Welcome to our dedicated page for Lumentum Hldgs SEC filings (Ticker: LITE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. SEC filings for Lumentum Holdings Inc. (NASDAQ: LITE), a San Jose, California-based designer and manufacturer of optical and photonic products. Through these documents, investors can review how Lumentum reports its financial results, capital structure, and governance practices, and how it describes its role in optical networking, data center infrastructure, and laser applications.
Lumentum’s annual reports on Form 10-K and quarterly reports on Form 10-Q detail its operations in optical communications and laser technologies, including segment information, risk factors, and management’s discussion and analysis. Earnings-related Form 8-K filings furnish press releases that present both GAAP and non-GAAP metrics, with reconciliations and explanations of adjustments such as stock-based compensation, acquisition-related costs, amortization of acquired intangibles, restructuring charges, and tax items.
The company also uses Form 8-K to disclose capital markets transactions, such as its 0.375% Convertible Senior Notes due 2032, associated indentures, and capped call transactions, as well as the repurchase of existing convertible notes. These filings explain terms like conversion rates, redemption conditions, and events of default, giving insight into Lumentum’s financing strategy and debt profile.
Governance and compensation matters appear in proxy statements on Form DEF 14A, which describe board composition, committee responsibilities, executive compensation programs, equity incentive plans such as the 2025 Equity Incentive Plan, and the agenda and voting results for annual stockholder meetings. Additional filings, including registration statements and Forms S-8 referenced in 8-K exhibits, cover share-based compensation arrangements.
On Stock Titan, these filings are updated in near real time from EDGAR and paired with AI-powered summaries that highlight key points from lengthy documents. Users can quickly see what changed in a new 10-K or 10-Q, how a financing transaction affects Lumentum’s capital structure, or what a governance-related filing means, without reading every page. For deeper analysis, investors can still open the full text of each filing, including exhibits related to debt instruments, equity plans, and other material agreements.
Lumentum Holdings Inc. (LITE) reported an insider transaction by its President, Global Business Units, on a Form 4. On 11/19/2025, the officer sold 822 shares of common stock at $258.96 per share in an open-market transaction coded "S." After this sale, the officer beneficially owned 95,077 shares, held directly.
The filing notes that these shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2025, indicating the sales were made under a pre-arranged plan.
Lumentum Holdings Inc. (LITE) reported that a director acquired 1,283 shares of common stock in the form of restricted stock units (RSUs) on 11/19/2025. The RSUs were recorded at a price of $0, reflecting an equity award rather than an open-market purchase.
Each RSU represents the right to receive one share of Lumentum common stock after the units vest. According to the award terms, 100% of the RSUs will vest on the earlier of November 19, 2026 or the day prior to the company’s next annual meeting of stockholders, provided the director continues as a service provider under Lumentum’s 2025 Equity Incentive Plan. Following this grant, the director beneficially owns 29,462 shares of Lumentum common stock in total, held directly.
Lumentum Holdings Inc. (LITE) reported a director equity award on a Form 4. The director acquired 1,283 shares of common stock tied to restricted stock units (RSUs) that will vest 100% on the earlier of November 19, 2026 or the day before the company’s next annual stockholder meeting, as long as the director continues as a service provider under the 2025 Equity Incentive Plan. The director also acquired 2,387 fully vested RSUs, each representing one share of common stock, both grants at a price of $0 as typical equity compensation for board service. Following these transactions, the director beneficially owns 4,904 shares of common stock directly.
Lumentum Holdings Inc. (LITE) reported a new equity award to one of its directors. On November 19, 2025, the director acquired 1,283 shares of common stock through a grant coded as an acquisition at a stated price of $0 per share. Following this grant, the director beneficially owns 25,910 shares of Lumentum common stock in direct ownership.
The filing explains that each share in the transaction is represented by a restricted stock unit (RSU), with each RSU giving the right to receive one share of common stock after vesting. 100% of these RSUs vest on the earlier of November 19, 2026 or the day before Lumentum’s next annual meeting of stockholders, as long as the director continues to serve as a service provider under the company’s 2025 Equity Incentive Plan.
Lumentum Holdings Inc. (LITE) reported a routine insider equity grant for one of its directors. On November 19, 2025, the director acquired 1,283 shares of common stock in the form of restricted stock units (RSUs) at a stated price of $0, reflecting a stock-based compensation award rather than an open-market purchase.
After this grant, the director beneficially owns 13,320 shares of Lumentum common stock. Each RSU represents the right to receive one share of common stock once it vests. The filing states that 100% of the RSUs will vest on the earlier of November 19, 2026 or the day prior to Lumentum’s next annual shareholder meeting, provided the director continues to serve as a service provider under the company’s 2025 Equity Incentive Plan.
Lumentum Holdings Inc. (LITE) reported an equity grant to one of its directors on a Form 4. On 11/19/2025, the director received 1,283 restricted stock units (RSUs) of Lumentum common stock at a price of $0 per unit.
Each RSU represents the right to receive one share of common stock after it vests. According to the grant terms, 100% of the RSUs will vest on the earlier of November 19, 2026 or the day before Lumentum’s next annual stockholder meeting, as long as the director continues as a service provider under the company’s 2025 Equity Incentive Plan. After this transaction, the director beneficially owns 10,906 shares directly and 39,378 shares indirectly through a family trust.
Lumentum Holdings Inc. (LITE) reported that one of its directors received a new equity award in the form of restricted stock units. On 11/19/2025, the director acquired 1,283 RSUs, recorded at a price of $0 per share because this is a stock-based compensation grant rather than a market purchase. After this award, the director beneficially owned 11,047 shares of common stock.
Each RSU represents the right to receive one share of Lumentum common stock after it vests. The filing states that 100% of the RSUs will vest on the earlier of November 19, 2026 or the day before Lumentum’s next annual meeting of stockholders, as long as the director continues to serve as a service provider under the company’s 2025 Equity Incentive Plan.
Lumentum Holdings Inc. (LITE) reported a Form 4 for a director showing a mix of stock awards and a sale. On November 19, 2025, the director received 1,283 restricted stock units (RSUs) that will vest 100% on the earlier of November 19, 2026 or the day before the next annual stockholder meeting, if the director continues as a service provider under the 2025 Equity Incentive Plan. The director also received 2,810 fully vested RSUs, each representing one share of common stock.
On the same date, the director sold 3,421 shares of common stock at a price of $273.5347 per share. After these transactions, the director directly owned 10,561 shares of Lumentum common stock.
Lumentum Holdings Inc. filed a Form S-8 to register securities for its Lumentum Holdings Inc. 2025 Equity Incentive Plan. This plan is intended to provide equity-based compensation to eligible participants, aligning their interests with the company’s long-term performance. The filing also describes standard Delaware law indemnification protections for directors and officers and notes that related governing documents and legal opinions are filed as exhibits.
Lumentum Holdings Inc. (LITE) insider Form 4 shows equity transactions by an officer serving as President, Global Business Units. On 11/15/2025, 3,732 shares of common stock were disposed of at $232.15 per share, representing shares withheld by the company to cover income tax obligations related to restricted stock unit vesting. After this, the reporting person held 97,541 shares.
On 11/17/2025, the officer sold 821 shares of common stock at $234.14 per share, followed by another sale of 821 shares at $246.00 per share on 11/18/2025, both reported as open market sales under transaction code "S." These two sales were executed pursuant to a Rule 10b5-1 trading plan adopted on February 11, 2025. Following the final reported transaction, the officer beneficially owned 95,899 shares of Lumentum common stock, held directly.