[144] Lumentum Holdings Inc. SEC Filing

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) filed a Form 144 disclosing a proposed sale of 4,507 shares of common stock through Morgan Stanley Smith Barney, with an aggregate market value of $526,781.77, expected to occur on 08/22/2025 on NASDAQ. The shares were acquired as restricted stock from the issuer on 08/21/2025 and payment was recorded on the same date. The filing also reports a separate sale within the past three months: Jae Kim sold 912 shares on 08/18/2025 for gross proceeds of $106,202.40. The filer attests they are not aware of undisclosed material adverse information about the issuer.

Insights

Financial Analyst

TL;DR Routine insider disclosure showing a small scheduled sale of restricted shares via a major broker.

The Form 144 provides clear transactional detail: 4,507 shares valued at $526,781.77 to be sold on 08/22/2025 through Morgan Stanley Smith Barney. The shares were acquired as restricted stock from the issuer one day prior, indicating a recent vesting or grant event. The prior reported sale of 912 shares for $106,202.40 on 08/18/2025 gives additional short-term insider trading context. This filing appears procedural and compliant with Rule 144 disclosure requirements, and does not by itself indicate material company-level developments.

Corporate Governance Expert

TL;DR Disclosure aligns with governance transparency; filer affirms absence of undisclosed material information.

The notice documents the broker, quantity, market value, acquisition method (restricted stock), and sale timing, which meets the behavioral and reporting expectations for insider dispositions under Rule 144. The attestation that the filer is unaware of material adverse information is standard and important for compliance. No information in the filing suggests governance concerns or disclosure failures based solely on these transactions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	4507	526781.77	69900000	08/22/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/21/2025	Restricted Stock	ISSUER			4507	08/21/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
JAE KIM 1001 Ridder Park Drive San Jose CA 95131	Common	08/18/2025	912	106202.40

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does LITE's Form 144 disclose about the proposed sale?

The filing discloses a proposed sale of 4,507 common shares valued at $526,781.77, to be sold on 08/22/2025 through Morgan Stanley Smith Barney on NASDAQ.

How and when were the shares being sold in the Form 144 acquired?

The 4,507 shares were acquired as restricted stock from the issuer on 08/21/2025, with payment recorded on the same date.

Does the filing report any recent insider sales for LITE?

Yes. The filing reports that Jae Kim sold 912 shares on 08/18/2025 for gross proceeds of $106,202.40.

Which broker is handling the proposed sale in the Form 144?

The proposed sale is to be handled by Morgan Stanley Smith Barney LLC, Executive Financial Services, New York, NY.

Does the filer assert any undisclosed material information in the Form 144?

The filer signs an attestation representing that they do not know of any material adverse information about the issuer that has not been publicly disclosed.