Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lumentum Holdings Inc. (LITE) received a Rule 144 notice from officer Wupen Yuen covering a proposed sale of 500 shares of common stock through Morgan Stanley Smith Barney, with an aggregate market value of $431,070 and 89,700,000 shares of common stock outstanding as of the notice. The filing also records potential sales of 181 performance shares and 319 restricted stock shares and lists multiple prior sales over the past three months, including several 500‑share trades and one 1,500‑share trade.
Lumentum Holdings Inc. (LITE) received a Rule 144 notice from officer Wupen Yuen covering a planned sale of 500 shares of common stock through Morgan Stanley Smith Barney, with an approximate sale date of September 11, 2026. The filing lists an aggregate market value of $472,205.00 for these shares and notes 89,700,000 shares outstanding. It also discloses that Yuen has sold multiple 500-share blocks, plus one 1,500-share block, of common stock between August 20 and September 10, 2026.
Lumentum Holdings Inc. (LITE) reported that Wupen Yuen, President, Global Business Units, sold a total of 1,500 shares of common stock in three open-market transactions on September 8, 9 and 10, 2026. The sales were made under a Rule 10b5-1 trading plan adopted on May 19, 2026.
Lumentum Holdings Inc. (LITE) received a Rule 144 notice from Wupen Yuen covering a proposed sale of 500 shares of common stock through Morgan Stanley Smith Barney’s Executive Financial Services program. The shares are identified as Performance Shares acquired from the issuer on August 21, 2025, and the notice also lists multiple 500- and 1,500-share common stock sales by Yuen between August 20 and September 9, 2026.
Lumentum Holdings Inc. (LITE) has an officer, Wupen Yuen, filing a Rule 144 notice to sell 500 shares of common stock through Morgan Stanley Smith Barney, with an aggregate market value of $489,270 and approximately 89,700,000 shares outstanding as of September 9, 2026.
The notice also lists a series of prior open-market sales by Yuen over the preceding months, including multiple 500-share transactions and a 1,500-share sale on August 20, 2026.
Lumentum Holdings Inc. (LITE) has a Form 144 notice filed for planned resales of common stock under Rule 144 by officer Wupen Yuen. The notice covers 500 shares of common stock acquired as Performance Shares from the issuer on August 21, 2025.
The filing also lists a pattern of recent open-market sales by Wupen Yuen over the prior three months, in blocks ranging from 500 to 1,500 shares of Lumentum common stock per trading day.
Lumentum Holdings Inc. (LITE) disclosed that Wupen Yuen, its President, Global Business Units, sold a total of 1,500 shares of common stock in three open-market transactions on September 2, 3, and 4, 2026 at per-share prices of $864.49, $870.01, and $860.00, respectively. These sales were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2026.
Lumentum Holdings Inc. (LITE) has a notice filed under Rule 144 by officer Wupen Yuen covering a planned sale of 500 shares of common stock through Morgan Stanley Smith Barney’s Executive Financial Services, with the approximate sale date listed as September 4, 2026 on NASDAQ.
The filing also lists multiple prior open-market sales by Wupen Yuen over the past three months, including a 1,500-share transaction on August 20, 2026 and several 500-share transactions on dates from August 21 to September 3, 2026, each with reported total sale values for the respective trades.
Lumentum Holdings Inc. (LITE) is the issuer for a notice filed by officer Wupen Yuen under Rule 144 covering a proposed sale of 500 shares of common stock, to be sold through Morgan Stanley Smith Barney on NASDAQ. The filing lists an aggregate market value of $435,005.00 for these shares and discloses prior Rule 144 sales in the past three months, including 1,500 shares sold on August 20, 2026 for $1,241,730.00 and 500 shares sold on August 21, 2026 for $449,075.00.
Lumentum Holdings Inc. (LITE) is the issuer for a Form 144 filed by officer Wupen Yuen covering planned sales of company common stock. The notice reports an intention to sell 500 shares of common stock through Morgan Stanley Smith Barney, with the shares identified as performance shares acquired from the issuer on August 21, 2025.
The filing also lists a pattern of recent open-market sales by Wupen Yuen over the prior three months, including multiple blocks of 500 shares and one block of 1,500 shares on August 20, 2026. These disclosures provide transparency into recent and anticipated insider dispositions of LITE common stock under Rule 144.