[144] Lumentum Holdings Inc. SEC Filing

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) Rule 144 notice: An insider has filed a proposed sale of 2,526 common shares through Morgan Stanley Smith Barney LLC on Nasdaq with an aggregate market value of $314,209.14, with an approximate sale date of 08/26/2025. The shares were acquired as performance shares from the issuer on 08/07/2025 and payment/vesting is recorded on that same date. The filer also reported two recent sales in the last three months: 2,222 common shares sold on 08/18/2025 for $258,751.90 and 2,222 common shares sold on 06/04/2025 for $185,714.76. The notice includes the standard representation that the seller is not aware of undisclosed material adverse information about the issuer.

Insights

Securities/Equity Analyst

TL;DR: Routine Form 144 disclosure of a small-volume insider sale of recently acquired performance shares; informational for compliance and liquidity tracking.

The filing documents a proposed sale of 2,526 shares with an aggregate market value of $314,209.14 and notes recent disposals of 2,222 shares on 08/18/2025 and 06/04/2025. From an investor-analytic perspective, the disclosure is primarily compliance-driven: it confirms transfer/vesting of performance shares on 08/07/2025 and identifies the brokerage channel for execution. The sizes reported here are modest relative to typical public float for an established Nasdaq issuer, and the filing contains no new operational or financial information about the company itself. Impact on valuation or market dynamics is likely immaterial based solely on the data provided.

Corporate Governance Expert

TL;DR: Properly filed Rule 144 notice showing insider compliance; no governance red flags visible in the notice itself.

The form identifies the nature of acquisition as performance shares and affirms the seller's representation regarding undisclosed material information. It records the broker (Morgan Stanley Smith Barney LLC) and an intended sale date, which aligns with standard disclosure practices for timely insider dispositions. No indications of trading plan adoption dates or 10b5-1 reliance are provided; the form does not assert a trading plan. From a governance standpoint, the filing meets required transparency standards but supplies no context on motive, timing policy adherence, or any insider trading program details.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	2526	314209.14	69900000	08/26/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/07/2025	Performance Shares	ISSUER			2526	08/07/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
WAJID ALI 1001 Ridder Park Drive San Jose CA 95131	Common	08/18/2025	2222	258751.90
WAJID ALI 1001 Ridder Park Drive San Jose CA 95131	Common	06/04/2025	2222	185714.76

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What transaction does the LITE Form 144 disclose?

The filing discloses a proposed sale of 2,526 common shares through Morgan Stanley Smith Barney LLC with an aggregate market value of $314,209.14, approximate sale date 08/26/2025.

When and how were the shares being sold acquired?

The shares were acquired as performance shares on 08/07/2025 from the issuer, with the acquisition/vesting and payment recorded on 08/07/2025.

Does the filing show any recent sales by the same person?

Yes. The filer reported selling 2,222 common shares on 08/18/2025 for $258,751.90 and 2,222 common shares on 06/04/2025 for $185,714.76.

Which broker will execute the proposed sale?

The broker listed is Morgan Stanley Smith Barney LLC, Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY.

Does the notice state whether a Rule 10b5-1 trading plan was used?

No. The form does not indicate a date of plan adoption or an instruction date for reliance on Rule 10b5-1.