Lumentum Hldgs Inc SEC Filings

Lumentum Holdings Inc. (LITE) officer Wupen Yuen reported multiple transactions in the company’s common stock in mid‑August 2025. On 08/15/2025 2,540 shares were withheld by the issuer to satisfy income tax withholding related to the vesting of restricted stock units; following that transaction Yuen beneficially owned 76,777 shares (direct). Also under a Rule 10b5‑1 plan adopted 02/11/2025, Yuen sold 109 shares on each of 08/15/2025, 08/18/2025, and 08/19/2025 at prices of $113.61, $116.45, and $117.60 respectively, reducing direct beneficial ownership stepwise to 76,450 shares. The Form 4 was signed by Jae Kim as attorney‑in‑fact on 08/19/2025.

Matthew Joseph Sepe, Chief Accounting Officer of Lumentum Holdings Inc. (LITE), reported a tax-withholding disposition related to vested restricted stock units. On 08/15/2025, 837 shares of common stock were disposed (Transaction Code F(1)) at an indicated price of $115.86 per share to satisfy income tax withholding and remittance obligations tied to RSU vesting. After the withholding, Sepe beneficially owned 37,591 shares, held directly. The Form 4 was executed by an attorney-in-fact, Jae Kim, on 08/19/2025. The filing identifies Sepe as an officer of the issuer.

Retort Vincent, President, Industrial Tech at Lumentum Holdings Inc. (LITE), reported a share disposition on 08/15/2025. The filing shows 2,753 shares of Lumentum common stock were disposed of at $115.86 per share. The form explains these shares were withheld by the issuer to satisfy income tax withholding obligations arising from the vesting of restricted stock units. Following the withholding, the reporting person beneficially owned 122,237 shares, held directly. The transaction is a routine tax-withholding event connected to equity compensation.

Jae Kim, SVP and General Counsel of Lumentum Holdings Inc. (LITE), reported two transactions reducing his common stock holdings. On 08/15/2025 802 shares were withheld by the issuer to satisfy income tax withholding related to restricted stock unit vesting at a price of $115.86, leaving 30,732 shares beneficially owned. On 08/18/2025 he sold 912 shares under a Rule 10b5-1 trading plan adopted on February 11, 2025, at $116.45, leaving 29,820 shares beneficially owned.

The Form 4 is signed and dated 08/19/2025 and identifies the filer as an officer (SVP, General Counsel). The filing includes an explanation that the withholding satisfied tax obligations and that the sale was executed pursuant to the 10b5-1 plan.

Lumentum Holdings Inc. (LITE) insider transactions: The company's EVP & Chief Financial Officer, Wajid Ali, reported two transactions in August 2025. On 08/15/2025, 2,294 shares were withheld by the issuer to satisfy tax withholding obligations upon vesting of restricted stock units at a price of $115.86, reducing his direct holdings to 47,692 shares. On 08/18/2025, 2,222 shares were sold at $116.45 under a Rule 10b5-1 trading plan adopted on August 30, 2024, leaving 45,470 shares beneficially owned. The Form 4 was signed by an attorney-in-fact on 08/19/2025.

Lumentum Holdings Inc. reports fiscal 2025 results and disclosures emphasizing its position as a leading provider of optical and photonic products for cloud, AI/ML, telecom and industrial markets. The company completed several strategic acquisitions (Oclaro in 2018; NeoPhotonics and IPG telecom transmission product lines in August 2022; Cloud Light in November 2023 for $705.0 million plus replacement option consideration) to broaden its product portfolio in lasers, PICs, coherent components and optical modules. Fiscal 2025 highlights include increased Cloud & Networking sales supporting higher demand for AI/cloud applications, a $34.9 million gain on sale of a Shenzhen facility, restructuring charges of $22.8 million and continued R&D investment with roughly flat R&D expense year-over-year.

The filing discloses material risks and exposures: export controls that forced cessation of shipments to Huawei (impacting revenue), concentrated customer dependence, supply-chain and sole-supplier risks, tariff and trade-policy uncertainty, foreign exchange volatility, substantial convertible note balances (2026, 2028, 2029 Notes) and other indebtedness, potential tax and restructuring uncertainties, and cybersecurity governance and testing practices overseen by the Board and a Cybersecurity Steering Committee. The company holds approximately 69.9 million shares outstanding as of August 12, 2025 and had an aggregate market value of non-affiliate equity of about $2,704 million based on a $84.36 close on December 28, 2024.

Lumentum Holdings, Inc. (ticker: LITE) Form 144 notifies the proposed sale of 109 restricted common shares by a broker at Morgan Stanley Smith Barney LLC with an aggregate market value of $12,818.40, and lists the approximate date of sale as 08/19/2025 on NASDAQ. The filing shows these 109 shares were acquired as restricted stock from the issuer on 08/15/2024 and paid for on that same date. The document also discloses prior sales by the same person, Wupen Yuen, totaling multiple transactions in July–August 2025, with individual sale amounts and gross proceeds reported.

Form 144 notice: The filer notifies a proposed sale of 1,250 common shares of Lumentum Holdings Inc. (LITE) through Morgan Stanley Smith Barney LLC on 08/18/2025 on NASDAQ. The filing lists an aggregate market value of $148,827.75 for the shares and total shares outstanding of 69,400,000. The securities were acquired on 11/18/2021 as restricted stock from the issuer, with payment recorded on the acquisition date. The filer reports no securities sold in the past three months and includes the standard attestation that no undisclosed material adverse information is known.

Form 144 notice for Lumentum Holdings Inc. (LITE) reports a proposed sale of 912 shares of common stock through Morgan Stanley Smith Barney LLC on the NASDAQ with an aggregate market value of $106,202.40. The securities were acquired as restricted stock from the issuer on 08/15/2025 and the approximate sale date is listed as 08/18/2025. The filer states there were no securities sold by the reporting person in the prior three months and affirms no undisclosed material adverse information is known. The form includes the broker name and address and indicates payment was completed on the acquisition date.