acquired 10,169 shares upon satisfaction of performance conditions for PSUs originally granted on 08/21/2024. Also on 08/21/2025 the issuer withheld 11,666 shares and disposed of them at $117.43 per share to satisfy tax withholding obligations. After these transactions the reporting person beneficially owned 135,913 shares.
FAQ
What is the current stock price of Lumentum Hldgs (LITE)?
What is the market cap of Lumentum Hldgs (LITE)?
