[Form 4] Lumentum Holdings Inc. Insider Trading Activity

Rhea-AI Filing Summary

Ali Wajid, EVP & Chief Financial Officer of Lumentum Holdings Inc. (LITE), reported the vesting of performance stock units (PSUs) that resulted in the acquisition of 5,133 shares on 08/07/2025. The acquired shares were issued at a $0 purchase price as the PSUs vested after the Compensation Committee determined performance conditions were met for awards granted on 08/24/2022.

In connection with the vesting, 2,607 shares were withheld by the issuer to satisfy income tax withholding obligations at an indicated price of $111.13 per share. Following these transactions the reporting person’s beneficial ownership is reported as 49,986 shares (direct).

Positive

• 5,133 shares were acquired via PSU vesting, indicating performance conditions were met for awards granted on 08/24/2022.
• Beneficial ownership remains at 49,986 shares following the transactions, showing continued direct ownership by the reporting officer.

Negative

• 2,607 shares were withheld to satisfy income tax withholding, reducing the net increase in outstanding shares held by the reporting person.
• Acquisition occurred at $0 purchase price (issuance on vesting), so there was no cash investment by the reporting person in these shares.

Insights

Compensation Analyst

TL;DR: PSUs granted 08/24/2022 vested, producing 5,133 shares; routine tax withholding reduced net shares to 49,986.

The filing shows the Compensation Committee determined performance conditions for PSUs granted on 08/24/2022 were met, triggering issuance of 5,133 shares to the EVP & CFO on 08/07/2025 with an acquisition price of $0 (typical for performance-based equity vesting). The issuer withheld 2,607 shares to satisfy income tax obligations at an indicated withholding valuation of $111.13 per share, leaving 49,986 shares beneficially owned. These are standard compensation mechanics, not a cash purchase or open-market sale.

Corporate Governance Expert

TL;DR: Transaction is a routine PSU vesting event for a named executive; materiality to shareholders appears limited.

The Form 4 discloses a non-derivative issuance tied to performance-based awards and subsequent tax withholding. The reporting person continues to hold 49,986 shares directly after the transactions. The document lists an attorney-in-fact signature but contains no indications of derivative exercises, open-market trading, or unusual diversion of shares. The items disclosed are disclosure-compliant mechanics of executive equity compensation.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ali Wajid

(Last) (First) (Middle)

C/O LUMENTUM HOLDINGS INC.

1001 RIDDER PARK DRIVE

(Street)

SAN JOSE CA 95131

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & CHIEF FINANCIAL OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
08/07/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/07/2025		A		5,133(1)	A	$0	52,593	D
Common Stock	08/07/2025		F(2)		2,607	D	$111.13	49,986	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the acquisition of shares upon the determination of the Compensation Committee of the Board of Directors of the Issuer that certain performance conditions were met with respect to certain performance stock units (PSUs) granted to the Reporting Person on August 24, 2022.

2. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of PSUs.

	/s/ Jae Kim as Attorney-in-Fact	08/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What transactions did Ali Wajid (LITE) report on the Form 4?

On 08/07/2025 Ali Wajid reported the vesting of PSUs resulting in the acquisition of 5,133 shares and the withholding of 2,607 shares for taxes.

How many Lumentum (LITE) shares does the reporting person own after the transactions?

The Form 4 reports 49,986 shares beneficially owned (direct) following the reported transactions.

What was the price indicated for the shares withheld for taxes?

The shares withheld for tax withholding were indicated at $111.13 per share in the filing.

Why were shares acquired at $0 according to the filing?

The filing states the 5,133 shares were issued upon the determination that performance conditions for PSUs granted on 08/24/2022 were met, resulting in issuance at a $0 acquisition price.

What role does the reporting person hold at Lumentum?

The reporting person is identified as EVP & Chief Financial Officer, and the filing indicates the Form 4 was filed by one reporting person.