Lumentum EVP & CFO reports RSU tax share withholding on Form 4

Rhea-AI Filing Summary

Lumentum Holdings Inc. (LITE) reported an insider equity transaction by its EVP & Chief Financial Officer on a Form 4. On 11/15/2025, the executive had 2,743 shares of common stock disposed of at $232.15 per share, coded as an "F" transaction.

The company explains that these shares were withheld to cover income tax withholding and remittance obligations arising from the vesting of restricted stock units, rather than an open-market sale. After this tax-related share withholding, the executive beneficially owns 74,344 shares of Lumentum common stock directly.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Ali Wajid

Role EVP & CHIEF FINANCIAL OFFICER

Type	Security	Shares	Price	Value
Tax Withholding	Common Stock	2,743	$232.15	$637K

Holdings After Transaction: Common Stock — 74,344 shares (Direct)

Footnotes (1)

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ali Wajid

(Last) (First) (Middle)

C/O LUMENTUM HOLDINGS INC.

1001 RIDDER PARK DRIVE

(Street)

SAN JOSE CA 95131

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Lumentum Holdings Inc. [ LITE ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & CHIEF FINANCIAL OFFICER

3. Date of Earliest Transaction (Month/Day/Year)
11/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/15/2025		F(1)		2,743	D	$232.15	74,344	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units.

	/s/ Jae Kim as Attorney-in-Fact	11/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Lumentum (LITE) disclose on this Form 4?

The Form 4 reports that the EVP & Chief Financial Officer had 2,743 shares of Lumentum common stock disposed of on 11/15/2025 in a transaction coded "F."

Who is the reporting person in Lumentum (LITE)'s Form 4 filing?

The reporting person is an officer of Lumentum Holdings Inc., serving as EVP & Chief Financial Officer.

At what price were the Lumentum (LITE) shares reported on the Form 4 transaction?

The 2,743 shares of common stock were reported at a price of $232.15 per share.

How many Lumentum (LITE) shares does the executive own after this Form 4 transaction?

Following the reported transaction, the executive beneficially owns 74,344 shares of Lumentum common stock directly.

What does the transaction code "F" mean in this Lumentum (LITE) Form 4?

The filing explains that the transaction represents shares withheld by the issuer to satisfy income tax withholding and remittance obligations related to the vesting of restricted stock units.

Does this Lumentum (LITE) Form 4 involve derivative securities?

The provided Form 4 tables include a section for derivative securities, but no derivative transactions are reported in the excerpt.

Is the Lumentum (LITE) Form 4 filed for one or multiple reporting persons?

The Form 4 is indicated as filed by one reporting person, not by a group.