Welcome to our dedicated page for Lumentum Holdings SEC filings (Ticker: LITE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lumentum Holdings Inc. (LITE) reported that Executive Vice President, Global Reliability & Quality Vincent Retort disposed of common stock in several transactions. On August 19, 2026 and August 21, 2026, a total of 10,083 shares of common stock were withheld at prices of $827.60 and $866.71 per share, respectively, to satisfy income tax withholding and remittance obligations arising from the vesting of restricted stock units. On August 20, 2026, Retort sold 2,483 shares of common stock at $827.82 per share in an open-market or private sale. The company indicates these transactions were effected pursuant to a Rule 10b5-1 trading plan, and the 2,483-share sale was executed under a plan adopted on November 13, 2025.
Lumentum Holdings Inc. (LITE) reported that Jae Kim, its SVP and General Counsel, disposed of common stock in several transactions. On August 20, 2026, 1,904 shares were sold at $827.82 per share pursuant to a Rule 10b5-1 trading plan adopted on February 6, 2026. On August 19 and 21, 2026, an additional 1,973 shares and 3,926 shares, respectively, were withheld by the issuer to satisfy income tax withholding obligations arising from the vesting of restricted stock units, rather than sold in the market.
Lumentum Holdings Inc. (LITE) reported that President and CEO Michael E. Hurlston had 6,185 shares of common stock withheld on 2026-08-19 to satisfy income tax withholding and remittance obligations related to vesting restricted stock units. This code F transaction is not an open-market sale. Following the withholding, Hurlston directly holds 112,794 shares of Lumentum common stock.
Lumentum Holdings Inc. (LITE) reported that EVP & Chief Financial Officer Ali Wajid had shares of common stock withheld in two transactions to cover tax obligations arising from restricted stock unit vesting. On August 19, 2026, 4,093 shares were withheld at $827.60 per share, and on August 21, 2026, 6,635 shares were withheld at $866.71 per share. Both transactions are coded as Form 4 transaction code F, described as payment of income tax withholding and remittance obligations by delivering or withholding securities, and are reported as direct ownership dispositions.
Lumentum Holdings Inc. (LITE) has a notice from officer Wupen Yuen under Rule 144 indicating a proposed sale of 500 shares of common stock through Morgan Stanley Smith Barney LLC, with an approximate sale date of 08/21/2026 on NASDAQ. The notice lists 89,700,000 shares of common stock outstanding. It also reports that Yuen sold 1,500 shares of common stock on 08/20/2026 during the prior three months.
Lumentum Holdings Inc. (LITE) is the issuer for which Jae Kim filed a Rule 144 notice to sell common stock. The notice covers 1,904 shares of common stock to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services, with an aggregate market value of $1,576,169.28 and an approximate sale date of August 20, 2026 on NASDAQ. The filing states that there were 89,700,000 shares of the same class outstanding. It also reports that during the past three months, Jae Kim sold 1,366 shares of common stock on August 18, 2026 for an aggregate sale price of $1,242,281.38.
Lumentum Holdings Inc. (LITE) is the issuer for which Vincent D. Retort, identified as an officer, has filed a notice of proposed sale of common stock under Rule 144. The notice covers 2,483 shares of common stock with an aggregate market value of $2,055,477.06, referencing 89,700,000 shares of common stock outstanding and listing NASDAQ as the trading market. The broker listed is Morgan Stanley Smith Barney LLC Executive Financial Services. The form also reports that during the prior three months, 3,183 shares of common stock were sold for $2,894,715.69.
Lumentum Holdings Inc. (LITE) received a notice that Wupen Yuen intends to sell restricted stock and performance shares under Rule 144. The planned sale covers 1,500 shares of common stock, with an aggregate market value of $1,241,730.00, and is expected around 08/20/2026 through Morgan Stanley Smith Barney LLC on NASDAQ. The shares were acquired from the issuer upon vesting during the period from 07/20/2025 through 08/07/2025. Lumentum reports 89,700,000 shares outstanding of this class.
Lumentum Holdings Inc. (LITE) reported equity compensation activity for officer Wupen Yuen, President, Global Business Units. On August 17, 2026, he acquired 57,103 shares of Common Stock at $0.00 per share upon the Compensation Committee’s determination that performance conditions for previously granted performance stock units were met. On August 15 and 17, 2026, a total of 32,797 shares of Common Stock were withheld by the company to satisfy income tax withholding and remittance obligations related to the vesting of restricted stock units and performance stock units.
Lumentum Holdings Inc. (LITE) reported multiple equity transactions by executive officer Vincent Retort. On August 17, 2026, he acquired 63,956 shares of common stock at $0.00 per share upon satisfaction of performance conditions for previously granted PSUs. On the same date, 32,542 shares and on August 15, 2026, 3,299 shares were withheld to satisfy income tax obligations tied to vesting of PSUs and RSUs. On August 18, 2026, he sold 3,183 shares of common stock at $909.43 per share under a Rule 10b5-1 trading plan adopted on November 13, 2025.