Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lumentum Holdings Inc. (LITE) reported that Wupen Yuen, President, Global Business Units, sold a total of 1,500 shares of common stock in three open-market or private transactions between August 28 and September 1, 2026. Each sale was made pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.
Lumentum Holdings Inc. (LITE) has a notice of proposed sale of restricted or control securities filed by officer Wupen Yuen under Rule 144. The filing covers 500 shares of common stock, identified as Performance Shares acquired from the issuer, with an aggregate market value of $450,520.00 as of 09/01/2026. Lumentum had 89,700,000 common shares outstanding as of that date. The broker listed is Morgan Stanley Smith Barney LLC Executive Financial Services.
Lumentum Holdings Inc. (LITE) is the issuer for a notice filed by officer Wupen Yuen to sell common stock under Rule 144. The filing lists 500 shares of common stock to be sold through Morgan Stanley Smith Barney, with an aggregate dollar amount of $447,500.00 and trading on NASDAQ. It also identifies underlying equity awards, including 356 performance shares and 144 restricted stock shares, both dated August 2025. Over the prior three months, Yuen reported multiple open-market sales totaling 4,500 shares of Lumentum common stock across seven transactions in August 2026.
Lumentum Holdings Inc. (LITE) received a Form 144 notice from officer Wupen Yuen regarding a planned sale of common stock. The notice lists a proposed sale of 500 shares of common stock through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $470,475.00, and notes 89,700,000 shares of common stock outstanding.
The filing also reports prior sales by Wupen Yuen during the past three months, including 1,500 shares of common stock sold on 08/20/2026 for $1,241,730.00 and 500 shares sold on 08/27/2026 for $479,330.00. The securities to be sold are described as Restricted Stock to be sold for the account of the issuer’s officer.
Lumentum Holdings Inc. (LITE) reported that President and CEO Michael E. Hurlston received a grant of 7,941 restricted stock units (RSUs) of common stock on August 25, 2026. Separately, he sold 548 shares of common stock on August 27, 2026 at $958.66 per share pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2026. Each RSU represents a contingent right to receive one share of common stock, with one-third vesting one year from the grant date and the remainder vesting in eight equal quarterly installments, subject to continued employment or the terms of the 2025 Equity Incentive Plan.
Lumentum Holdings Inc. (LITE) reported that President and CEO Michael E. Hurlston, a director and officer, had an acquisition of 66,764 shares of common stock on August 17, 2026, at a reported price of $0.00 per share, classified as a grant or award acquisition.
According to the Compensation Committee’s certification, this relates to performance stock units (PSUs) granted to him on August 19, 2025, for which certain performance conditions were achieved. The PSUs remain subject to time-based vesting, with 100% of the shares scheduled to vest on August 19, 2028, contingent on his continued service. Following this transaction, he is reported to beneficially own 185,743 shares of common stock as of August 17, 2026.
Lumentum Holdings Inc. (LITE) reported insider activity by Wupen Yuen, President, Global Business Units. On August 25, 2026, Yuen received a grant of 5,138 restricted stock units (RSUs), which vest over time subject to continued employment under the 2025 Equity Incentive Plan. On August 27, 2026, Yuen sold 500 shares of common stock at $958.66 per share in a transaction executed pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.
Lumentum Holdings Inc. (LITE) reports that Executive Vice President, Global Reliability & Quality Vincent Retort sold 38,663 shares of common stock on August 25, 2026. The 18 open-market transactions were executed at weighted average prices between $842.2161 and $860.0520 per share under a Rule 10b5-1 trading plan adopted on November 13, 2025.
Lumentum Holdings Inc. (LITE) reported insider activity by SVP and General Counsel Jae Kim. On August 25, 2026, Kim sold 12,000 shares of common stock in 17 open-market transactions under a Rule 10b5-1 trading plan, at weighted-average prices generally between about $842 and $860 per share. On the same date, Kim received a grant of 1,635 restricted stock units (RSUs) under the company’s 2025 Equity Incentive Plan, which vest over time based on continued employment.
Lumentum Holdings Inc. (symbol: LITE) is the issuer of record for a Form 4 filing submitted to the SEC.