Lumentum CEO Plans $1.77M Stock Sale on NASDAQ, Filing Shows

Lumentum Holdings Form 144 filing details a proposed sale of securities by an insider.

Rhea-AI Filing Summary

Lumentum Holdings Form 144 filing details a proposed sale of securities by an insider. The filing indicates plans to sell 20,000 shares of common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of $1,769,400.

The securities to be sold were acquired through two transactions:

• 8,280 shares as Restricted Stock on August 31, 2022
• 11,720 shares as Performance Shares on August 22, 2022

Recent trading activity by the seller (Alan S. Lowe) in the past 3 months includes three sales on June 4, 2025, totaling 10,000 shares with combined gross proceeds of $835,800. The sale will be executed on the NASDAQ, with an approximate sale date of June 18, 2025. The company currently has approximately 69.4 million shares outstanding.

Positive

• None.

Negative

• CEO Alan Lowe plans to sell 20,000 shares worth $1.77M, following recent sales of approximately 10,000 shares worth $836K in June 2025, indicating continued insider selling pressure

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many LITE shares are being sold by insiders according to the June 2025 Form 144?

According to the Form 144 filing, an insider plans to sell 20,000 shares of LITE common stock through Morgan Stanley Smith Barney LLC, with an aggregate market value of $1,769,400.00.

What recent insider sales of LITE stock occurred prior to this Form 144 filing?

Alan S. Lowe made three sales on June 4, 2025, totaling 10,000 shares: 4,937 shares for $412,634.46, 3,872 shares for $323,621.76, and 1,191 shares for $99,543.78, for total gross proceeds of approximately $835,800.

How did the insider acquire the LITE shares being sold?

The shares were acquired in two transactions: 8,280 shares through Restricted Stock on August 31, 2022, and 11,720 shares through Performance Shares on August 22, 2022, both directly from the issuer (LITE).

What is LITE's total shares outstanding according to the Form 144?

According to the Form 144 filing, Lumentum Holdings Inc. (LITE) has 69,400,000 shares outstanding.

What is the planned sale date for the LITE shares in this Form 144?

The Form 144 indicates an approximate date of sale of June 18, 2025, with the shares to be sold on the NASDAQ exchange.

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 06/18/2025 - 04:41 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001234673
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LUMENTUM HOLDINGS INC.
SEC File Number	001-36861
Address of Issuer	1001 Ridder Park Drive San Jose CALIFORNIA 95131
Phone	(408) 546-5483
Name of Person for Whose Account the Securities are To Be Sold	ALAN S. LOWE
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	20000	1769400.00	69400000	06/18/2025	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	08/31/2022	Restricted Stock	ISSUER			8280	08/31/2022	Not Applicable
Common	08/22/2022	Performance Shares	ISSUER			11720	08/22/2022	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
ALAN S. LOWE 1001 Ridder Park Drive San Jose CA 95131	Common	06/04/2025	4937	412634.46
ALAN S. LOWE 1001 Ridder Park Drive San Jose CA 95131	Common	06/04/2025	3872	323621.76
ALAN S. LOWE 1001 Ridder Park Drive San Jose CA 95131	Common	06/04/2025	1191	99543.78

144: Remarks and Signature

Remarks
Date of Notice	06/18/2025
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	11/20/2024
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Alan Scott Lowe
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)