Lumentum Holdings Inc.'s SEC filings document operating results, material events, capital-structure actions and governance matters for a photonics and optical communications company. Form 8-K reports furnish quarterly financial results and conference-call materials, as well as securities and charter-related disclosures.
The filings include the completed issuance and sale of Series A Convertible Preferred Stock to NVIDIA and the related certificate of designation, which defines preferred-stock terms and conversion provisions. Proxy materials cover shareholder voting and board governance matters, while exchange-act disclosures identify Lumentum common stock, par value $0.001 per share, trading under LITE on the Nasdaq Global Select Market.
Lumentum Holdings Inc. insider plans stock sale. A Form 144 notice reports a planned sale of 4,000 shares of Lumentum common stock through UBS Financial Services Inc. on or about 02/12/2026 on Nasdaq, with an aggregate market value of $2,389,974.75.
The shares to be sold were acquired via RSU vestings from Lumentum Holdings Inc. on 11/09/2019 (1,562 shares) and 11/14/2020 (2,438 shares), both paid in cash. The filing also notes a prior sale of 4,849 common shares on 02/06/2026 for gross proceeds of $2,596,536 by Penelope Herscher.
A holder of LITE common stock has filed a notice of proposed sale of 45,026 shares under Rule 144. The shares are to be sold through Morgan Stanley Smith Barney LLC Executive Financial Services on the NASDAQ, with an approximate sale date of 02/12/2026 and an aggregate market value of 26,624,903.16.
The class is common stock, and there were 71,400,000 shares outstanding at the time indicated. The seller acquired these 45,026 shares on 08/15/2024 from the issuer as performance and restricted stock, with payment described as not applicable, consistent with equity awards rather than a cash purchase.
Lumentum Holdings Inc. filed an initial insider ownership report for executive Eric Chang. The Form 3 identifies Chang as Senior Vice President, Finance and Chief Accounting Officer and states that he beneficially owns no Lumentum securities as of the February 6, 2026 event date.
Lumentum Holdings Inc. President and CEO Michael E. Hurlston, who is also a director, reported a Form 4 transaction dated February 7, 2026. A total of 20,169 shares of common stock were withheld by the company at $551.99 per share to cover income tax obligations from vesting restricted stock units.
After this tax withholding, Hurlston beneficially owns 129,748 shares of Lumentum common stock directly, which includes 320 shares acquired through the company’s Employee Stock Purchase Plan on November 14, 2025.
Lumentum Holdings director Penelope Herscher reported selling 4,849 shares of Lumentum common stock on February 6, 2026 at a weighted average price of $535.4798 per share. After this transaction, she beneficially owned 6,057 shares directly and 39,378 shares indirectly through a family living trust.
Lumentum Holdings has an investor planning to sell 4,849 shares of its common stock through UBS Financial Services on Nasdaq, with an approximate sale date of 02/06/2026 and an aggregate market value of 2,596,536.31.
The notice states that 71,400,000 common shares were outstanding and shows these shares were acquired via restricted stock unit (RSU) vestings on 11/18/2021 and 11/17/2024, totaling 1,600 and 3,249 shares respectively, each paid in cash.
FMR LLC has filed an amended ownership report showing a 13.5% stake in HLDGS INC common stock, equal to 9,611,273.88 shares. The filing is Amendment No. 7 to a Schedule 13G and is triggered as of the event date 12/31/2025.
FMR LLC reports sole voting power over 9,336,555.01 shares and sole dispositive power over 9,611,273.88 shares, with no shared voting or dispositive power. Abigail P. Johnson is also listed as a reporting person, with sole dispositive power over the same 9,611,273.88 shares.
The securities are stated to be held in the ordinary course of business and not for the purpose of changing or influencing control of HLDGS INC, nor in connection with any transaction having that purpose or effect, other than activities solely in connection with a nomination under the specified proxy rule.
Lumentum Holdings Inc. reported a strong turnaround for the quarter ended December 27, 2025. Net revenue rose to $665.5 million from $402.2 million a year earlier, and the company moved from a net loss of $60.9 million to net income of $78.2 million. For the first six months of fiscal 2026, revenue reached $1,199.3 million with net income of $82.4 million, compared with a loss of $143.3 million in the prior-year period.
Cash and cash equivalents were $657.7 million and short-term investments $497.6 million, supporting total assets of $4,805.3 million. During the period Lumentum issued $1,265.0 million of new 2032 convertible notes, used $843.1 million of proceeds to partially repurchase 2026 notes, and spent $102.0 million on capped call options.
Because the stock price exceeded conversion thresholds, all series of convertible notes totaling a $3,182.5 million carrying amount are now classified as current. Management notes that large-scale early conversions could significantly strain liquidity and that noteholders’ conversion rights raise substantial doubt about the company’s ability to continue as a going concern.
Lumentum Holdings Inc. furnished an update on its business by reporting financial results for its fiscal second quarter ended December 27, 2025. The company did this through a Form 8-K and an accompanying press release.
The press release, titled “Lumentum Announces Second Quarter of Fiscal Year 2026 Financial Results,” is attached as Exhibit 99.1. Lumentum also posted a “Q2 FY26 Conference Call” slide presentation in the Events and Presentations section of its investor website, giving shareholders additional detail on the quarter.
Lumentum Holdings director and interim Chief Procurement Officer Harris Isaac Hosojiro reported routine equity compensation activity. On January 30, 2026, he acquired 629 shares of Common Stock at $0, representing fully vested restricted stock units where each unit converts into one share.
On the same date, 225 shares of Common Stock at $391.84 per share were withheld by Lumentum to cover income tax obligations tied to the RSU vesting. After these transactions, Hosojiro directly owned 12,009 shares of Lumentum Common Stock.