Welcome to our dedicated page for Lumentum Hldgs SEC filings (Ticker: LITE), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. SEC filings for Lumentum Holdings Inc. (NASDAQ: LITE), a San Jose, California-based designer and manufacturer of optical and photonic products. Through these documents, investors can review how Lumentum reports its financial results, capital structure, and governance practices, and how it describes its role in optical networking, data center infrastructure, and laser applications.
Lumentum’s annual reports on Form 10-K and quarterly reports on Form 10-Q detail its operations in optical communications and laser technologies, including segment information, risk factors, and management’s discussion and analysis. Earnings-related Form 8-K filings furnish press releases that present both GAAP and non-GAAP metrics, with reconciliations and explanations of adjustments such as stock-based compensation, acquisition-related costs, amortization of acquired intangibles, restructuring charges, and tax items.
The company also uses Form 8-K to disclose capital markets transactions, such as its 0.375% Convertible Senior Notes due 2032, associated indentures, and capped call transactions, as well as the repurchase of existing convertible notes. These filings explain terms like conversion rates, redemption conditions, and events of default, giving insight into Lumentum’s financing strategy and debt profile.
Governance and compensation matters appear in proxy statements on Form DEF 14A, which describe board composition, committee responsibilities, executive compensation programs, equity incentive plans such as the 2025 Equity Incentive Plan, and the agenda and voting results for annual stockholder meetings. Additional filings, including registration statements and Forms S-8 referenced in 8-K exhibits, cover share-based compensation arrangements.
On Stock Titan, these filings are updated in near real time from EDGAR and paired with AI-powered summaries that highlight key points from lengthy documents. Users can quickly see what changed in a new 10-K or 10-Q, how a financing transaction affects Lumentum’s capital structure, or what a governance-related filing means, without reading every page. For deeper analysis, investors can still open the full text of each filing, including exhibits related to debt instruments, equity plans, and other material agreements.
Lumentum (LITE) reported a strong turnaround in its September 27, 2025 quarter. Net revenue rose to $533.8 million from $336.9 million a year ago, lifting gross profit to $181.5 million and swinging to operating income of $6.7 million. The company posted net income of $4.2 million, or $0.05 diluted per share, versus a $82.4 million loss last year.
Cash and cash equivalents increased to $772.9 million from $520.7 million, while inventories were $531.6 million. Total assets were $4,613.1 million. The capital structure shifted: Lumentum issued $1,265.0 million of 0.375% Convertible Senior Notes due 2032, used $843.1 million of proceeds to partially repurchase its 2026 notes, and purchased $102.0 million of capped call options. Total debt was $3,243.5 million, with $1,079.0 million classified as current and $2,164.5 million long‑term.
The company now reports as a single segment and continues amortizing acquired intangibles ($34.4 million this quarter). Shares outstanding were 70.9 million as of October 28, 2025.
Lumentum Holdings Inc. (LITE) announced results for its fiscal first quarter ended September 27, 2025. The company furnished a press release as Exhibit 99.1 and posted a “Q1 FY26 Conference Call” slide deck dated November 4, 2025 on its investor website.
The information, including Exhibit 99.1, was furnished on Form 8-K and is not deemed filed under the Exchange Act. Common stock continues to trade on the Nasdaq Global Select Market under the symbol LITE.
Lumentum Holdings Inc. filed its 2025 definitive proxy describing board nominations, executive compensation updates, and a new 2025 Equity Incentive Plan. The company completed a planned CEO transition in
Lumentum Holdings Inc. (LITE) filed an 8-K reporting a material event related to a convertible note offering. The filing references an Indenture dated
Wupen Yuen, President, Cloud & Networking at Lumentum Holdings Inc. (LITE), reported sales of common stock under a pre-existing Rule 10b5-1 trading plan. On 08/26/2025 she sold 3,282 shares at $124.39 each, leaving 104,554 shares beneficially owned after that transaction. On 08/27/2025 she sold 3,281 shares at $124.86 each, leaving 101,273 shares beneficially owned after that second transaction. The report was signed on 08/28/2025 by an attorney-in-fact and states the 10b5-1 plan was adopted on February 11, 2025.
Lumentum Holdings Inc. (LITE) insider sale reported on Form 4. Executive Vice President & Chief Financial Officer Ali Wajid sold 2,526 shares of Lumentum common stock on 08/26/2025 at a reported price of $124.39 per share. After the sale, the reporting person beneficially owned 77,087 shares. The filing states the shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2024, and the Form 4 was signed by an attorney-in-fact on 08/28/2025. The report indicates this was a planned disposition under an established trading arrangement rather than an ad hoc trade.
Lumentum Holdings Inc. (LITE) Form 144 notifies the market of a proposed sale of 3,281 common shares through Morgan Stanley Smith Barney on 08/27/2025 on NASDAQ with an aggregate market value of $409,665.66. The filer reports these shares were acquired as restricted stock on 08/23/2024 from the issuer and payment was recorded on the same date.
The filing also lists multiple recent sales by the same person, totaling several thousand shares between 07/21/2025 and 08/26/2025, with individual proceeds shown for each trade. Outstanding shares are reported as 69,900,000, indicating the disclosed trades represent a very small fraction of the companys float.
Wupen Yuen, President, Cloud & Networking at Lumentum Holdings Inc. (LITE), reported two transactions. On 08/23/2025 the reporting person was granted 13,177 restricted stock units (RSUs) that vest 100% on 08/23/2026, each convertible into one share on vesting. On 08/25/2025 the reporting person sold 3,282 shares at $119.25 per share under a Rule 10b5-1 trading plan adopted 02/11/2025. Beneficial ownership is reported as 111,118 shares after the RSU grant and 107,836 shares following the sale. The Form 4 was executed by an attorney-in-fact on 08/26/2025.
Lumentum Holdings Inc. insider Matthew Joseph Sepe received 4,918 restricted stock units (RSUs) on 08/23/2025. Each RSU represents a contingent right to receive one share of the company’s common stock upon vesting. After the grant, the reporting person beneficially owns 47,776 shares. The RSUs were granted at a $0 acquisition price and are scheduled to vest 100% on 08/23/2026, subject to continued employment and the terms of the 2015 Equity Incentive Plan.
Lumentum Holdings Inc. (LITE) reporting person Vincent Retort, listed as President, Industrial Tech., acquired 14,758 restricted stock units (RSUs) on 08/23/2025. Each RSU vests into one share and 100% of the award vests on 08/23/2026, subject to continued employment and the Issuer's 2015 Equity Incentive Plan.
After the reported grant the reporting person beneficially owns 150,671 shares (directly held). The transaction was reported on 08/26/2025 and was signed by an attorney-in-fact on behalf of the reporting person.
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