Lumentum officer Form 4: 822-share sale, 95,077 remaining

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) reported an insider transaction by its President, Global Business Units, on a Form 4. On 11/19/2025, the officer sold 822 shares of common stock at $258.96 per share in an open-market transaction coded "S." After this sale, the officer beneficially owned 95,077 shares, held directly.

The filing notes that these shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2025, indicating the sales were made under a pre-arranged plan.

Insider Trade Summary

Net Seller: 822 shares ($212,865)

Net Sell 1 txn

Insider Wupen Yuen

Role PRESIDENT, GLOBAL BUS. UNITS

Sold 822 shs ($213K)

Type	Security	Shares	Price	Value
Sale	Common Stock	822	$258.96	$213K

Holdings After Transaction: Common Stock — 95,077 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Wupen Yuen

(Last) (First) (Middle)

C/O LUMENTUM HOLDINGS INC.

1001 RIDDER PARK DRIVE

(Street)

SAN JOSE CA 95131

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	PRESIDENT, GLOBAL BUS. UNITS

3. Date of Earliest Transaction (Month/Day/Year)
11/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/19/2025		S(1)		822	D	$258.96	95,077	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 11, 2025.

	/s/ Jae Kim as Attorney-in-Fact	11/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Lumentum (LITE) report in this Form 4?

Lumentum Holdings Inc. reported that its President, Global Business Units, sold 822 shares of common stock on 11/19/2025 in an open-market transaction coded "S."

At what price were the Lumentum (LITE) shares sold in the Form 4?

The officer sold 822 shares of Lumentum common stock at a price of $258.96 per share.

How many Lumentum (LITE) shares does the insider own after the reported sale?

Following the reported transaction, the officer beneficially owned 95,077 shares of Lumentum common stock, held directly.

Was the Lumentum (LITE) insider trade made under a Rule 10b5-1 plan?

Yes. The filing states that the 822 shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2025.

What is the insider’s role at Lumentum (LITE) in this Form 4?

The reporting person is an officer of Lumentum Holdings Inc., serving as President, Global Business Units.

Is this Lumentum (LITE) Form 4 filed by one or multiple reporting persons?

The document indicates that the Form 4 is filed by one reporting person, not by multiple filers.