[144] Lumentum Holdings Inc. SEC Filing

Rhea-AI Filing Summary

Form 144 notice for Lumentum Holdings Inc. (LITE) reports a proposed sale of 912 shares of common stock through Morgan Stanley Smith Barney LLC on the NASDAQ with an aggregate market value of $106,202.40. The securities were acquired as restricted stock from the issuer on 08/15/2025 and the approximate sale date is listed as 08/18/2025. The filer states there were no securities sold by the reporting person in the prior three months and affirms no undisclosed material adverse information is known. The form includes the broker name and address and indicates payment was completed on the acquisition date.

Positive

• Full transaction details provided: class, broker, share count, aggregate value, acquisition date, and proposed sale date are all disclosed
• Broker identified: Morgan Stanley Smith Barney LLC and NASDAQ as the venue, enabling market transparency
• No prior sales reported: filer states "Nothing to Report" for securities sold in the past three months

Negative

• Very short interval between acquisition and proposed sale: restricted stock acquired 08/15/2025 with approximate sale 08/18/2025, which may warrant attention
• Small disclosure of materiality relative to outstanding shares: 912 shares versus 69,400,000 shares outstanding represents a very small portion, offering limited insight into broader insider activity

Insights

Securities Analyst

TL;DR: Small insider sale scheduled three days after restricted stock acquisition; transaction value is $106,202.40.

This Form 144 documents an intended sale of 912 shares of Lumentum common stock with an aggregate value of $106,202.40 executed through Morgan Stanley Smith Barney LLC on NASDAQ. The shares are recorded as restricted stock acquired from the issuer on 08/15/2025, with an approximate sale date of 08/18/2025. The filing discloses no sales in the preceding three months and includes the standard attestation regarding material nonpublic information. From a trading-disclosure perspective, the filing is routine and provides required transparency around an insider sale.

Corporate Governance Specialist

TL;DR: Filing meets Rule 144 disclosure requirements; quick turnaround from acquisition to proposed sale is explicitly reported.

The document supplies the issuer, broker, share count, market value, acquisition type, acquisition date, and proposed sale date as required by Rule 144. Notably, the restricted stock was acquired on 08/15/2025 and the sale is slated for 08/18/2025, a short interval that the filing transparently records. The signer also affirms no known undisclosed material adverse information. The disclosure appears complete for the specific transaction described.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	912	106202.40	69400000	08/18/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/15/2025	Restricted Stock	ISSUER			912	08/15/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does LITE Form 144 disclose about the proposed sale?

The filing discloses a proposed sale of 912 shares of common stock through Morgan Stanley Smith Barney LLC on NASDAQ with an aggregate market value of $106,202.40.

When were the shares acquired and when is the proposed sale date listed on the Form 144?

The shares were acquired as restricted stock on 08/15/2025 and the approximate sale date is listed as 08/18/2025.

Does the filing report any securities sold by the reporting person in the past three months?

No. The Form 144 states "Nothing to Report" for securities sold during the past three months.

Who is the broker handling the proposed sale in this Form 144?

Morgan Stanley Smith Barney LLC, Executive Financial Services, 1 New York Plaza, 8th Floor, New York, NY 10004, is named as the broker.

What attestations does the filer make on the Form 144?

The filer represents that they do not know any material adverse nonpublic information about the issuer and signs the required attestation on the notice.