Welcome to our dedicated page for Lumentum Holdings SEC filings (Ticker: LITE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lumentum Holdings Inc. (symbol: LITE) is the issuer of record for a Form 4 filing submitted to the SEC.
Lumentum Holdings Inc. (LITE) received a Rule 144 notice from Michael Edward Hurlston regarding a planned sale of its common stock. The filing covers a proposed sale of 548 shares of common stock, described as restricted stock, to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on NASDAQ.
The proposed transaction lists an aggregate market value of $525,345.68 for these shares, with an approximate 89,700,000 shares of Lumentum common stock outstanding as of the notice. The shares were acquired from the issuer and are planned for sale on or after February 7, 2026, consistent with Rule 144 requirements.
Lumentum Holdings Inc. (LITE) received a Rule 144 notice from officer Wupen Yuen covering a planned sale of 500 shares of common stock through Morgan Stanley Smith Barney, with an indicated aggregate market value of $479,330.00. The notice also lists recent sales of Lumentum common stock by Yuen during the past three months.
Lumentum Holdings Inc. (LITE) reported that officer Wupen Yuen, President, Global Business Units, sold an aggregate 1,500 shares of common stock in three open-market transactions on August 24, 25 and 26, 2026. Reported prices ranged from $824.24 to $882.15 per share. All sales were made pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.
Lumentum Holdings Inc. (LITE) has a notice of proposed sale under Rule 144 filed on behalf of officer Wupen Yuen. The notice covers the potential sale of 500 shares of common stock through Morgan Stanley Smith Barney, with an aggregate market value listed as $441,075.00 and NASDAQ as the trading market.
The filing also lists prior sales by Wupen Yuen over the past three months totaling several transactions in common stock, including sales of 500 shares for $428,322.50, $412,120.00, and $449,075.00, and a sale of 1,500 shares for $1,241,730.00.
Lumentum Holdings Inc. (LITE) disclosed that officer Vincent D. Retort filed a notice under Rule 144 covering a proposed sale of 38,663 shares of common stock. These shares were acquired upon vesting of restricted stock and Performance Shares during the period from 08/17/2026 through 08/23/2026, and are to be sold through Morgan Stanley Smith Barney LLC, with the common stock listed on NASDAQ. The notice is dated 08/25/2026 and includes a record of recent sales over the prior three months.
Lumentum Holdings Inc. (LITE) received a Form 144 notice indicating that officer Jae Kim plans to sell up to 12,000 shares of common stock through Morgan Stanley Smith Barney LLC. The filing lists an aggregate value of 10231015.55 for these shares and identifies NASDAQ as the trading market.
The 12,000 shares comprise 8,211 performance shares dated 08/17/2026 and 3,789 restricted stock shares dated 08/23/2026. The notice also reports prior sales in the past three months totaling 3,270 shares for proceeds of 2818450.66.
Lumentum Holdings Inc. (LITE) has a notice under Rule 144 filed on behalf of officer Wupen Yuen for a proposed sale of 500 shares of common stock held as restricted stock through Morgan Stanley Smith Barney LLC, with the company’s common stock listed on NASDAQ.
The filing also lists prior sales by Wupen Yuen over the past three months: 1,500 shares of common stock for $1,241,730.00 on August 20, 2026, 500 shares for $449,075.00 on August 21, 2026, and 500 shares for $412,120.00 on August 24, 2026. A table in the filing shows 89,700,000 shares of common stock outstanding as of August 25, 2026.
Lumentum Holdings Inc. (LITE) reports that Wupen Yuen has filed a notice under Rule 144 to sell 500 shares of Lumentum common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of $412,120.00 and an approximate sale date of 08/24/2026 on NASDAQ.
The shares to be sold were acquired from the issuer upon the vesting of restricted stock and Performance Shares during the period from 08/07/2025 through 08/15/2025, including an acquisition dated 08/07/2025. Disclosures also list prior sales in the last three months of 500 shares for $449,075.00 on 08/21/2026 and 1,500 shares for $1,241,730.00 on 08/20/2026.
Lumentum Holdings Inc. (LITE) reported that Wupen Yuen, President, Global Business Units, disclosed several transactions in common stock. On August 19 and 21, 2026, a total of 10,565 shares were disposed of to satisfy income tax withholding obligations related to vesting restricted stock units. On August 20 and 21, 2026, Yuen also sold 2,000 shares of common stock in market transactions. The sales were made pursuant to a Rule 10b5-1 trading plan adopted on May 19, 2026.