[144] Lumentum Holdings Inc. SEC Filing

Rhea-AI Filing Summary

Lumentum Holdings Director Alan S. Lowe has filed a Form 144 indicating intent to sell 20,000 shares of common stock with an aggregate market value of $1,869,400. The planned sale is scheduled for June 26, 2025, through Morgan Stanley Smith Barney on NASDAQ.

The shares to be sold were acquired through multiple transactions between August 2022 and February 2023, including:

• Restricted Stock grants totaling 5,824 shares
• Performance Share awards totaling 14,176 shares

Notable recent trading activity shows Lowe has sold 30,000 shares in the past three months for total gross proceeds of approximately $2.6 million. The filing indicates Lowe is trading under a 10b5-1 plan adopted on November 20, 2024, and affirms no knowledge of undisclosed material adverse information regarding Lumentum's operations.

Positive

• None.

Negative

• CEO Alan Lowe has sold approximately 50,000 shares worth over $4.4M in the past month through multiple transactions, including a planned sale of 20,000 additional shares worth $1.87M, signaling significant insider selling pressure

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001234673
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LUMENTUM HOLDINGS INC.
SEC File Number	001-36861
Address of Issuer	1001 Ridder Park Drive San Jose CALIFORNIA 95131
Phone	(408) 546-5483
Name of Person for Whose Account the Securities are To Be Sold	ALAN S. LOWE
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	20000	1869400.00	69400000	06/26/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	11/15/2022	Restricted Stock	ISSUER			4244	11/15/2022	Not Applicable
Common	02/15/2023	Restricted Stock	ISSUER			1186	02/15/2023	Not Applicable
Common	11/15/2022	Performance Shares	ISSUER			2088	11/15/2022	Not Applicable
Common	08/31/2022	Restricted Stock	ISSUER			394	08/31/2022	Not Applicable
Common	02/15/2023	Performance Shares	ISSUER			2088	02/15/2023	Not Applicable
Common	08/22/2022	Performance Shares	ISSUER			10000	08/22/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ALAN S. LOWE 1001 Ridder Park Drive San Jose CA 95131	Common	06/18/2025	8280	732531.60
ALAN S. LOWE 1001 Ridder Park Drive San Jose CA 95131	Common	06/18/2025	11720	1036868.40
ALAN S. LOWE 1001 Ridder Park Drive San Jose CA 95131	Common	06/04/2025	4937	412634.46
ALAN S. LOWE 1001 Ridder Park Drive San Jose CA 95131	Common	06/04/2025	3872	323621.76
ALAN S. LOWE 1001 Ridder Park Drive San Jose CA 95131	Common	06/04/2025	1191	99543.78

144: Remarks and Signature

Remarks
Date of Notice	06/26/2025
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/20/2024
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Alan Scott Lowe
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

How many LITE shares is Alan Lowe planning to sell according to the Form 144 filing from June 28, 2025?

According to the Form 144 filing, Alan Lowe, a Director of Lumentum Holdings Inc. (LITE), plans to sell 20,000 shares of common stock with an aggregate market value of $1,869,400.00 through Morgan Stanley Smith Barney LLC. The approximate date of sale is listed as June 26, 2025.

How many LITE shares has Alan Lowe sold in the past 3 months before this Form 144 filing?

In the three months prior to this filing, Alan Lowe sold a total of 30,000 LITE shares in multiple transactions: 20,000 shares (8,280 + 11,720) on June 18, 2025, for about $1.77 million, and 10,000 shares (4,937 + 3,872 + 1,191) on June 4, 2025, for approximately $835,800.

What is the source of LITE shares that Alan Lowe plans to sell?

The shares come from multiple restricted stock and performance share grants acquired from the issuer (LITE) between August 2022 and February 2023, including: 4,244 restricted shares (11/15/2022), 1,186 restricted shares (2/15/2023), 2,088 performance shares (11/15/2022), 394 restricted shares (8/31/2022), 2,088 performance shares (2/15/2023), and 10,000 performance shares (8/22/2022).

Is Alan Lowe's LITE stock sale part of a 10b5-1 trading plan?

Yes, the Form 144 indicates that Alan Lowe is relying on Rule 10b5-1, with the trading plan adoption date or instruction date listed as November 20, 2024.

What is the current number of outstanding LITE shares according to the Form 144?

According to the Form 144 filing, Lumentum Holdings Inc. (LITE) has 69,400,000 shares outstanding as of the filing date.