[Form 4] Lumentum Holdings Inc. Insider Trading Activity

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) reported an insider acquisition by EVP & Chief Financial Officer Ali Wajid. On 08/23/2025 the reporting person was granted 12,298 restricted stock units (RSUs) at a reported price of $0, which represent contingent rights to receive one share each upon vesting. Following the grant, the reporting person beneficially owns 79,613 shares in total. The RSUs vest 100% on August 23, 2026, subject to continued employment and the Issuer's 2015 Equity Incentive Plan. The Form 4 was signed on behalf of the reporting person by an attorney-in-fact on 08/26/2025.

Positive

• 12,298 RSUs granted to the EVP & Chief Financial Officer, aligning executive compensation with shareholder value
• Post‑grant beneficial ownership updated to 79,613 shares, providing transparency on insider holdings
• Clear vesting schedule: 100% vesting on 08/23/2026 under the Issuer's 2015 Equity Incentive Plan

Negative

• None.

Insights

Securities Analyst

TL;DR: CFO received a one-time RSU grant of 12,298 units that vests in one year, increasing beneficial ownership to 79,613 shares.

This Form 4 documents a non‑derivative acquisition: 12,298 restricted stock units granted to the EVP & Chief Financial Officer on 08/23/2025 at a $0 reported price, which is standard reporting for time‑based equity awards. The award vests 100% on 08/23/2026 and is conditioned on continued employment under the company's 2015 Equity Incentive Plan. For investors, the filing signals routine executive compensation alignment with shareholder outcomes rather than a cash transaction or immediate disposition. The reported post‑grant beneficial ownership (79,613 shares) provides a clear snapshot of the executive's current stake as of the filing.

Corporate Governance Expert

TL;DR: A standard time‑based RSU grant was reported for the CFO, vesting in one year per the company's equity plan.

The disclosure is consistent with customary equity compensation governance: the instrument is explicitly described as restricted stock units that convert to common shares upon vesting. The single vesting date (100% on 08/23/2026) indicates a straightforward retention incentive rather than performance‑based conditions. The filing was executed by an attorney‑in‑fact, a normal administrative practice. The document contains no indications of accelerated vesting, sales, or derivative transactions.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ali Wajid

(Last) (First) (Middle)

C/O LUMENTUM HOLDINGS INC.

1001 RIDDER PARK DRIVE

(Street)

SAN JOSE CA 95131

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & CHIEF FINANCIAL OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
08/23/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/23/2025		A(1)		12,298	A	$0	79,613	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive, following vesting, one share of the Issuer's Common Stock. 100% of the shares shall vest August 23, 2026, subject to the Reporting Person continuing to be an employee through each such date, or as provided under the Issuer's 2015 Equity Incentive Plan.

	/s/ Jae Kim as Attorney-in-Fact	08/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did LITE CFO Ali Wajid report on Form 4?

The Form 4 reports the acquisition of 12,298 restricted stock units (RSUs) on 08/23/2025.

How many shares does the reporting person beneficially own after the transaction?

Following the reported transaction, the reporting person beneficially owns 79,613 shares.

When do the RSUs vest?

The RSUs vest 100% on August 23, 2026, subject to continued employment and the 2015 Equity Incentive Plan terms.

What price was reported for the RSU grant?

The reported price for the RSU grant is $0, reflecting that these are time‑based awards converting to shares upon vesting.

Who signed the Form 4 and when?

The Form 4 was signed by Jae Kim as Attorney‑in‑Fact on 08/26/2025.