[Form 4] Lumentum Holdings Inc. Insider Trading Activity

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) insider sale reported on Form 4. Executive Vice President & Chief Financial Officer Ali Wajid sold 2,526 shares of Lumentum common stock on 08/26/2025 at a reported price of $124.39 per share. After the sale, the reporting person beneficially owned 77,087 shares. The filing states the shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2024, and the Form 4 was signed by an attorney-in-fact on 08/28/2025. The report indicates this was a planned disposition under an established trading arrangement rather than an ad hoc trade.

Positive

• Sale executed under a Rule 10b5-1 trading plan, indicating a pre-arranged, compliant disposition
• Reporting includes post-transaction holdings (77,087 shares), providing transparency on insider ownership

Negative

• Insider sale by the CFO (2,526 shares) reduces executive's direct stake, which some investors may view negatively

Insights

Financial Analyst

TL;DR: An executive sold a small number of shares under a pre-established 10b5-1 plan, a routine disclosure with limited immediate market impact.

The transaction shows the CFO reduced beneficial ownership by 2,526 shares at $124.39 on 08/26/2025, leaving 77,087 shares held. Because the sale was conducted under a Rule 10b5-1 plan adopted in August 2024, this suggests the disposition followed pre-set terms and timing, reducing the likelihood it reflects new, material insider information. For investors, this filing documents insider liquidity but does not by itself provide evidence of operational or financial changes at Lumentum.

Corporate Governance Expert

TL;DR: Use of a 10b5-1 plan signals governance compliance; the disclosure is standard for executive-level trading.

The Form 4 identifies Ali Wajid as EVP & Chief Financial Officer and reports a sale pursuant to a Rule 10b5-1 trading plan adopted 08/30/2024. This is a compliance-forward disclosure that helps the company demonstrate adherence to insider trading policies. The filing is complete in listing post-transaction holdings and includes an attorney-in-fact signature, meeting technical filing requirements. Absent additional filings or disclosures, this transaction is procedural rather than governance-threatening.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ali Wajid

(Last) (First) (Middle)

C/O LUMENTUM HOLDINGS INC.

1001 RIDDER PARK DRIVE

(Street)

SAN JOSE CA 95131

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & CHIEF FINANCIAL OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
08/26/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/26/2025		S(1)		2,526	D	$124.39	77,087	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 30, 2024.

	/s/ Jae Kim as Attorney-in-Fact	08/28/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did LITE insider Ali Wajid report on Form 4?

The filing reports that Ali Wajid sold 2,526 shares of Lumentum common stock on 08/26/2025 at a reported price of $124.39 per share and beneficially owns 77,087 shares after the sale.

Was the sale by the LITE CFO part of a trading plan?

Yes. The Form 4 states the shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2024.

Does the Form 4 indicate the sale was due to new material information?

No. The filing specifies the sale was made under a 10b5-1 plan, which indicates a pre-arranged transaction; the form does not state any new material information.

When was the Form 4 signed and filed?

The signature block shows the form was signed by an attorney-in-fact on 08/28/2025. The reported transaction date is 08/26/2025.

What is the reporting person's role at Lumentum (LITE)?

The filing identifies the reporting person, Ali Wajid, as EVP & Chief Financial Officer of Lumentum Holdings Inc.