Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lumentum Holdings Inc. chief accounting officer Matthew Joseph Sepe reported an automatic share withholding tied to equity compensation. On 01/15/2026, 563 shares of common stock were withheld at $343.27 per share, coded "F" to indicate shares retained by the company to satisfy income tax withholding and remittance obligations in connection with the vesting of restricted stock units. Following this transaction, Sepe beneficially owned 41,514 Lumentum shares, held directly.
Lumentum Holdings Inc. appointed Thad Trent to its board of directors, effective December 15, 2025, and named him to the board’s Audit Committee. He will serve an initial term that runs until the company’s 2026 annual meeting of stockholders and until a successor is elected and qualified.
Trent, 58, is Executive Vice President and Chief Financial Officer of onsemi, and previously served as Chief Financial Officer of Cypress Semiconductor Corporation until its sale to Infineon Technologies AG. He has held multiple senior finance roles across several technology companies and holds a Bachelor of Science in Business Administration and Finance from San Diego State University. As an outside director, he will receive cash and equity compensation under Lumentum’s Outside Director Compensation Policy and will sign the company’s standard indemnification agreement. The company states there are no special arrangements, family relationships, or related-party transactions connected to his appointment.
Lumentum Holdings Inc. reported results of its 2025 Annual Meeting held on November 19, 2025. Stockholders approved the new 2025 Equity Incentive Plan, which reserves shares of common stock for future equity awards. All eight director nominees were elected, each receiving over 53 million votes in favor, with broker non-votes of 6,273,339 on each director proposal.
Stockholders also approved, on a non-binding advisory basis, the compensation of the named executive officers, with 49,092,285 votes for and 6,133,562 against. The 2025 Equity Incentive Plan was approved with 45,653,375 votes for and 9,596,444 against. Deloitte & Touche LLP was ratified as independent auditor for the fiscal year ending June 27, 2026, with 61,391,629 votes for. A total of 61,863,720 shares were represented at the meeting, or 87.24% of the 70,912,590 shares entitled to vote.
Lumentum Holdings Inc. (LITE) reported an insider transaction by its President, Global Business Units, on a Form 4. On 11/19/2025, the officer sold 822 shares of common stock at $258.96 per share in an open-market transaction coded "S." After this sale, the officer beneficially owned 95,077 shares, held directly.
The filing notes that these shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 11, 2025, indicating the sales were made under a pre-arranged plan.
Lumentum Holdings Inc. (LITE) reported that a director acquired 1,283 shares of common stock in the form of restricted stock units (RSUs) on 11/19/2025. The RSUs were recorded at a price of $0, reflecting an equity award rather than an open-market purchase.
Each RSU represents the right to receive one share of Lumentum common stock after the units vest. According to the award terms, 100% of the RSUs will vest on the earlier of November 19, 2026 or the day prior to the company’s next annual meeting of stockholders, provided the director continues as a service provider under Lumentum’s 2025 Equity Incentive Plan. Following this grant, the director beneficially owns 29,462 shares of Lumentum common stock in total, held directly.
Lumentum Holdings Inc. (LITE) reported a director equity award on a Form 4. The director acquired 1,283 shares of common stock tied to restricted stock units (RSUs) that will vest 100% on the earlier of November 19, 2026 or the day before the company’s next annual stockholder meeting, as long as the director continues as a service provider under the 2025 Equity Incentive Plan. The director also acquired 2,387 fully vested RSUs, each representing one share of common stock, both grants at a price of $0 as typical equity compensation for board service. Following these transactions, the director beneficially owns 4,904 shares of common stock directly.
Lumentum Holdings Inc. (LITE) reported a new equity award to one of its directors. On November 19, 2025, the director acquired 1,283 shares of common stock through a grant coded as an acquisition at a stated price of $0 per share. Following this grant, the director beneficially owns 25,910 shares of Lumentum common stock in direct ownership.
The filing explains that each share in the transaction is represented by a restricted stock unit (RSU), with each RSU giving the right to receive one share of common stock after vesting. 100% of these RSUs vest on the earlier of November 19, 2026 or the day before Lumentum’s next annual meeting of stockholders, as long as the director continues to serve as a service provider under the company’s 2025 Equity Incentive Plan.
Lumentum Holdings Inc. (LITE) reported a routine insider equity grant for one of its directors. On November 19, 2025, the director acquired 1,283 shares of common stock in the form of restricted stock units (RSUs) at a stated price of $0, reflecting a stock-based compensation award rather than an open-market purchase.
After this grant, the director beneficially owns 13,320 shares of Lumentum common stock. Each RSU represents the right to receive one share of common stock once it vests. The filing states that 100% of the RSUs will vest on the earlier of November 19, 2026 or the day prior to Lumentum’s next annual shareholder meeting, provided the director continues to serve as a service provider under the company’s 2025 Equity Incentive Plan.
Lumentum Holdings Inc. (LITE) reported an equity grant to one of its directors on a Form 4. On 11/19/2025, the director received 1,283 restricted stock units (RSUs) of Lumentum common stock at a price of $0 per unit.
Each RSU represents the right to receive one share of common stock after it vests. According to the grant terms, 100% of the RSUs will vest on the earlier of November 19, 2026 or the day before Lumentum’s next annual stockholder meeting, as long as the director continues as a service provider under the company’s 2025 Equity Incentive Plan. After this transaction, the director beneficially owns 10,906 shares directly and 39,378 shares indirectly through a family trust.
Lumentum Holdings Inc. (LITE) reported that one of its directors received a new equity award in the form of restricted stock units. On 11/19/2025, the director acquired 1,283 RSUs, recorded at a price of $0 per share because this is a stock-based compensation grant rather than a market purchase. After this award, the director beneficially owned 11,047 shares of common stock.
Each RSU represents the right to receive one share of Lumentum common stock after it vests. The filing states that 100% of the RSUs will vest on the earlier of November 19, 2026 or the day before Lumentum’s next annual meeting of stockholders, as long as the director continues to serve as a service provider under the company’s 2025 Equity Incentive Plan.